0001193125-11-085762.txt : 20110401 0001193125-11-085762.hdr.sgml : 20110401 20110401064241 ACCESSION NUMBER: 0001193125-11-085762 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110401 DATE AS OF CHANGE: 20110401 EFFECTIVENESS DATE: 20110401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NOMURA HOLDINGS INC CENTRAL INDEX KEY: 0001163653 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 333-126203 FILM NUMBER: 11728644 BUSINESS ADDRESS: STREET 1: 9-1 NIHONBASHI 1-CHOME STREET 2: CHUO-KU 103-8645 CITY: TOKYO JAPAN STATE: M0 ZIP: 00000 BUSINESS PHONE: 81 3-3211-1811 MAIL ADDRESS: STREET 1: ANTHONY.ARAM@NOMURA.COM CITY: TOKYO STATE: M0 ZIP: 00000 S-8 POS 1 ds8pos.htm POST-EFFECTIVE AMENDMENT NO.1 TO FORM S-8 POST-EFFECTIVE AMENDMENT NO.1 TO FORM S-8

As filed with the Securities and Exchange Commission on April 1, 2011

Registration Statement No. 333-126203

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

POST-EFFECTIVE AMENDMENT NO.1 TO

FORM S-8

REGISTRATION STATEMENT UNDER THE

SECURITIES ACT OF 1933

 

 

NOMURA HORUDINGUSU KABUSHIKI KAISHA

(Exact Name of Registrant as Specified in Its Charter)

NOMURA HOLDINGS, INC.

(Translation of Registrant’s name into English)

 

 

 

Japan   None

(State or Other Jurisdiction of

Incorporation or Organization)

 

(I.R.S. Employer

Identification No.)

 

 

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo, 103-8645

Japan

(81-3-5255-1000)

(Address of Principal Executive Offices)

 

 

Stock Acquisition Rights (No.2) of Nomura Holdings, Inc.

(Full Title of the Plan)

 

 

Nomura Securities International, Inc.

2 World Financial Center, Building B

New York, New York 10281-1198

(212-667-9300)

(Name, Address and Telephone Number of Agent for Service)

 

 

 


EXPLANATORY NOTE

Nomura Holdings, Inc. (the “Registrant”) is hereby filing this Post-Effective Amendment No.1 to Registration Statement on Form S-8 filed on June 29, 2005 (File No. 333-126203) (the “Registration Statement”) to deregister shares of the Registrant’s common stock relating to options issued under the Stock Acquisition Rights (No.2) of Nomura Holdings, Inc. (the “Plan”).

A total of 2,186,000 shares were registered under the Registration Statement.

Of the 2,186,000 shares relating to the options under the Plan, 1,227,000 shares remained unsold at the termination of the exercise period for the options issued under the Plan on June 30, 2010.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Tokyo, Japan on April 1, 2011.

 

NOMURA HOLDINGS, INC.
By:  

/s/ Kenichi Watanabe

Name:   Kenichi Watanabe
Title:   President and Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 1 to Registration Statement has been signed by the following persons in the following capacities on April 1, 2011.


Signature

     

Title

/s/ Junichi Ujiie

    Chairman of the Board of Directors
Junichi Ujiie    

/s/ Kenichi Watanabe

    Director
Kenichi Watanabe    

President and Chief Executive Officer

(Principal Executive Officer)

/s/ Takumi Shibata

    Director
Takumi Shibata     Deputy President and Chief Operating Officer

/s/ Hideaki Kubori

    Director
Hideaki Kubori    

/s/ Masahiro Sakane

    Director
Masahiro Sakane    

/s/ Haruo Tsuji

    Director
Haruo Tsuji    

/s/ Tsuguoki Fujinuma

    Director
Tsuguoki Fujinuma    

/s/ Hajime Sawabe

    Director
Hajime Sawabe    

/s/ Masanori Itatani

    Director
Masanori Itatani    

/s/ Masanori Nishimatsu

    Director
Masanori Nishimatsu    

/s/ Colin Marshall

    Director
Colin Marshall    

/s/ Clara Furse

    Director
Clara Furse    

/s/ Junko Nakagawa

    Executive Managing Director and Chief Financial Officer
Junko Nakagawa     (Principal Financial Officer and Principal Accounting Officer)

/s/ Naoki Matsuba

    Senior Managing Director
Naoki Matsuba     Authorized Representative in the United States