0001140361-15-002029.txt : 20150116
0001140361-15-002029.hdr.sgml : 20150116
20150116164622
ACCESSION NUMBER: 0001140361-15-002029
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20150116
DATE AS OF CHANGE: 20150116
EFFECTIVENESS DATE: 20150116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cetera Advisors LLC /CO
CENTRAL INDEX KEY: 0001164252
IRS NUMBER: 000000000
STATE OF INCORPORATION: CO
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-53475
FILM NUMBER: 15533134
BUSINESS ADDRESS:
STREET 1: 1290 BROADWAY
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 800-666-1477
MAIL ADDRESS:
STREET 1: 1290 BROADWAY
CITY: DENVER
STATE: CO
ZIP: 80203
FORMER COMPANY:
FORMER CONFORMED NAME: MULTI FINANCIAL SECURITIES CORP/CO
DATE OF NAME CHANGE: 20011231
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0001164252
Cetera Advisors LLC /CO
4600 South Syracuse Street
Suite 600
Denver
CO
COLORADO
80237
800-929-3485
COLORADO
None
MULTI FINANCIAL SECURITIES CORP/CO
Corporation
true
Brett
Harrison
4600 South Syracuse Street
Suite 600
Denver
CO
COLORADO
80237
Executive Officer
Director
Larry
Roth
200 N. Sepulveda Boulevard
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Steve
Dunlap
200 N. Sepulveda Boulevard
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Director
Erinn
Ford
4600 South Syracuse Street
Suite 600
Denver
CO
COLORADO
80237
Executive Officer
Bernie
Breton
4600 South Syracuse Street
Suite 600
Denver
CO
COLORADO
80237
Executive Officer
Mark
Shelson
400 First Street South
Suite 300
St. Cloud
MN
MINNESOTA
56301
Executive Officer
Cyndi
Hamel
200 N. Sepulveda Boulevard
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Stan
Smiley
200 N. Sepulveda Boulevard
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Greg
Olson
200 N. Sepulveda Boulevard
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Lisa
Gok
200 N. Sepulveda Boulevard
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Investing
Decline to Disclose
- 06b
true
0001140361-14-002327
2009-01-01
true
true
Deferred compensation obligations
false
0
Indefinite
16490243
Indefinite
false
64
0
0
0
false
Cetera Advisors LLC /CO
Brett Harrison
Brett Harrison
CEO
2015-01-16