0000899243-21-009691.txt : 20210303 0000899243-21-009691.hdr.sgml : 20210303 20210303215224 ACCESSION NUMBER: 0000899243-21-009691 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARKS MICHAEL E CENTRAL INDEX KEY: 0001163715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39388 FILM NUMBER: 21712398 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Berkeley Lights, Inc. CENTRAL INDEX KEY: 0001689657 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 352415390 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5858 HORTON STREET STREET 2: SUITE 320 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-858-2855 MAIL ADDRESS: STREET 1: 5858 HORTON STREET STREET 2: SUITE 320 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-01 0 0001689657 Berkeley Lights, Inc. BLI 0001163715 MARKS MICHAEL E 5858 HORTON STREET, SUITE 320 EMERYVILLE CA 94608 1 0 0 0 Common Stock 2021-03-01 4 S 0 20000 61.9299 D 1294142 I By Mark Family Trust Common Stock 2021-03-02 4 S 0 12008 62.2205 D 1282134 I By Mark Family Trust Common Stock 2021-03-02 4 S 0 6210 63.1563 D 1275924 I By Mark Family Trust Common Stock 2021-03-02 4 S 0 1782 64.6052 D 1274142 I By Mark Family Trust The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $61.195 to $62.60. The reporting person undertakes to provide Berkeley Lights, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. As trustee of the Marks Family Trust (the "Trust"), Mr. Marks may be deemed to beneficially own the shares held by the Trust. Mr. Marks disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $61.74 to $62.71. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $62.75 to $63.72. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $62.75 to $63.72. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Reflects receipt of 1,314,142 shares received in a pro rata distribution in kind, which was exempt from reporting under Rule 16a-9. /s/ Stuart L. Merkadeau, Attorney-in-fact 2021-03-03