0001775195-20-000001.txt : 20200221
0001775195-20-000001.hdr.sgml : 20200221
20200221141433
ACCESSION NUMBER: 0001775195-20-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200221
DATE AS OF CHANGE: 20200221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Griffith Curtis C
CENTRAL INDEX KEY: 0001775195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38895
FILM NUMBER: 20638919
MAIL ADDRESS:
STREET 1: 5219 CITY BANK PARKWAY
CITY: LUBBOCK
STATE: TX
ZIP: 79407-3544
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOUTH PLAINS FINANCIAL, INC.
CENTRAL INDEX KEY: 0001163668
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5219 CITY BANK PARKWAY
CITY: LUBBOCK
STATE: TX
ZIP: 79407-3544
BUSINESS PHONE: 806-792-7101
MAIL ADDRESS:
STREET 1: 5219 CITY BANK PARKWAY
CITY: LUBBOCK
STATE: TX
ZIP: 79407-3544
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTH PLAINS FINANCIAL INC
DATE OF NAME CHANGE: 20011214
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-12-31
0
0001163668
SOUTH PLAINS FINANCIAL, INC.
SPFI
0001775195
Griffith Curtis C
5219 CITY BANK PARKWAY
LUBBOCK
TX
79407-3544
1
1
1
0
Chairman and CEO
Common Stock
2019-12-31
4
M
0
9000
9.49
A
2383790
D
Common Stock
2019-12-31
4
F
0
5269
21
D
2378521
D
Common Stock
93793
I
By ESOP
Stock Options (right to buy)
9.49
2019-12-31
4
M
0
9000
0
D
2019-12-31
Common Stock
9000
0
D
Stock Options (right to buy)
20.93
2020-02-19
4
A
0
22411
0
A
2030-02-19
Common Stock
22411
22411
D
Shares held by the ESOP and allocated to the Reporting Person's account.
These were fully exercisable on date of grant.
25% of the stock options vest on the first anniversary of January 1, 2020; thereafter, the remaining vest pro rata on a monthly basis over the next 36 months. Notwithstanding the foregoing, the stock options will automatically become fully vested upon the earlier of: (i) the Reporting Person's disability, (ii) the Reporting Person's death, and (iii) immediately prior to a change in control of the Issuer.
The exercise of the stock options on 12/31/2019 and the related transactions are being reported late due to administrative error.
/s/ By Mikella D. Newsom as Attorney-in-Fact for Curtis C Griffith
2020-02-21