0001775189-19-000001.txt : 20190509 0001775189-19-000001.hdr.sgml : 20190509 20190509213003 ACCESSION NUMBER: 0001775189-19-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190509 FILED AS OF DATE: 20190509 DATE AS OF CHANGE: 20190509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crockett Steven B CENTRAL INDEX KEY: 0001775189 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38895 FILM NUMBER: 19812608 MAIL ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTH PLAINS FINANCIAL, INC. CENTRAL INDEX KEY: 0001163668 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 BUSINESS PHONE: 806-792-7101 MAIL ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 FORMER COMPANY: FORMER CONFORMED NAME: SOUTH PLAINS FINANCIAL INC DATE OF NAME CHANGE: 20011214 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2019-05-09 0 0001163668 SOUTH PLAINS FINANCIAL, INC. SPFI 0001775189 Crockett Steven B 5219 CITY BANK PARKWAY LUBBOCK TX 79407-3544 0 1 0 0 CFO and Treasurer Common Stock 10500 D Common Stock 26754 I by ESOP Stock Options (right to buy) 9.49 2019-12-31 Common Stock 3000 D Stock Options (right to buy) 10.03 2020-12-31 Common Stock 3000 D Stock Options (right to buy) 11.03 2021-12-31 Common Stock 3000 D Stock Options (right to buy) 12.03 2022-12-31 Common Stock 3000 D Stock Options (right to buy) 10.33 2023-12-31 Common Stock 6000 D Stock Options (right to buy) 5.88 2024-12-31 Common Stock 6000 D Stock Options (right to buy) 8.6 2025-12-31 Common Stock 6000 D Stock Options (right to buy) 10.93 2026-12-31 Common Stock 7500 D Stock Options (right to buy) 12.24 2027-12-31 Common Stock 7500 D Stock Options (right to buy) 13.88 2028-12-31 Common Stock 7500 D Stock Options (right to buy) 16.93 2029-12-31 Common Stock 7500 D Stock Options (right to buy) 19.05 2030-12-31 Common Stock 7500 D Shares held by the ESOP and allocated to Mr. Crockett's account. These stock options are fully exercisable. /s/ STeven B. Crockett 2019-05-09