0001567619-20-009536.txt : 20200512
0001567619-20-009536.hdr.sgml : 20200512
20200512112509
ACCESSION NUMBER: 0001567619-20-009536
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20200512
DATE AS OF CHANGE: 20200512
EFFECTIVENESS DATE: 20200512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cetera Advisors LLC /CO
CENTRAL INDEX KEY: 0001164252
IRS NUMBER: 000000000
STATE OF INCORPORATION: CO
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-53475
FILM NUMBER: 20867642
BUSINESS ADDRESS:
STREET 1: 1290 BROADWAY
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 800-666-1477
MAIL ADDRESS:
STREET 1: 1290 BROADWAY
CITY: DENVER
STATE: CO
ZIP: 80203
FORMER COMPANY:
FORMER CONFORMED NAME: MULTI FINANCIAL SECURITIES CORP/CO
DATE OF NAME CHANGE: 20011231
D/A
1
primary_doc.xml
X0708
D/A
LIVE
0001164252
Cetera Advisors LLC /CO
4600 S. Syracuse Street
Suite 600
DENVER
CO
COLORADO
80237
800-929-3485
COLORADO
None
MULTI FINANCIAL SECURITIES CORP/CO
Limited Liability Company
true
Brett
Harrison
4600 S. Syracuse
Suite 600
Denver
CO
COLORADO
80237
Executive Officer
Director
Mark
Shelson
400 First Street South
Suite 300
St. Cloud
MN
MINNESOTA
56301
Executive Officer
Stan
Smiley
200 N. Pacific Coast Highway
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Greg
Olson
200 N. Pacific Coast Highway
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Joseph
Neary
200 N. Pacific Coast Highway
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Director
Kristy
Haley
200 N. Pacific Coast Highway
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Kathleen
Vannoy-Pineda
200 S. Syracuse Street
Suite 700
Denver
CO
COLORADO
80237
Executive Officer
Investing
Decline to Disclose
- 06b
true
0001567619-19-009891
2009-01-01
true
true
Deferred compensation obligations
false
0
Indefinite
23872681
Indefinite
false
76
0
0
0
false
Cetera Advisors LLC /CO
/s/ Brett Harrison
Brett Harrison
CEO
2020-05-11