0001193125-22-174228.txt : 20220615 0001193125-22-174228.hdr.sgml : 20220615 20220615060832 ACCESSION NUMBER: 0001193125-22-174228 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220615 FILED AS OF DATE: 20220615 DATE AS OF CHANGE: 20220615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NOMURA HOLDINGS INC CENTRAL INDEX KEY: 0001163653 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15270 FILM NUMBER: 221016563 BUSINESS ADDRESS: STREET 1: 1-13-1 NIHONBASHI STREET 2: CHUO-KU CITY: TOKYO STATE: M0 ZIP: 103-8645 BUSINESS PHONE: 81-3-5255-1000 MAIL ADDRESS: STREET 1: 1-13-1 NIHONBASHI STREET 2: CHUO-KU CITY: TOKYO STATE: M0 ZIP: 103-8645 6-K 1 d282511d6k.htm FORM 6-K Form 6-K
Table of Contents

 

 

FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of June 2022

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

13-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F X                 Form 40-F                 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):                 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):                 

 

 

 

Table of Contents

Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.    (English Translation) Share Buyback Report for the reporting month from May 1, 2022 to May 31, 2022.

Table of Contents

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  NOMURA HOLDINGS, INC.
Date: June 15, 2022   By:  

/s/ Yoshifumi Kishida

    Yoshifumi Kishida
    Senior Managing Director

Table of Contents

[Translation of Share Buyback Report for the reporting month from May 1, 2022 to May 31, 2022 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on June 15, 2022]

Class of Shares: Common Stock

 

1.

Status of repurchase

 

(1)

Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)

Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of May 31, 2022

 

     Number of Shares      Total Repurchase
Amount (JPY)		  

Authorization pursuant to the resolution of the Board (April 26, 2022)

(Period of repurchase: from May 17, 2022 to March 31, 2023 (excluding the ten business days following the announcement of each quarterly financial results))

          50,000,000        30,000,000,000  

Repurchases during this reporting month (Date of repurchase)

     

 (Date)

May 17

May 18

May 19

May 20

May 23

May 24

May 25

May 26

May 27

May 30

May 31

  

 

 

 

 

 

 

 

 

 

 

 

    

 1,794,100

1,794,100

1,794,100

1,714,500

2,058,200

2,058,200

2,058,200

2,058,200

1,759,200

1,231,400

1,231,400

  

 

 

 

 

 

 

 

 

 

 

     

 854,301,790

860,311,740

853,115,570

830,606,350

1,009,499,890

1,009,497,470

1,007,741,140

1,017,907,760

877,265,380

623,580,150

621,903,730

  

 

 

 

 

 

 

 

 

 

 

    

 

 

     

 

 

  

Total

      —         19,551,600        9,565,730,970  
    

 

 

     

 

 

  

Aggregate shares repurchased as of the end of this reporting month

                         19,551,600        9,565,730,970  
    

 

 

     

 

 

  

Progress of share repurchase (%)

        39.1        31.9  

Table of Contents
2.

Status of disposition

as of May 31, 2022

 

     Number of shares disposed in
the reporting month		      Aggregate amount
of disposition (JPY)		  

Treasury shares disposed subject to procedures for issuance of new shares

    (Date)

—  

     —          —    
    

 

 

     

 

 

  

Subtotal

    —       —          —    
    

 

 

     

 

 

  

Treasury shares canceled

    (Date)

—  

     —          —    
    

 

 

     

 

 

  

Subtotal

    —       —          —    
    

 

 

     

 

 

  

Treasury shares transferred upon merger, share exchange, share delivery or demerger

    (Date)

—  

     —          —    
    

 

 

     

 

 

  

Subtotal

    —       —          —    
    

 

 

     

 

 

  

Other (upon request for purchasing “less-than-a-full-unit shares”)

    (Date)

May 20

     69        32,754  
    

 

 

     

 

 

  

Subtotal

    —       69        32,754  
    

 

 

     

 

 

  

Other (exercise of stock acquisition rights)

    (Date)

May 2

May 6

May 9

May 10

May 11

May 12

May 16

May 17

May 18

May 19

May 20

May 23

May 25

May 30

    

 9,300

5,800

75,000

10,400

9,000

2,000

6,800

11,900

6,800

26,600

14,900

13,000

2,600

10,100

  

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 9,300

5,800

75,000

10,400

9,000

2,000

6,800

11,900

6,800

26,600

14,900

13,000

2,600

10,100

  

 

 

 

 

 

 

 

 

 

 

 

 

 

    

 

 

     

 

 

  

Subtotal

    —       204,200        204,200  
    

 

 

     

 

 

  

Other (delivery of shares under Restricted Stock Units plan)

    (Date)

May 2

     32,050,787        15,386,066,365  
    

 

 

     

 

 

  

Subtotal

    —       32,050,787        15,386,066,365  
    

 

 

     

 

 

  

Total

    —       32,255,056        15,386,303,319  
    

 

 

     

 

 

  

 

3.

Status of shares held in treasury

as of May 31, 2022

 

As of the end of the reporting month

    Number of Shares  

Total number of issued shares

      3,233,562,601  

Number of shares held in treasury

      201,989,788  

Note) In relation to “2. Status of disposition” and “3. Status of shares held in treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on or before May 31, 2022.