0001140361-15-002029.txt : 20150116 0001140361-15-002029.hdr.sgml : 20150116 20150116164622 ACCESSION NUMBER: 0001140361-15-002029 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150116 DATE AS OF CHANGE: 20150116 EFFECTIVENESS DATE: 20150116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisors LLC /CO CENTRAL INDEX KEY: 0001164252 IRS NUMBER: 000000000 STATE OF INCORPORATION: CO FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-53475 FILM NUMBER: 15533134 BUSINESS ADDRESS: STREET 1: 1290 BROADWAY CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 800-666-1477 MAIL ADDRESS: STREET 1: 1290 BROADWAY CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: MULTI FINANCIAL SECURITIES CORP/CO DATE OF NAME CHANGE: 20011231 D/A 1 primary_doc.xml X0707 D/A LIVE 0001164252 Cetera Advisors LLC /CO 4600 South Syracuse Street Suite 600 Denver CO COLORADO 80237 800-929-3485 COLORADO None MULTI FINANCIAL SECURITIES CORP/CO Corporation true Brett Harrison 4600 South Syracuse Street Suite 600 Denver CO COLORADO 80237 Executive Officer Director Larry Roth 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Steve Dunlap 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Director Erinn Ford 4600 South Syracuse Street Suite 600 Denver CO COLORADO 80237 Executive Officer Bernie Breton 4600 South Syracuse Street Suite 600 Denver CO COLORADO 80237 Executive Officer Mark Shelson 400 First Street South Suite 300 St. Cloud MN MINNESOTA 56301 Executive Officer Cyndi Hamel 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Stan Smiley 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Greg Olson 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Lisa Gok 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Investing Decline to Disclose 06b true 0001140361-14-002327 2009-01-01 true true Deferred compensation obligations false 0 Indefinite 16490243 Indefinite false 64 0 0 0 false Cetera Advisors LLC /CO Brett Harrison Brett Harrison CEO 2015-01-16