0001158649-24-000004.txt : 20240524 0001158649-24-000004.hdr.sgml : 20240524 20240523180058 ACCESSION NUMBER: 0001158649-24-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20240524 DATE AS OF CHANGE: 20240523 EFFECTIVENESS DATE: 20240524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisors LLC /CO CENTRAL INDEX KEY: 0001164252 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-53475 FILM NUMBER: 24980058 BUSINESS ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 800 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 800-929-3485 MAIL ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 800 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: MULTI FINANCIAL SECURITIES CORP/CO DATE OF NAME CHANGE: 20011231 D/A 1 primary_doc.xml X0708 D/A LIVE 0001164252 Cetera Advisors LLC /CO 5299 DTC BOULEVARD SUITE 800 GREENWOOD VILLAGE CO COLORADO 80111 800-929-3485 DELAWARE MULTI FINANCIAL SECURITIES CORP/CO Limited Liability Company true Joseph D. Neary 655 W. Broadway Suite 1200 San Diego CA CALIFORNIA 92101 Executive Officer Director Jeffrey Buchheister 655 W. Broadway Suite 1200 San Diego CA CALIFORNIA 92101 Executive Officer Maura R. Mizuguchi 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Gary Chaffin 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Barbara Kesterson 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Kristy Haley 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Stanley R. Smiley 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Tim Stinson 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Garrett Merrill 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Elisa Del Valle 5299 DTC Boulevard Suite 800 Greenwood Village CO COLORADO 80111 Executive Officer Melissa Lischin 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Summer Arnold 655 W. Broadway Suite 1200 San Diego CA CALIFORNIA 92101 Executive Officer Dan Umansky 655 W. Broadway Suite 1200 San Diego CA CALIFORNIA 92101 Executive Officer Lisa Gok 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer David Van Havermaat 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Thomas B. Taylor 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Director Thomas Halloran 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Director Winnie Lee 1430 Broadway 7th Floor New York NY NEW YORK 10018 Executive Officer Investing Decline to Disclose 06b true 0001567619-23-005822 2009-01-01 true true Deferred compensation obligations false 0 Indefinite 35310183 Indefinite false 117 0 0 0 false Cetera Advisors LLC /CO /s/ Thomas Halloran Thomas Halloran CEO 2024-05-22