0001775195-19-000004.txt : 20191220 0001775195-19-000004.hdr.sgml : 20191220 20191220152055 ACCESSION NUMBER: 0001775195-19-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191218 FILED AS OF DATE: 20191220 DATE AS OF CHANGE: 20191220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffith Curtis C CENTRAL INDEX KEY: 0001775195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38895 FILM NUMBER: 191300868 MAIL ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTH PLAINS FINANCIAL, INC. CENTRAL INDEX KEY: 0001163668 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 BUSINESS PHONE: 806-792-7101 MAIL ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 FORMER COMPANY: FORMER CONFORMED NAME: SOUTH PLAINS FINANCIAL INC DATE OF NAME CHANGE: 20011214 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-12-18 0 0001163668 SOUTH PLAINS FINANCIAL, INC. SPFI 0001775195 Griffith Curtis C 5219 CITY BANK PARKWAY LUBBOCK TX 79407-3544 1 1 0 0 Chairman & CEO Stock Options (right to buy) 19.98 2019-12-18 4 A 0 21955 0 A 2029-12-18 Common Stock 21955 87955 D These stock options were granted pursuant to the Employment Agreement between the Issuer and the Reporting Person. One-fourth of the stock options vest on the 1st anniversary of January 1, 2019, and the remaining three-fourths shall vest pro rata on a monthly basis over the 36 months following January 1, 2020. /s/ By Mikella D. Newsom, Attorney-in-Fact for Curtis C Griffith 2019-12-20