N-PX 1 brd2k30001163515.txt BRD2K30001163515.TXT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-10599 NAME OF REGISTRANT: Tax-Managed Global Small-Cap Portfolio ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place Boston, MA 02110 NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq. Two International Place Boston, MA 02110 REGISTRANT'S TELEPHONE NUMBER: 617-482-8260 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018 Tax-Managed Global Small-Cap Portfolio was liquidated during the reporting period. The proxy voting record of the Portfolio for record dates on or before January 19, 2018 is included in this filing. Tax-Managed Global Small-Cap Portfolio -------------------------------------------------------------------------------------------------------------------------- AMAYSIM AUSTRALIA LTD, SYDNEY NSW Agenda Number: 708554793 -------------------------------------------------------------------------------------------------------------------------- Security: Q0303K101 Meeting Type: AGM Meeting Date: 27-Oct-2017 Ticker: ISIN: AU000000AYS5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 2, 5.A, 5.B AND 7 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 2 ADOPTION OF REMUNERATION REPORT Mgmt For For 3 RE-ELECTION OF JODIE SANGSTER AS DIRECTOR Mgmt For For 4 RE-ELECTION OF THORSTEN KRAEMER AS DIRECTOR Mgmt For For 5.A APPROVAL OF PREVIOUS ISSUE OF 22,346,368 Mgmt For For ORDINARY SHARES 5.B APPROVAL OF PREVIOUS ISSUE OF 839,569 Mgmt For For ORDINARY SHARES 6 FINANCIAL ASSISTANCE - CLICK ACQUISITION Mgmt For For 7 GRANT OF PERFORMANCE RIGHTS TO MR JULIAN Mgmt Against Against OGRIN -------------------------------------------------------------------------------------------------------------------------- AVNET,INC. Agenda Number: 934680249 -------------------------------------------------------------------------------------------------------------------------- Security: 053807103 Meeting Type: Annual Meeting Date: 09-Nov-2017 Ticker: AVT ISIN: US0538071038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt For For 1B. ELECTION OF DIRECTOR: WILLIAM J. AMELIO Mgmt For For 1C. ELECTION OF DIRECTOR: J. VERONICA BIGGINS Mgmt For For 1D. ELECTION OF DIRECTOR: MICHAEL A. BRADLEY Mgmt For For 1E. ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For 1F. ELECTION OF DIRECTOR: JAMES A. LAWRENCE Mgmt For For 1G. ELECTION OF DIRECTOR: AVID MODJTABAI Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM H. SCHUMANN Mgmt For For III 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2018. -------------------------------------------------------------------------------------------------------------------------- AZZ INC. Agenda Number: 934632351 -------------------------------------------------------------------------------------------------------------------------- Security: 002474104 Meeting Type: Annual Meeting Date: 11-Jul-2017 Ticker: AZZ ISIN: US0024741045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DANIEL E. BERCE Mgmt For For PAUL EISMAN Mgmt For For DANIEL R. FEEHAN Mgmt For For THOMAS E. FERGUSON Mgmt For For KEVERN R. JOYCE Mgmt For For VENITA MCCELLON-ALLEN Mgmt For For ED MCGOUGH Mgmt For For STEPHEN E. PIRNAT Mgmt For For STEVEN R. PURVIS Mgmt For For 2. APPROVAL OF ADVISORY VOTE ON AZZ'S Mgmt For For EXECUTIVE COMPENSATION PROGRAM. 3. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For LLP AS AZZ'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2018. -------------------------------------------------------------------------------------------------------------------------- BLACK KNIGHT FINANCIAL SERVICES INC Agenda Number: 934673600 -------------------------------------------------------------------------------------------------------------------------- Security: 09214X100 Meeting Type: Special Meeting Date: 27-Sep-2017 Ticker: BKFS ISIN: US09214X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVAL OF THE ADOPTION OF THE AGREEMENT Mgmt For For AND PLAN OF MERGER (THE MERGER AGREEMENT), DATED AS OF JUNE 8, 2017, BY AND AMONG NEW BKH CORP., BLACK KNIGHT FINANCIAL SERVICES, INC., BLACK KNIGHT HOLDCO CORP., NEW BKH MERGER SUB, INC., BKFS MERGER SUB, INC., AND FIDELITY NATIONAL FINANCIAL, INC. 2. APPROVAL OF AN ADJOURNMENT OF THE SPECIAL Mgmt For For MEETING, IF NECESSARY OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE SPECIAL MEETING TO APPROVE PROPOSAL 1 IN ACCORDANCE WITH THE MERGER AGREEMENT. -------------------------------------------------------------------------------------------------------------------------- BWX LIMITED Agenda Number: 708651915 -------------------------------------------------------------------------------------------------------------------------- Security: Q1921T102 Meeting Type: AGM Meeting Date: 23-Nov-2017 Ticker: ISIN: AU000000BWX7 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 1, 3, 4, 5, 6, 7 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 ADOPTION OF THE REMUNERATION REPORT Mgmt Against Against 2 RE-ELECTION OF MR IAN CAMPBELL AS A Mgmt For For DIRECTOR 3 ELECTION OF MRS ABI CLELAND AS A DIRECTOR Mgmt For For 4 INCREASE IN NON-EXECUTIVE DIRECTOR Mgmt For For REMUNERATION FEE POOL 5 ISSUE OF SHARES TO MR JOHN HUMBLE Mgmt Against Against 6 ISSUE OF SHARES TO MR AARON FINLAY Mgmt Against Against 7 RATIFICATION OF PRIOR ISSUES OF SHARES Mgmt For For -------------------------------------------------------------------------------------------------------------------------- CAE INC. Agenda Number: 934656882 -------------------------------------------------------------------------------------------------------------------------- Security: 124765108 Meeting Type: Annual Meeting Date: 10-Aug-2017 Ticker: CAE ISIN: CA1247651088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR MARGARET S. BILLSON Mgmt For For MICHAEL M. FORTIER Mgmt For For JAMES F. HANKINSON Mgmt For For ALAN N. MACGIBBON Mgmt For For JOHN P. MANLEY Mgmt For For FRANCOIS OLIVIER Mgmt For For MARC PARENT Mgmt For For PETER J. SCHOOMAKER Mgmt For For ANDREW J. STEVENS Mgmt For For KATHARINE B. STEVENSON Mgmt For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP Mgmt For For AS AUDITORS AND AUTHORIZATION OF THE DIRECTORS TO FIX THEIR REMUNERATION. 03 CONSIDERING AN ADVISORY (NON-BINDING) Mgmt For For RESOLUTION ON EXECUTIVE COMPENSATION. 04 CONSIDERING THE SHAREHOLDERS' PROPOSAL SET Shr Against For FORTH IN APPENDIX B OF THE MANAGEMENT PROXY CIRCULAR DATED JUNE 14, 2017. -------------------------------------------------------------------------------------------------------------------------- CHALLENGER LTD, SYDNEY NSW Agenda Number: 708548651 -------------------------------------------------------------------------------------------------------------------------- Security: Q22685103 Meeting Type: AGM Meeting Date: 26-Oct-2017 Ticker: ISIN: AU000000CGF5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 3 TO 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 2 TO RE-ELECT MR LEON ZWIER AS A DIRECTOR Mgmt For For 3 TO ADOPT THE REMUNERATION REPORT Mgmt For For 4 TO APPROVE THE ISSUE OF 4,600,000 Mgmt For For CHALLENGER CAPITAL NOTES 2 5 TO APPROVE THE ISSUE OF 38,295,689 ORDINARY Mgmt For For SHARES UNDER THE AUD 500 MILLION EQUITY PLACEMENT -------------------------------------------------------------------------------------------------------------------------- DOLBY LABORATORIES, INC. Agenda Number: 934712907 -------------------------------------------------------------------------------------------------------------------------- Security: 25659T107 Meeting Type: Annual Meeting Date: 06-Feb-2018 Ticker: DLB ISIN: US25659T1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KEVIN YEAMAN Mgmt For For PETER GOTCHER Mgmt For For MICHELINE CHAU Mgmt For For DAVID DOLBY Mgmt For For NICHOLAS DONATIELLO, JR Mgmt For For N. WILLIAM JASPER, JR. Mgmt For For SIMON SEGARS Mgmt For For ROGER SIBONI Mgmt For For AVADIS TEVANIAN, JR. Mgmt For For 2. AN ADVISORY VOTE TO APPROVE THE Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 28, 2018. -------------------------------------------------------------------------------------------------------------------------- ENERSYS Agenda Number: 934652303 -------------------------------------------------------------------------------------------------------------------------- Security: 29275Y102 Meeting Type: Annual Meeting Date: 02-Aug-2017 Ticker: ENS ISIN: US29275Y1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS I DIRECTOR: JOHN F. Mgmt For For LEHMAN 1B. ELECTION OF CLASS I DIRECTOR: DENNIS S. Mgmt For For MARLO 1C. ELECTION OF CLASS I DIRECTOR: PAUL J. Mgmt For For TUFANO 2. TO APPROVE, RATIFY AND ADOPT THE ENERSYS Mgmt For For 2017 EQUITY INCENTIVE PLAN. 3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING MARCH 31, 2018. 4. AN ADVISORY VOTE TO APPROVE THE Mgmt For For COMPENSATION OF ENERSYS' NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- FRUTAROM INDUSTRIES LTD, HAIFA Agenda Number: 708352581 -------------------------------------------------------------------------------------------------------------------------- Security: M4692H103 Meeting Type: OGM Meeting Date: 08-Aug-2017 Ticker: ISIN: IL0010810823 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR OFFICER OF THIS COMPANY D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND MANAGER OR TRUST FUND. BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE CONFIRMING THE ANSWER FOR A, B AND C TO BE NO AND THE ANSWER FOR D TO BE YES. SHOULD THIS NOT BE THE CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS ACCORDINGLY 1 DISCUSSION OF THE COMPANY'S FINANCIAL Non-Voting STATEMENTS AND DIRECTORS' REPORT FOR THE YEAR 2016 2 RE-APPOINTMENT OF THE ACCOUNTANT- AUDITOR Mgmt Against Against UNTIL THE NEXT AGM AND AUTHORIZATION OF BOARD TO DETERMINE THE ACCOUNTANT-AUDITOR'S REMUNERATION 3.A RE-APPOINTMENT OF THE FOLLOWING DIRECTOR Mgmt For For UNTIL THE NEXT AGM: DR. JOHN FARBER 3.B RE-APPOINTMENT OF THE FOLLOWING DIRECTOR Mgmt For For UNTIL THE NEXT AGM: MS. MAYA FARBER 3.C RE-APPOINTMENT OF THE FOLLOWING DIRECTOR Mgmt For For UNTIL THE NEXT AGM: MS. SANDRA FARBER 3.D RE-APPOINTMENT OF THE FOLLOWING DIRECTOR Mgmt For For UNTIL THE NEXT AGM: MR. HANS ABDERHALDEN 3.E RE-APPOINTMENT OF THE FOLLOWING DIRECTOR Mgmt For For UNTIL THE NEXT AGM: MR. GIL LEIDNER (UNAFFILIATED DIRECTOR) -------------------------------------------------------------------------------------------------------------------------- H.I.S.CO.,LTD. Agenda Number: 708874323 -------------------------------------------------------------------------------------------------------------------------- Security: J20087102 Meeting Type: AGM Meeting Date: 25-Jan-2018 Ticker: ISIN: JP3160740001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Approve Appropriation of Surplus Mgmt For For 2 Amend Articles to: Adopt an Executive Mgmt For For Officer System, Revise Convenors and Chairpersons of a Shareholders Meeting and Board of Directors Meeting, Revise Directors with Title 3.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Sawada, Hideo 3.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Nakamori, Tatsuya 3.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Nakatani, Shigeru 3.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Sakaguchi, Katsuhiko 3.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Oda, Masayuki 3.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Yamanobe, Atsushi 3.7 Appoint a Director except as Supervisory Mgmt For For Committee Members Gomi, Mutsumi 4.1 Appoint a Director as Supervisory Committee Mgmt For For Members Hirata, Masahiko 4.2 Appoint a Director as Supervisory Committee Mgmt For For Members Umeda, Tsunekazu 4.3 Appoint a Director as Supervisory Committee Mgmt For For Members Sekita, Sonoko 5 Approve Payment of Bonuses to Directors Mgmt For For 6 Approve Provision of Retirement Allowance Mgmt For For for Retiring Directors 7 Approve Payment of Accrued Benefits Mgmt For For associated with Abolition of Retirement Benefit System for Current Directors 8 Approve Details of the Restricted-Share Mgmt For For Compensation Plan to be received by Directors except Directors as Supervisory Committee Members, except Non-Executive Directors, except Part-time Directors and except Outside Directors -------------------------------------------------------------------------------------------------------------------------- HALMA PLC, AMERSHAM Agenda Number: 708314733 -------------------------------------------------------------------------------------------------------------------------- Security: G42504103 Meeting Type: AGM Meeting Date: 20-Jul-2017 Ticker: ISIN: GB0004052071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE ACCOUNTS AND THE REPORTS OF Mgmt For For THE DIRECTORS (INCLUDING THE STRATEGIC REPORT) AND THE AUDITOR 2 TO DECLARE A FINAL DIVIDEND Mgmt For For 3 TO APPROVE THE REMUNERATION REPORT Mgmt For For 4 TO RE-ELECT PAUL WALKER AS A DIRECTOR Mgmt For For 5 TO RE-ELECT ANDREW WILLIAMS AS A DIRECTOR Mgmt For For 6 TO RE-ELECT KEVIN THOMPSON AS A DIRECTOR Mgmt For For 7 TO RE-ELECT ADAM MEYERS AS A DIRECTOR Mgmt For For 8 TO RE-ELECT DANIELA BARONE SOARES AS A Mgmt For For DIRECTOR 9 TO RE-ELECT ROY TWITE AS A DIRECTOR Mgmt For For 10 TO RE-ELECT TONY RICE AS A DIRECTOR Mgmt For For 11 TO RE-ELECT CAROLE CRAN AS A DIRECTOR Mgmt For For 12 TO ELECT JENNIFER WARD AS A DIRECTOR Mgmt For For 13 TO ELECT JO HARLOW AS A DIRECTOR Mgmt For For 14 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For AUDITOR 15 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For REMUNERATION OF THE AUDITOR 16 AUTHORITY TO ALLOT SHARES Mgmt For For 17 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For 18 ADDITIONAL DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS 19 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For 20 NOTICE OF GENERAL MEETINGS Mgmt For For -------------------------------------------------------------------------------------------------------------------------- HEIWA REAL ESTATE REIT,INC. Agenda Number: 708452139 -------------------------------------------------------------------------------------------------------------------------- Security: J1927C101 Meeting Type: EGM Meeting Date: 30-Aug-2017 Ticker: ISIN: JP3046220004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Amend Articles to: Approve Minor Revisions Mgmt For For Related to Change of Laws and Regulations 2 Appoint an Executive Director Higashihara, Mgmt For For Masaaki 3 Appoint a Substitute Executive Director Mgmt For For Ichikawa, Takaya 4.1 Appoint a Supervisory Director Katayama, Mgmt For For Noriyuki 4.2 Appoint a Supervisory Director Kubokawa, Mgmt For For Hidekazu -------------------------------------------------------------------------------------------------------------------------- JAPAN HOTEL REIT INVESTMENT CORPORATION Agenda Number: 708732020 -------------------------------------------------------------------------------------------------------------------------- Security: J2761Q107 Meeting Type: EGM Meeting Date: 22-Nov-2017 Ticker: ISIN: JP3046400002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Amend Articles to: Expand Investment Lines, Mgmt For For Update the Structure of Fee to be received by Asset Management Firm, Adopt Efficacy of Appointment of Substitute Directors, Approve Minor Revisions 2 Appoint an Executive Director Masuda, Mgmt For For Kaname 3.1 Appoint a Supervisory Director Mishiku, Mgmt For For Tetsuya 3.2 Appoint a Supervisory Director Kashii, Mgmt Against Against Hiroto 4 Appoint a Substitute Executive Director Mgmt For For Furukawa, Hisashi -------------------------------------------------------------------------------------------------------------------------- JAZZ PHARMACEUTICALS PLC Agenda Number: 934650741 -------------------------------------------------------------------------------------------------------------------------- Security: G50871105 Meeting Type: Annual Meeting Date: 03-Aug-2017 Ticker: JAZZ ISIN: IE00B4Q5ZN47 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BRUCE C. COZADD Mgmt For For 1B. ELECTION OF DIRECTOR: HEATHER ANN MCSHARRY Mgmt For For 1C. ELECTION OF DIRECTOR: RICK E WINNINGHAM Mgmt For For 2. TO RATIFY, ON A NON-BINDING ADVISORY BASIS, Mgmt For For THE APPOINTMENT OF KPMG, DUBLIN AS THE INDEPENDENT AUDITORS OF JAZZ PHARMACEUTICALS PLC FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE THE AUDITORS' REMUNERATION. 3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For BASIS, THE COMPENSATION OF JAZZ PHARMACEUTICALS PLC'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. 4. TO AUTHORIZE JAZZ PHARMACEUTICALS PLC Mgmt For For AND/OR ANY SUBSIDIARY OF JAZZ PHARMACEUTICALS PLC TO MAKE OPEN MARKET PURCHASES OF JAZZ PHARMACEUTICALS PLC'S ORDINARY SHARES. -------------------------------------------------------------------------------------------------------------------------- LASALLE LOGIPORT REIT Agenda Number: 708711646 -------------------------------------------------------------------------------------------------------------------------- Security: J38684106 Meeting Type: EGM Meeting Date: 22-Nov-2017 Ticker: ISIN: JP3048180008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Amend Articles to: Approve Minor Revisions Mgmt For For Related to Change of Laws and Regulations, Update the Structure of Fee to be received by Asset Management Firm, Approve Minor Revisions 2 Appoint an Executive Director Fujiwara, Mgmt For For Toshimitsu 3 Appoint a Substitute Executive Director Mgmt For For Fukai, Toshiaki 4.1 Appoint a Supervisory Director Shibata, Mgmt For For Kentaro 4.2 Appoint a Supervisory Director Nishiuchi, Mgmt For For Koji -------------------------------------------------------------------------------------------------------------------------- MERCURY SYSTEMS, INC. Agenda Number: 934678446 -------------------------------------------------------------------------------------------------------------------------- Security: 589378108 Meeting Type: Annual Meeting Date: 18-Oct-2017 Ticker: MRCY ISIN: US5893781089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LISA S. DISBROW# Mgmt For For MARK ASLETT* Mgmt For For MARY LOUISE KRAKAUER* Mgmt For For WILLIAM K. O'BRIEN* Mgmt For For 2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For FREQUENCY OF SAY-ON-PAY VOTES. 4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. -------------------------------------------------------------------------------------------------------------------------- MULTI-COLOR CORPORATION Agenda Number: 934653571 -------------------------------------------------------------------------------------------------------------------------- Security: 625383104 Meeting Type: Annual Meeting Date: 09-Aug-2017 Ticker: LABL ISIN: US6253831043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: ARI J. BENACERRAF Mgmt For For 1.2 ELECTION OF DIRECTOR: ROBERT R. BUCK Mgmt For For 1.3 ELECTION OF DIRECTOR: CHARLES B. CONNOLLY Mgmt For For 1.4 ELECTION OF DIRECTOR: ROBERT W. KUHN Mgmt For For 1.5 ELECTION OF DIRECTOR: SIMON T. ROBERTS Mgmt For For 1.6 ELECTION OF DIRECTOR: VADIS A. RODATO Mgmt For For 1.7 ELECTION OF DIRECTOR: NIGEL A. VINECOMBE Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For THORTON LLP AS MULTI-COLOR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING MARCH 31, 2018. 3. ADVISORY VOTE ON COMPENSATION OF NAMED Mgmt For For EXECUTIVE OFFICERS. 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. 5. REAPPROVAL OF THE MATERIAL TERMS FOR Mgmt For For PAYMENT OF PERFORMANCE-BASED INCENTIVE COMPENSATION UNDER THE MULTI-COLOR CORPORATION 2012 STOCK INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- NATIONAL STORAGE REIT, BRISBANE QLD Agenda Number: 708669950 -------------------------------------------------------------------------------------------------------------------------- Security: Q6605D109 Meeting Type: AGM Meeting Date: 28-Nov-2017 Ticker: ISIN: AU000000NSR2 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 2 AND 6 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 2 REMUNERATION REPORT (COMPANY ONLY) Mgmt For For 3 ELECTION OF MS CLAIRE FIDLER AS A DIRECTOR Mgmt For For (COMPANY ONLY) 4 RE-ELECTION OF MR STEVEN LEIGH AS A Mgmt For For DIRECTOR (COMPANY ONLY) 5 RE-ELECTION OF MR HOWARD BRENCHLEY AS A Mgmt For For DIRECTOR (COMPANY ONLY) 6 RATIFY THE ISSUE OF STAPLED SECURITIES Mgmt For For UNDER ASX LISTING RULE 7.4 (COMPANY AND NSPT) -------------------------------------------------------------------------------------------------------------------------- PARKWAY, INC. Agenda Number: 934670123 -------------------------------------------------------------------------------------------------------------------------- Security: 70156Q107 Meeting Type: Special Meeting Date: 25-Sep-2017 Ticker: PKY ISIN: US70156Q1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. MERGER PROPOSAL. TO APPROVE THE MERGER OF Mgmt For For REAL ESTATE HOUSTON US LLC, AN AFFILIATE OF THE CANADA PENSION PLAN INVESTMENT BOARD, WITH AND INTO PARKWAY, INC., WITH PARKWAY, INC. AS THE SURVIVING ENTITY AND A SUBSIDIARY OF THE CANADA PENSION PLAN INVESTMENT BOARD (THE "COMPANY MERGER"), PURSUANT TO THE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 2. ADJOURNMENT PROPOSAL. TO APPROVE ANY Mgmt For For ADJOURNMENTS OF THE SPECIAL MEETING FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE SPECIAL MEETING TO APPROVE THE COMPANY MERGER AND THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. -------------------------------------------------------------------------------------------------------------------------- PATHEON N.V. Agenda Number: 934658329 -------------------------------------------------------------------------------------------------------------------------- Security: N6865W105 Meeting Type: Special Meeting Date: 02-Aug-2017 Ticker: PTHN ISIN: NL0011970280 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. THE CONDITIONAL APPOINTMENT TO OUR BOARD: Mgmt For For SETH H. HOOGASIAN AS NON-EXECUTIVE DIRECTOR 1B. THE CONDITIONAL APPOINTMENT TO OUR BOARD: Mgmt For For ANTHONY H. SMITH AS EXECUTIVE DIRECTOR 1C. THE CONDITIONAL APPOINTMENT TO OUR BOARD: Mgmt For For PATRICK M. DURBIN AS NON-EXECUTIVE DIRECTOR 1D. THE CONDITIONAL APPOINTMENT TO OUR BOARD: Mgmt For For JOHN SOS AS NON-EXECUTIVE DIRECTOR 1E. THE CONDITIONAL APPOINTMENT TO OUR BOARD: Mgmt For For SHIRAZ LADIWALA AS NON-EXECUTIVE DIRECTOR 2. CONDITIONAL GRANTING OF FULL AND FINAL Mgmt For For DISCHARGE TO EACH MEMBER ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 3. CONDITIONAL APPROVAL OF THE SALE, TRANSFER Mgmt For For AND ASSUMPTION OF THE BUSINESS OF THE COMPANY, INCLUDING SUBSTANTIALLY ALL OF THE ASSETS AND LIABILITIES OF THE COMPANY, TO OR BY THERMO FISHER (CN) LUXEMBOURG S.A R.L. (OR AN AFFILIATE THEREOF) (AGENDA ITEM 5). 4. CONDITIONAL RESOLUTION TO (1) DISSOLVE THE Mgmt For For COMPANY IN ACCORDANCE WITH ARTICLE 2:19 OF THE DUTCH CIVIL CODE, (2) APPOINT STICHTING VEREFFENAAR PATHEON AS THE LIQUIDATOR OF THE COMPANY, (3) APPOINT PATHEON HOLDINGS B.V. AS THE CUSTODIAN OF ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 5. CONDITIONAL RESOLUTION TO AMEND THE Mgmt For For COMPANY'S ARTICLES OF ASSOCIATION AND TO CONVERT THE LEGAL FORM OF THE COMPANY INTO A PRIVATE COMPANY WITH LIMITED LIABILITY (AGENDA ITEM 7). 6. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For COMPENSATION THAT MAY ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). -------------------------------------------------------------------------------------------------------------------------- PATHEON N.V. Agenda Number: 934656414 -------------------------------------------------------------------------------------------------------------------------- Security: N6865W105 Meeting Type: Special Meeting Date: 02-Aug-2017 Ticker: PTHN ISIN: NL0011970280 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. THE CONDITIONAL APPOINTMENT TO OUR BOARD: Mgmt For For SETH H. HOOGASIAN AS NON-EXECUTIVE DIRECTOR 1B. THE CONDITIONAL APPOINTMENT TO OUR BOARD: Mgmt For For ANTHONY H. SMITH AS EXECUTIVE DIRECTOR 1C. THE CONDITIONAL APPOINTMENT TO OUR BOARD: Mgmt For For PATRICK M. DURBIN AS NON-EXECUTIVE DIRECTOR 1D. THE CONDITIONAL APPOINTMENT TO OUR BOARD: Mgmt For For JOHN SOS AS NON-EXECUTIVE DIRECTOR 1E. THE CONDITIONAL APPOINTMENT TO OUR BOARD: Mgmt For For SHIRAZ LADIWALA AS NON-EXECUTIVE DIRECTOR 2. CONDITIONAL GRANTING OF FULL AND FINAL Mgmt For For DISCHARGE TO EACH MEMBER ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 3. CONDITIONAL APPROVAL OF THE SALE, TRANSFER Mgmt For For AND ASSUMPTION OF THE BUSINESS OF THE COMPANY, INCLUDING SUBSTANTIALLY ALL OF THE ASSETS AND LIABILITIES OF THE COMPANY, TO OR BY THERMO FISHER (CN) LUXEMBOURG S.A R.L. (OR AN AFFILIATE THEREOF) (AGENDA ITEM 5). 4. CONDITIONAL RESOLUTION TO (1) DISSOLVE THE Mgmt For For COMPANY IN ACCORDANCE WITH ARTICLE 2:19 OF THE DUTCH CIVIL CODE, (2) APPOINT STICHTING VEREFFENAAR PATHEON AS THE LIQUIDATOR OF THE COMPANY, (3) APPOINT PATHEON HOLDINGS B.V. AS THE CUSTODIAN OF ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 5. CONDITIONAL RESOLUTION TO AMEND THE Mgmt For For COMPANY'S ARTICLES OF ASSOCIATION AND TO CONVERT THE LEGAL FORM OF THE COMPANY INTO A PRIVATE COMPANY WITH LIMITED LIABILITY (AGENDA ITEM 7). 6. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For COMPENSATION THAT MAY ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). -------------------------------------------------------------------------------------------------------------------------- PERFORMANCE FOOD GROUP CO Agenda Number: 934685275 -------------------------------------------------------------------------------------------------------------------------- Security: 71377A103 Meeting Type: Annual Meeting Date: 10-Nov-2017 Ticker: PFGC ISIN: US71377A1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MEREDITH ADLER Mgmt Withheld Against JEFFREY M. OVERLY Mgmt Withheld Against DOUGLAS M. STEENLAND Mgmt Withheld Against 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. 3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- RBC BEARINGS INCORPORATED Agenda Number: 934663863 -------------------------------------------------------------------------------------------------------------------------- Security: 75524B104 Meeting Type: Annual Meeting Date: 13-Sep-2017 Ticker: ROLL ISIN: US75524B1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MITCHELL I. QUAIN* Mgmt For For DR. MICHAEL J HARTNETT# Mgmt For For DR. AMIR FAGHRI# Mgmt For For 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2018. 3. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For EXECUTIVE OFFICERS. 4. TO CONSIDER AN ADVISORY RESOLUTION Mgmt 1 Year Against REGARDING THE FREQUENCY OF HOLDING A STOCKHOLDER ADVISORY VOTE ON THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. 5. TO APPROVE THE RATIFICATION OF THE Mgmt For For AMENDMENT OF THE COMPANY'S BYLAWS TO REPLACE PLURALITY VOTING WITH MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS. 6. TO APPROVE THE EXECUTIVE OFFICER Mgmt For For PERFORMANCE BASED COMPENSATION PLAN. 7. TO APPROVE THE 2017 LONG TERM INCENTIVE Mgmt Against Against PLAN WITH THE NUMBER OF AUTHORIZED SHARES TO BE ISSUED UNDER THE 2017 LONG TERM INCENTIVE PLAN EQUAL TO 1,500,000. -------------------------------------------------------------------------------------------------------------------------- REFRESCO GROUP N.V., ROTTERDAM Agenda Number: 708426881 -------------------------------------------------------------------------------------------------------------------------- Security: N73488103 Meeting Type: EGM Meeting Date: 05-Sep-2017 Ticker: ISIN: NL0011214010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 OPENING Non-Voting 2 APPROVAL (WITHIN THE MEANING OF SECTION Mgmt For For 2:107A OF THE DUTCH CIVIL CODE) OF THE ACQUISITION OF THE COTT TARGET COMPANIES 3 ANY OTHER BUSINESS Non-Voting 4 CLOSING Non-Voting -------------------------------------------------------------------------------------------------------------------------- REGIS RESOURCES LTD, PERTH Agenda Number: 708651864 -------------------------------------------------------------------------------------------------------------------------- Security: Q8059N120 Meeting Type: AGM Meeting Date: 23-Nov-2017 Ticker: ISIN: AU000000RRL8 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 1, 4, 5, 6, 7 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 ADOPTION OF REMUNERATION REPORT Mgmt For For 2 RE-ELECTION OF DIRECTOR - FIONA MORGAN Mgmt Against Against 3 RE-ELECTION OF DIRECTOR - ROSS KESTEL Mgmt For For 4 APPROVAL OF THE REGIS RESOURCES LIMITED Mgmt For For SHARE OPTION PLAN 5 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For MARK CLARK 6 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For PAUL THOMAS 7 APPROVAL OF INCREASE IN NON-EXECUTIVE Mgmt For For DIRECTORS' FEES -------------------------------------------------------------------------------------------------------------------------- SAKATA SEED CORPORATION Agenda Number: 708440122 -------------------------------------------------------------------------------------------------------------------------- Security: J66704107 Meeting Type: AGM Meeting Date: 29-Aug-2017 Ticker: ISIN: JP3315000004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director Sakata, Hiroshi Mgmt For For 2.2 Appoint a Director Uchiyama, Risho Mgmt For For 2.3 Appoint a Director Kagami, Tsutomu Mgmt For For 2.4 Appoint a Director Kaneko, Hideto Mgmt For For 2.5 Appoint a Director Honda, Shuitsu Mgmt For For 2.6 Appoint a Director Ujita, Akifumi Mgmt For For 2.7 Appoint a Director Kuroiwa, Kazuo Mgmt For For 2.8 Appoint a Director Furuki, Toshihiko Mgmt For For 2.9 Appoint a Director Sugahara, Kunihiko Mgmt For For 2.10 Appoint a Director Ihara, Yoshitaka Mgmt For For 3 Appoint a Substitute Corporate Auditor Mgmt For For Nagashima, Tamio -------------------------------------------------------------------------------------------------------------------------- SUMCO CORPORATION Agenda Number: 709020705 -------------------------------------------------------------------------------------------------------------------------- Security: J76896109 Meeting Type: AGM Meeting Date: 28-Mar-2018 Ticker: ISIN: JP3322930003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1.1 Appoint a Director except as Supervisory Mgmt For For Committee Members Hashimoto, Mayuki 1.2 Appoint a Director except as Supervisory Mgmt For For Committee Members Takii, Michiharu 1.3 Appoint a Director except as Supervisory Mgmt For For Committee Members Furuya, Hisashi 1.4 Appoint a Director except as Supervisory Mgmt For For Committee Members Hiramoto, Kazuo 1.5 Appoint a Director except as Supervisory Mgmt For For Committee Members Inoue, Fumio 1.6 Appoint a Director except as Supervisory Mgmt For For Committee Members Awa, Toshihiro 2.1 Appoint a Director as Supervisory Committee Mgmt For For Members Yoshikawa, Hiroshi 2.2 Appoint a Director as Supervisory Committee Mgmt For For Members Katahama, Hisashi 2.3 Appoint a Director as Supervisory Committee Mgmt For For Members Tanaka, Hitoshi 2.4 Appoint a Director as Supervisory Committee Mgmt For For Members Mitomi, Masahiro 2.5 Appoint a Director as Supervisory Committee Mgmt For For Members Ota, Shinichiro 2.6 Appoint a Director as Supervisory Committee Mgmt For For Members Fuwa, Akio -------------------------------------------------------------------------------------------------------------------------- SUPER RETAIL GROUP LTD Agenda Number: 708558347 -------------------------------------------------------------------------------------------------------------------------- Security: Q88009107 Meeting Type: AGM Meeting Date: 23-Oct-2017 Ticker: ISIN: AU000000SUL0 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 2, 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 2 ADOPTION OF REMUNERATION REPORT Mgmt For For 3 RE-ELECTION OF DIRECTOR - MR REGINALD ALLEN Mgmt For For ROWE 4 ELECTION OF DIRECTOR - MR HOWARD LEONARD Mgmt For For MOWLEM 5 APPROVAL OF ISSUE OF SECURITIES TO THE Mgmt For For MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER, MR PETER BIRTLES -------------------------------------------------------------------------------------------------------------------------- WAREHOUSES DE PAUW COMM. VA Agenda Number: 708478688 -------------------------------------------------------------------------------------------------------------------------- Security: B9774V120 Meeting Type: EGM Meeting Date: 13-Sep-2017 Ticker: ISIN: BE0003763779 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 808516 DUE TO POSTPONEMENT OF MEETING DATE FROM 25 AUG 2017 TO 13 SEP 2017 AND CHANGE IN RECORD DATE FROM 11 AUG 2017 TO 30 AUG 2017. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU 1 PARTIAL DEMERGER RETTIG BELGIUM NV Non-Voting 1.2.1 ISSUE PRICE/EXCHANGE RATIO, ETC Mgmt For For 1.2.2 CAPITAL INCREASE Mgmt For For 1.2.3 RATIFICATION: ENFORCEMENT OF THE GENERAL Mgmt For For TERMS AND CONDITIONS OF THE PARTIAL DEMERGER, AS STATED OR AS REFERRED TO IN THE DEMERGER PROPOSAL AND THE REPORT OF THE MANAGER 2 AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For CAPITAL AND NUMBER OF SHARES: ARTICLE 6 3.1 COORDINATION OF THE ARTICLES OF ASSOCIATION Mgmt For For 3.2 IMPLEMENTATION OF DECISIONS Mgmt For For 3.3 FORMALITIES Mgmt For For CMMT 29 AUG 2017:PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO CHANGE IN TEXT OF RESOLUTION 1.2.3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- YOKOHAMA REITO CO.,LTD. Agenda Number: 708799575 -------------------------------------------------------------------------------------------------------------------------- Security: J97492102 Meeting Type: AGM Meeting Date: 22-Dec-2017 Ticker: ISIN: JP3957000007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director Yoshikawa, Toshio Mgmt For For 2.2 Appoint a Director Iwabuchi, Fumio Mgmt For For 2.3 Appoint a Director Inoue, Yuji Mgmt For For 2.4 Appoint a Director Senda, Shigetaka Mgmt For For 2.5 Appoint a Director Nozaki, Hirotsugu Mgmt For For 2.6 Appoint a Director Matsubara, Hiroyuki Mgmt For For 2.7 Appoint a Director Ochi, Koji Mgmt For For 2.8 Appoint a Director Hanazawa, Mikio Mgmt For For 2.9 Appoint a Director Iwakura, Masato Mgmt For For 2.10 Appoint a Director Yasuda, Masami Mgmt For For 2.11 Appoint a Director Kase, Kenji Mgmt For For 2.12 Appoint a Director Sakai, Mototsugu Mgmt For For 3 Approve Payment of Bonuses to Directors Mgmt For For * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Tax-Managed Global Small-Cap Portfolio By (Signature) /s/ Edward J. Perkin Name Edward J. Perkin Title President Date 08/15/2018