0001140361-18-022004.txt : 20180507
0001140361-18-022004.hdr.sgml : 20180507
20180507170157
ACCESSION NUMBER: 0001140361-18-022004
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20180507
DATE AS OF CHANGE: 20180507
EFFECTIVENESS DATE: 20180507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cetera Advisors LLC /CO
CENTRAL INDEX KEY: 0001164252
IRS NUMBER: 000000000
STATE OF INCORPORATION: CO
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-53475
FILM NUMBER: 18812016
BUSINESS ADDRESS:
STREET 1: 1290 BROADWAY
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 800-666-1477
MAIL ADDRESS:
STREET 1: 1290 BROADWAY
CITY: DENVER
STATE: CO
ZIP: 80203
FORMER COMPANY:
FORMER CONFORMED NAME: MULTI FINANCIAL SECURITIES CORP/CO
DATE OF NAME CHANGE: 20011231
D/A
1
primary_doc.xml
X0708
D/A
LIVE
0001164252
Cetera Advisors LLC /CO
4600 South Syracuse Street
Suite 600
DENVER
CO
COLORADO
80237
800-929-3485
COLORADO
None
MULTI FINANCIAL SECURITIES CORP/CO
Limited Liability Company
true
Brett
Harrison
4600 S. Syracuse Street
Suite 600
Denver
CO
COLORADO
80237
Executive Officer
Director
Mark
Shelson
400 First Street South
Suite 300
St. Cloud
MN
MINNESOTA
56301
Executive Officer
Stan
Smiley
200 N. Sepulveda Boulevard
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Greg
Olson
200 N. Sepulveda Boulevard
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Adam
Antoniades
635 W. Broadway
San Diego
CA
CALIFORNIA
92101
Director
Kristy
Haley
200 N. Sepulveda Boulevard
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Kathleen
Vannoy-Pineda
400 S. Syracuse Street
Suite 700
Denver
CO
COLORADO
80237
Executive Officer
Investing
Decline to Disclose
- 06b
true
0001140361-17-017045
2009-01-01
true
true
Deferred compensation obligations
false
0
Indefinite
21439325
Indefinite
false
79
0
0
0
false
Cetera Advisors LLC /CO
/s/ Brett Harrison
Brett Harrison
CEO
2018-04-27