0001140361-14-002327.txt : 20140116 0001140361-14-002327.hdr.sgml : 20140116 20140116131143 ACCESSION NUMBER: 0001140361-14-002327 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140116 DATE AS OF CHANGE: 20140116 EFFECTIVENESS DATE: 20140116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisors LLC /CO CENTRAL INDEX KEY: 0001164252 IRS NUMBER: 000000000 STATE OF INCORPORATION: CO FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-53475 FILM NUMBER: 14531527 BUSINESS ADDRESS: STREET 1: 1290 BROADWAY CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 800-666-1477 MAIL ADDRESS: STREET 1: 1290 BROADWAY CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: MULTI FINANCIAL SECURITIES CORP/CO DATE OF NAME CHANGE: 20011231 D/A 1 primary_doc.xml X0707 D/A LIVE 0001164252 Cetera Advisors LLC /CO 4600 South Syracuse Street Suite 600 DENVER CO COLORADO 80237 800-929-3485 COLORADO None MULTI FINANCIAL SECURITIES CORP/CO Corporation true Brett Harrison 4600 South Syracuse Street Suite 600 Denver CO COLORADO 80237 Executive Officer Director Jon Frojen 200 North Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245-5670 Executive Officer Director Valerie Brown 200 North Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245-5670 Executive Officer Director Investing Decline to Disclose 06b true 9999999997-09-002091 2009-01-01 true true Deferred compensation obligations false 0 Indefinite 16152978 Indefinite false 63 0 0 0 false Cetera Advisors LLC /CO Brett Harrison Brett Harrison President and CEO 2014-01-16