0001140361-14-002327.txt : 20140116
0001140361-14-002327.hdr.sgml : 20140116
20140116131143
ACCESSION NUMBER: 0001140361-14-002327
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20140116
DATE AS OF CHANGE: 20140116
EFFECTIVENESS DATE: 20140116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cetera Advisors LLC /CO
CENTRAL INDEX KEY: 0001164252
IRS NUMBER: 000000000
STATE OF INCORPORATION: CO
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-53475
FILM NUMBER: 14531527
BUSINESS ADDRESS:
STREET 1: 1290 BROADWAY
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 800-666-1477
MAIL ADDRESS:
STREET 1: 1290 BROADWAY
CITY: DENVER
STATE: CO
ZIP: 80203
FORMER COMPANY:
FORMER CONFORMED NAME: MULTI FINANCIAL SECURITIES CORP/CO
DATE OF NAME CHANGE: 20011231
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0001164252
Cetera Advisors LLC /CO
4600 South Syracuse Street
Suite 600
DENVER
CO
COLORADO
80237
800-929-3485
COLORADO
None
MULTI FINANCIAL SECURITIES CORP/CO
Corporation
true
Brett
Harrison
4600 South Syracuse Street
Suite 600
Denver
CO
COLORADO
80237
Executive Officer
Director
Jon
Frojen
200 North Sepulveda Boulevard
Suite 1200
El Segundo
CA
CALIFORNIA
90245-5670
Executive Officer
Director
Valerie
Brown
200 North Sepulveda Boulevard
Suite 1200
El Segundo
CA
CALIFORNIA
90245-5670
Executive Officer
Director
Investing
Decline to Disclose
- 06b
true
9999999997-09-002091
2009-01-01
true
true
Deferred compensation obligations
false
0
Indefinite
16152978
Indefinite
false
63
0
0
0
false
Cetera Advisors LLC /CO
Brett Harrison
Brett Harrison
President and CEO
2014-01-16