0001394221-20-000006.txt : 20200921
0001394221-20-000006.hdr.sgml : 20200921
20200921201955
ACCESSION NUMBER: 0001394221-20-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200918
FILED AS OF DATE: 20200921
DATE AS OF CHANGE: 20200921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Argonaut Private Equity, L.L.C.
CENTRAL INDEX KEY: 0001585937
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39510
FILM NUMBER: 201187599
BUSINESS ADDRESS:
STREET 1: 7030 S. YALE AVE.
STREET 2: SUITE 810
CITY: TULSA
STATE: OK
ZIP: 74136
BUSINESS PHONE: 918-494-0000
MAIL ADDRESS:
STREET 1: 7030 S. YALE AVE.
STREET 2: SUITE 810
CITY: TULSA
STATE: OK
ZIP: 74136
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Argonaut Holdings, L.L.C.
CENTRAL INDEX KEY: 0001394221
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39510
FILM NUMBER: 201187600
BUSINESS ADDRESS:
STREET 1: 6733 S. YALE AVE.
CITY: TULSA
STATE: OK
ZIP: 74136
BUSINESS PHONE: (918) 494-0000
MAIL ADDRESS:
STREET 1: 6733 S. YALE AVE.
CITY: TULSA
STATE: OK
ZIP: 74136
FORMER NAME:
FORMER CONFORMED NAME: Argonaut Holdings LLC
DATE OF NAME CHANGE: 20070323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAISER GEORGE B
CENTRAL INDEX KEY: 0001163432
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39510
FILM NUMBER: 201187601
MAIL ADDRESS:
STREET 1: C/O FREDERIC DORWART, LAWYERS
STREET 2: 124 EAST FOURTH STREET
CITY: TULSA
STATE: OK
ZIP: 74103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mitchell Steven R
CENTRAL INDEX KEY: 0001610279
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39510
FILM NUMBER: 201187602
MAIL ADDRESS:
STREET 1: C/O ASPEN AEROGELS, INC.
STREET 2: 30 FORBES ROAD, BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Waldo Robert
CENTRAL INDEX KEY: 0001728668
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39510
FILM NUMBER: 201187603
MAIL ADDRESS:
STREET 1: 6733 S. YALE AVE.
CITY: TULSA,
STATE: OK
ZIP: 74136
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: StepStone Group Inc.
CENTRAL INDEX KEY: 0001796022
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 450 LEXINGTON AVENUE
STREET 2: 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 1-212-351-6100
MAIL ADDRESS:
STREET 1: 450 LEXINGTON AVENUE
STREET 2: 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-09-18
0
0001796022
StepStone Group Inc.
STEP
0001585937
Argonaut Private Equity, L.L.C.
6733 S. YALE AVE.
TULSA
OK
74136
0
0
1
0
0001394221
Argonaut Holdings, L.L.C.
6733 S. YALE AVE.
TULSA
OK
74136
0
0
1
0
0001163432
KAISER GEORGE B
C/O FREDERIC DORWART, LAWYERS
124 EAST FOURTH STREET
TULSA
OK
74103
0
0
1
0
0001610279
Mitchell Steven R
C/O STEPSTONE GROUP INC.
450 LEXINGTON AVENUE, 31ST FLOOR
NEW YORK
NY
10017
1
0
1
0
0001728668
Waldo Robert
C/O STEPSTONE GROUP INC.
450 LEXINGTON AVENUE, 31ST FLOOR
NEW YORK
NY
10017
1
0
1
0
Class A Common Stock
2020-09-18
4
P
0
62500
18
A
62500
D
Class A Common Stock
2020-09-18
4
P
0
62500
18
A
62500
D
Class B Common Stock
2020-09-18
4
J
0
3830328
D
6432858
D
Class B Units
2020-09-18
4
J
0
3830328
D
Class A Common Stock
3830328
6432858
D
Represents the purchase of shares of Class A Common Stock in the Issuer's initial public offering ("IPO").
These securities are held of record by Steven R. Mitchell. Each of Argonaut Private Equity, L.L.C., Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
These securities are held of record by Robert A. Waldo. Each of Argonaut Private Equity, L.L.C., Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock.
These securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by Argonaut Private Equity, L.L.C. Steven R. Mitchell has a derivative interest in Argonaut Private Equity, L.L.C. Robert A. Waldo is a manager and Vice President of Argonaut Private Equity, L.L.C. and has a derivative interest therein. George B. Kaiser is the sole member of Argonaut Private Equity, L.L.C. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.
The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.
Argonaut Private Equity, L.L.C.; By /s/ Frederic Dorwart, Manager
2020-09-18
Argonaut Holdings, LLC.; By Argonaut Private Equity, L.L.C., Manager; By /s/ Frederic Dorwart, Manager
2020-09-18
/s/ Frederic Dorwart, Attorney-in-fact for George B. Kaiser
2020-09-18
/s/ Jennifer Ishiguro, Attorney-in-fact for Steven R. Mitchell
2020-09-18
/s/ Jennifer Ishiguro, Attorney-in-fact for Robert A. Waldo
2020-09-18