FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of July 2022
NOMURA HOLDINGS, INC.
(Translation of registrants name into English)
13-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
Exhibit Number | ||
1. | (English Translation) Share Buyback Report for the reporting month from June 1, 2022 to June 30, 2022. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
NOMURA HOLDINGS, INC. | ||||
Date: July 14, 2022 |
By: |
/s/ Yoshifumi Kishida | ||
Yoshifumi Kishida | ||||
Senior Managing Director |
[Translation of Share Buyback Report for the reporting month from June 1, 2022 to June 30, 2022 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on July 14, 2022]
Class of Shares: Common Stock
1. | Status of repurchase |
(1) | Status of a repurchase pursuant to a resolution at a general meeting of shareholders |
Not applicable
(2) | Status of a repurchase pursuant to a resolution at the meeting of a board of directors (Board) |
as of June 30, 2022
Number of Shares | Total Repurchase Amount (JPY) |
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Authorization pursuant to the resolution of the Board (April 26, 2022) (Period of repurchase: from May 17, 2022 to March 31, 2023 (excluding the ten business days following the announcement of each quarterly financial results)) |
50,000,000 | 30,000,000,000 | ||||||||||
Repurchases during this reporting month (Date of repurchase) |
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(Date) June 1 June 2 June 3 June 6 June 7 June 8 June 9 June 10 June 13 June 14 June 15 June 16 June 17 June 20 June 21 June 22 |
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1,231,400 1,231,400 1,231,400 1,315,700 1,315,700 1,315,700 1,315,700 1,315,700 1,916,300 1,916,300 1,916,300 1,916,300 1,916,300 1,933,700 1,751,300 1,933,700 1,933,700 |
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629,935,500 631,629,650 629,852,300 664,339,570 670,653,540 661,902,760 661,806,300 651,802,930 937,351,850 930,015,060 941,595,660 954,384,590 934,437,690 943,655,880 867,887,950 961,997,670 968,896,260 |
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Total |
| 27,406,600 | 13,642,145,160 | |||||||||
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Aggregate shares repurchased as of the end of this reporting month |
46,958,200 | 23,207,876,130 | ||||||||||
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Progress of share repurchase (%) |
93.9 | 77.4 |
2. | Status of disposition |
as of June 30, 2022
Number of shares disposed in the reporting month |
Aggregate amount of disposition (JPY) |
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Treasury shares disposed subject to procedures for issuance of new shares |
(Date) |
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Subtotal |
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Treasury shares canceled |
(Date) |
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Subtotal |
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Treasury shares transferred upon merger, share exchange, share delivery or demerger |
(Date) |
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Subtotal |
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Other (upon request for purchasing less-than-a-full-unit shares) |
(Date) June 8 June 16 |
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19 79 |
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9,758 39,594 |
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Subtotal |
| 98 | 49,352 | |||||||
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Other (exercise of stock acquisition rights) |
(Date) June 1 June 7 June 10 June 14 June 22 June 23 June 28 June 30 |
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30,200 10,100 6,100 3,900 2,400 2,300 2,000 4,600 |
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30,200 10,100 6,100 3,900 2,400 2,300 2,000 4,600 |
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Subtotal |
| 61,600 | 61,600 | |||||||
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Other (delivery of shares under Restricted Stock Units plan) |
(Date) |
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Subtotal |
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Total |
| 61,698 | 110,952 | |||||||
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3. | Status of shares held in treasury |
as of June 30, 2022
As of the end of the reporting month |
Number of Shares | |||
Total number of issued shares |
3,233,562,601 | |||
Number of shares held in treasury |
229,333,336 |
Note) In relation to 2. Status of disposition and 3. Status of shares held in treasury above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on or before June 30, 2022.