0001163668-22-000007.txt : 20220121
0001163668-22-000007.hdr.sgml : 20220121
20220121143712
ACCESSION NUMBER: 0001163668-22-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220119
FILED AS OF DATE: 20220121
DATE AS OF CHANGE: 20220121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Griffith Curtis C
CENTRAL INDEX KEY: 0001775195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38895
FILM NUMBER: 22545610
MAIL ADDRESS:
STREET 1: 5219 CITY BANK PARKWAY
CITY: LUBBOCK
STATE: TX
ZIP: 79407-3544
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOUTH PLAINS FINANCIAL, INC.
CENTRAL INDEX KEY: 0001163668
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5219 CITY BANK PARKWAY
CITY: LUBBOCK
STATE: TX
ZIP: 79407-3544
BUSINESS PHONE: 806-792-7101
MAIL ADDRESS:
STREET 1: 5219 CITY BANK PARKWAY
CITY: LUBBOCK
STATE: TX
ZIP: 79407-3544
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTH PLAINS FINANCIAL INC
DATE OF NAME CHANGE: 20011214
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2022-01-19
0
0001163668
SOUTH PLAINS FINANCIAL, INC.
SPFI
0001775195
Griffith Curtis C
5219 CITY BANK PARKWAY
LUBBOCK
TX
79407-3544
1
1
1
0
Chairman and CEO
Common Stock
2022-01-19
4
A
0
4243
0
A
1527593
D
Common Stock
99762
I
By ESOP
Common Stock
151
I
By 401(k)
Common Stock
435000
I
By CCG Trust
Common Stock
87000
I
By RTW Trust
Common Stock
87000
I
By BLW Trust
Common Stock
87000
I
By WHW Trust
Common Stock
87000
I
By SSG Trust
Common Stock
87000
I
By JBG Trust
Stock Options (Right to Buy)
29.46
2022-01-19
4
A
0
13340
0
A
2032-01-19
Common Stock
13340
13340
D
Includes restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
Shares held by the South Plains Financial, Inc. Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account.
Shares held in the Reporting Person's account under the City Bank 401(k) Plan.
Shares held in the Curtis C. Griffith 2021 Irrevocable Trust ("CCG Trust"), over which the Reporting Person's spouse, who shares the Reporting person's household, serves as trustee. The members of the Reporting Person's immediate family are the beneficiaries of this trust.
Shares held in the Richard Thomas White 2021 Trust ("RTW Trust"), over which the Reporting Person serves as trustee. A member of the Reporting Person's immediate family is the beneficiary of this trust.
Shares held in the Birdie Lucille White 2021 Trust ("BLW Trust"), over which the Reporting Person serves as trustee. A member of the Reporting Person's immediate family is the beneficiary of this trust.
Shares held in the William Hogan White 2021 Trust ("WHW Trust"), over which the Reporting Person serves as trustee. A member of the Reporting Person's immediate family is the beneficiary of this trust.
Shares held in the Sydney Suzanne Griffith 2021 Trust ("SSG Trust"), over which the Reporting Person serves as trustee. A member of the Reporting Person's immediate family is the beneficiary of this trust.
Shares held in the Johnathan Brockway Griffith 2021 Trust ("JBG Trust"), over which the Reporting Person serves as trustee. A member of the Reporting Person's immediate family is the beneficiary of this trust.
25% of the stock options vest on the first anniversary of January 1, 2022; thereafter, the remaining vest pro rata on a month basis over the next 36 months. Notwithstanding the foregoing, the stock options will automatically become fully vested upon the earlier of: (i) the Reporting Person's disability, (ii) the Reporting Person's death, and (iii) immediately prior to a change in control of the Issuer.
/s/ By Mikella D. Newsom as Attorney-in-Fact for Curtis C. Griffith
2022-01-21