0001775195-20-000004.txt : 20200527 0001775195-20-000004.hdr.sgml : 20200527 20200527135610 ACCESSION NUMBER: 0001775195-20-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200522 FILED AS OF DATE: 20200527 DATE AS OF CHANGE: 20200527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffith Curtis C CENTRAL INDEX KEY: 0001775195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38895 FILM NUMBER: 20914615 MAIL ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTH PLAINS FINANCIAL, INC. CENTRAL INDEX KEY: 0001163668 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 BUSINESS PHONE: 806-792-7101 MAIL ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 FORMER COMPANY: FORMER CONFORMED NAME: SOUTH PLAINS FINANCIAL INC DATE OF NAME CHANGE: 20011214 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-05-22 0 0001163668 SOUTH PLAINS FINANCIAL, INC. SPFI 0001775195 Griffith Curtis C 5219 CITY BANK PARKWAY LUBBOCK TX 79407-3544 1 1 1 0 Chairman & CEO Common Stock 2020-05-22 4 P 0 1500 12.9647 A 2384021 D Common Stock 2020-05-26 4 P 0 1500 13.11 A 2385521 D Common Stock 94891.51 I By ESOP Represents the volume-weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.894 to $13.00. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the Reporting Person undertakes to provide full information regarding the number of shares purchased at each separate price. Shares held by the ESOP and allocated to the Reporting Person's account. Reflects ESOP allocations that have occurred since the date of the Reporting Person's last ownership report. /s/ By Mikella D. Newsom as Attorney-in-Fact for Curtis C Griffith 2020-05-27