0001775189-19-000004.txt : 20190823 0001775189-19-000004.hdr.sgml : 20190823 20190823190817 ACCESSION NUMBER: 0001775189-19-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190821 FILED AS OF DATE: 20190823 DATE AS OF CHANGE: 20190823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crockett Steven B CENTRAL INDEX KEY: 0001775189 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38895 FILM NUMBER: 191050332 MAIL ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTH PLAINS FINANCIAL, INC. CENTRAL INDEX KEY: 0001163668 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 BUSINESS PHONE: 806-792-7101 MAIL ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 FORMER COMPANY: FORMER CONFORMED NAME: SOUTH PLAINS FINANCIAL INC DATE OF NAME CHANGE: 20011214 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-08-21 0 0001163668 SOUTH PLAINS FINANCIAL, INC. SPFI 0001775189 Crockett Steven B 5219 CITY BANK PARKWAY LUBBOCK TX 79407-3544 0 1 0 0 CFO and Treasurer Common Stock 2019-08-21 4 A 0 9062 0 A 24562 D Common Stock 26754 I By ESOP Stock Options (right to buy) 16 2019-08-21 4 A 0 26014 0 A 2029-08-21 Common Stock 26014 26014 D One-fourth of the restricted stock units vest on each of the first four anniversaries of the date of grant. The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. Shares held by the ESOP and allocated to the Reporting Person's account. One-fourth of the stock options vest on each of the first four anniversaries of the date of grant. /s/ By Mikella D. Newsom as Attorney-in-Fact for Steven B. Crockett 2019-08-23