0001775199-20-000002.txt : 20200313 0001775199-20-000002.hdr.sgml : 20200313 20200313143400 ACCESSION NUMBER: 0001775199-20-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200311 FILED AS OF DATE: 20200313 DATE AS OF CHANGE: 20200313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newsom Cory T CENTRAL INDEX KEY: 0001775199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38895 FILM NUMBER: 20712027 MAIL ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTH PLAINS FINANCIAL, INC. CENTRAL INDEX KEY: 0001163668 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 BUSINESS PHONE: 806-792-7101 MAIL ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 FORMER COMPANY: FORMER CONFORMED NAME: SOUTH PLAINS FINANCIAL INC DATE OF NAME CHANGE: 20011214 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-03-11 0 0001163668 SOUTH PLAINS FINANCIAL, INC. SPFI 0001775199 Newsom Cory T 5219 CITY BANK PARKWAY LUBBOCK TX 79407-3544 1 1 0 0 President Common Stock 2020-03-11 4 P 0 1000 17.9437 A 165391 D Common Stock 2020-03-12 4 P 0 2000 17.2144 A 167391 D Common Stock 750 I By child Common Stock 76851 I By ESOP The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. Represents the volume-weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.33968 to $17.08912. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the Reporting Person undertakes to provide full information regarding the number of shares purchased at each separate price. Shares held for the benefit of the Reporting Person's child. Shares held by the ESOP and allocated to the Reporting Person's account. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. /s/ by Mikella D. Newsom as Attorney-in-Fact for Cory T. Newsom 2020-03-13