0001158649-24-000004.txt : 20240524
0001158649-24-000004.hdr.sgml : 20240524
20240523180058
ACCESSION NUMBER: 0001158649-24-000004
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20240524
DATE AS OF CHANGE: 20240523
EFFECTIVENESS DATE: 20240524
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cetera Advisors LLC /CO
CENTRAL INDEX KEY: 0001164252
ORGANIZATION NAME:
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-53475
FILM NUMBER: 24980058
BUSINESS ADDRESS:
STREET 1: 5299 DTC BOULEVARD
STREET 2: SUITE 800
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
BUSINESS PHONE: 800-929-3485
MAIL ADDRESS:
STREET 1: 5299 DTC BOULEVARD
STREET 2: SUITE 800
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
FORMER COMPANY:
FORMER CONFORMED NAME: MULTI FINANCIAL SECURITIES CORP/CO
DATE OF NAME CHANGE: 20011231
D/A
1
primary_doc.xml
X0708
D/A
LIVE
0001164252
Cetera Advisors LLC /CO
5299 DTC BOULEVARD
SUITE 800
GREENWOOD VILLAGE
CO
COLORADO
80111
800-929-3485
DELAWARE
MULTI FINANCIAL SECURITIES CORP/CO
Limited Liability Company
true
Joseph
D.
Neary
655 W. Broadway
Suite 1200
San Diego
CA
CALIFORNIA
92101
Executive Officer
Director
Jeffrey
Buchheister
655 W. Broadway
Suite 1200
San Diego
CA
CALIFORNIA
92101
Executive Officer
Maura
R.
Mizuguchi
2301 Rosecrans Avenue
Suite 5100
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Gary
Chaffin
2301 Rosecrans Avenue
Suite 5100
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Barbara
Kesterson
2301 Rosecrans Avenue
Suite 5100
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Kristy
Haley
2301 Rosecrans Avenue
Suite 5100
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Stanley
R.
Smiley
2301 Rosecrans Avenue
Suite 5100
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Tim
Stinson
2301 Rosecrans Avenue
Suite 5100
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Garrett
Merrill
2301 Rosecrans Avenue
Suite 5100
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Elisa
Del Valle
5299 DTC Boulevard
Suite 800
Greenwood Village
CO
COLORADO
80111
Executive Officer
Melissa
Lischin
2301 Rosecrans Avenue
Suite 5100
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Summer
Arnold
655 W. Broadway
Suite 1200
San Diego
CA
CALIFORNIA
92101
Executive Officer
Dan
Umansky
655 W. Broadway
Suite 1200
San Diego
CA
CALIFORNIA
92101
Executive Officer
Lisa
Gok
2301 Rosecrans Avenue
Suite 5100
El Segundo
CA
CALIFORNIA
90245
Executive Officer
David
Van Havermaat
2301 Rosecrans Avenue
Suite 5100
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Thomas
B.
Taylor
2301 Rosecrans Avenue
Suite 5100
El Segundo
CA
CALIFORNIA
90245
Director
Thomas
Halloran
2301 Rosecrans Avenue
Suite 5100
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Director
Winnie
Lee
1430 Broadway
7th Floor
New York
NY
NEW YORK
10018
Executive Officer
Investing
Decline to Disclose
- 06b
true
0001567619-23-005822
2009-01-01
true
true
Deferred compensation obligations
false
0
Indefinite
35310183
Indefinite
false
117
0
0
0
false
Cetera Advisors LLC /CO
/s/ Thomas Halloran
Thomas Halloran
CEO
2024-05-22