0001140361-18-022004.txt : 20180507 0001140361-18-022004.hdr.sgml : 20180507 20180507170157 ACCESSION NUMBER: 0001140361-18-022004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180507 DATE AS OF CHANGE: 20180507 EFFECTIVENESS DATE: 20180507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisors LLC /CO CENTRAL INDEX KEY: 0001164252 IRS NUMBER: 000000000 STATE OF INCORPORATION: CO FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-53475 FILM NUMBER: 18812016 BUSINESS ADDRESS: STREET 1: 1290 BROADWAY CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 800-666-1477 MAIL ADDRESS: STREET 1: 1290 BROADWAY CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: MULTI FINANCIAL SECURITIES CORP/CO DATE OF NAME CHANGE: 20011231 D/A 1 primary_doc.xml X0708 D/A LIVE 0001164252 Cetera Advisors LLC /CO 4600 South Syracuse Street Suite 600 DENVER CO COLORADO 80237 800-929-3485 COLORADO None MULTI FINANCIAL SECURITIES CORP/CO Limited Liability Company true Brett Harrison 4600 S. Syracuse Street Suite 600 Denver CO COLORADO 80237 Executive Officer Director Mark Shelson 400 First Street South Suite 300 St. Cloud MN MINNESOTA 56301 Executive Officer Stan Smiley 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Greg Olson 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Adam Antoniades 635 W. Broadway San Diego CA CALIFORNIA 92101 Director Kristy Haley 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Kathleen Vannoy-Pineda 400 S. Syracuse Street Suite 700 Denver CO COLORADO 80237 Executive Officer Investing Decline to Disclose 06b true 0001140361-17-017045 2009-01-01 true true Deferred compensation obligations false 0 Indefinite 21439325 Indefinite false 79 0 0 0 false Cetera Advisors LLC /CO /s/ Brett Harrison Brett Harrison CEO 2018-04-27