0001775189-24-000001.txt : 20240103 0001775189-24-000001.hdr.sgml : 20240103 20240103172455 ACCESSION NUMBER: 0001775189-24-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231229 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crockett Steven B CENTRAL INDEX KEY: 0001775189 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38895 FILM NUMBER: 24508264 MAIL ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTH PLAINS FINANCIAL, INC. CENTRAL INDEX KEY: 0001163668 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 BUSINESS PHONE: 806-792-7101 MAIL ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 FORMER COMPANY: FORMER CONFORMED NAME: SOUTH PLAINS FINANCIAL INC DATE OF NAME CHANGE: 20011214 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-12-29 0 0001163668 SOUTH PLAINS FINANCIAL, INC. SPFI 0001775189 Crockett Steven B 5219 CITY BANK PARKWAY LUBBOCK TX 79407-3544 0 1 0 0 CFO and Treasurer 0 Common Stock 2023-12-29 4 M 0 6000 10.33 A 68852 D Common Stock 2023-12-29 4 F 0 3047 29.58 D 65805 D Stock Options (Right to Buy) 10.33 2023-12-29 4 M 0 6000 0 D 2023-12-31 Common Stock 6000 0 D The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. The stock options were fully vested and exercisable on the date of grant to the Reporting Person. /s/ By Mikella D. Newsom as Attorney-in-Fact for Steven B Crockett 2024-01-03