0001140361-16-061381.txt : 20160418 0001140361-16-061381.hdr.sgml : 20160418 20160418143238 ACCESSION NUMBER: 0001140361-16-061381 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160418 DATE AS OF CHANGE: 20160418 EFFECTIVENESS DATE: 20160418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisors LLC /CO CENTRAL INDEX KEY: 0001164252 IRS NUMBER: 000000000 STATE OF INCORPORATION: CO FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-53475 FILM NUMBER: 161576670 BUSINESS ADDRESS: STREET 1: 1290 BROADWAY CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 800-666-1477 MAIL ADDRESS: STREET 1: 1290 BROADWAY CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: MULTI FINANCIAL SECURITIES CORP/CO DATE OF NAME CHANGE: 20011231 D/A 1 primary_doc.xml X0707 D/A LIVE 0001164252 Cetera Advisors LLC /CO 4600 South Syracuse Street Suite 600 DENVER CO COLORADO 80237 800-929-3485 COLORADO None MULTI FINANCIAL SECURITIES CORP/CO Limited Liability Company true Brett Harrison 4600 S. Syracuse Suite 600 Denver CO COLORADO 80237 Executive Officer Director Erinn Ford 4600 S. Syracuse Suite 600 Denver CO COLORADO 80237 Executive Officer Director Bernie Breton 4600 S. Syracuse Suite 600 Denver CO COLORADO 80237 Executive Officer Mark Shelson 400 First Street South Suite 300 St. Cloud MN MINNESOTA 56301 Executive Officer Stan Smiley 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Greg Olson 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Adam Antoniades 635 W. Broadway San Diego CA CALIFORNIA 92101 Director Investing Decline to Disclose 06b true 0001209191-12-003523 2009-01-01 true true Deferred compensation obligations false 0 Indefinite 16772872 Indefinite false 68 0 0 0 false Cetera Advisors LLC /CO Brett Harrison Brett Harrison CEO 2016-04-18