0001775189-23-000002.txt : 20230221
0001775189-23-000002.hdr.sgml : 20230221
20230221185650
ACCESSION NUMBER: 0001775189-23-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230216
FILED AS OF DATE: 20230221
DATE AS OF CHANGE: 20230221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Crockett Steven B
CENTRAL INDEX KEY: 0001775189
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38895
FILM NUMBER: 23650022
MAIL ADDRESS:
STREET 1: 5219 CITY BANK PARKWAY
CITY: LUBBOCK
STATE: TX
ZIP: 79407-3544
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOUTH PLAINS FINANCIAL, INC.
CENTRAL INDEX KEY: 0001163668
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5219 CITY BANK PARKWAY
CITY: LUBBOCK
STATE: TX
ZIP: 79407-3544
BUSINESS PHONE: 806-792-7101
MAIL ADDRESS:
STREET 1: 5219 CITY BANK PARKWAY
CITY: LUBBOCK
STATE: TX
ZIP: 79407-3544
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTH PLAINS FINANCIAL INC
DATE OF NAME CHANGE: 20011214
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2023-02-16
0
0001163668
SOUTH PLAINS FINANCIAL, INC.
SPFI
0001775189
Crockett Steven B
5219 CITY BANK PARKWAY
LUBBOCK
TX
79407-3544
0
1
0
0
CFO and Treasurer
Common Stock
2023-02-16
4
A
0
2493
0
A
65834
D
Common Stock
2023-02-16
4
F
0
578
27.51
D
65256
D
Stock Options (Right to Buy)
27.27
2023-02-16
4
A
0
12898
0
A
2033-02-16
Common Stock
12898
12898
D
The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
Since the date of the Reporting Person's last report, 31,798 shares previously owned through the South Plains Financial, Inc. Employee Stock Ownership Plan were rolled over into a self-directed individual retirement account and, therefore, are now owned directly by the Reporting Person.
25% of the stock options vest on each of the first four anniversaries of January 1, 2023. Notwithstanding the foregoing, the stock options will automatically become fully vested upon the earlier of: (i) the Reporting Person's disability, (ii) the Reporting Person's death, and (iii) immediately prior to a change in control of the Issuer.
By Mikella D. Newsom as Attorney-in-Fact for Steven B. Crockett
2023-02-21