0001209191-16-102095.txt : 20160224
0001209191-16-102095.hdr.sgml : 20160224
20160224192601
ACCESSION NUMBER: 0001209191-16-102095
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160222
FILED AS OF DATE: 20160224
DATE AS OF CHANGE: 20160224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG
CENTRAL INDEX KEY: 0001163348
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PARK TOWER, 15TH FLOOR
STREET 2: GUBELSTRASSE 24
CITY: ZUG
STATE: V8
ZIP: 6300
BUSINESS PHONE: 441-278-5400
MAIL ADDRESS:
STREET 1: PARK TOWER, 15TH FLOOR
STREET 2: GUBELSTRASSE 24
CITY: ZUG
STATE: V8
ZIP: 6300
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD
DATE OF NAME CHANGE: 20060615
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD
DATE OF NAME CHANGE: 20011207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gauthier John J
CENTRAL INDEX KEY: 0001456268
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32938
FILM NUMBER: 161453537
MAIL ADDRESS:
STREET 1: 27 RICHMOND ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-22
0
0001163348
Allied World Assurance Co Holdings, AG
AWH
0001456268
Gauthier John J
ALLIED WORLD ASSURANCE CO. HOLDINGS, AG
GUBELSTRASSE 24, PARK TOWER, 15TH FLOOR
ZUG
V8
6300
SWITZERLAND
0
1
0
0
EVP & CIO
Common Shares
2016-02-22
4
A
0
10174
0.00
A
77731
D
Common Shares
2016-02-22
4
F
0
3956
31.95
D
73775
D
Common Shares
2016-02-22
4
M
0
1755
0.00
A
75530
D
Common Shares
2016-02-22
4
D
0
1404
31.4723
D
74126
D
Comnmon Shares
2016-02-22
4
F
0
134
31.95
D
73992
D
Restricted Stock Units
2016-02-22
4
A
0
5132
A
Common Shares
5132
16430
D
Restricted Stock Units
2016-02-22
4
M
0
1755
D
Common Shares
1755
14675
D
Represents the Company's common shares that were earned pursuant to a 2013 performance-based award for no monetary consideration and which vested at 113% of target based on the achievement of pre-established performance criteria during the applicable three-year performance period established under the Company's Third Amended and Restated 2004 Stock Incentive Plan.
Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of performance-based awards.
On February 22, 2012, the reporting person was granted 7,020 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 1,404 common shares and (ii) cash equal to the market value of 5,616 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 22, 2016.
Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units.
Grant of Restricted Stock Units for no monetary consideration. Restricted Stock Units convert into (i) 4,106 common shares of the Company and (ii) cash equal to the market value of 1,026 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2017.
Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash.
The Restricted Stock Units vested in four equal installments with the first installment vesting on February 22, 2013.
/s/ Theodore Neos, by Power of Attorney
2016-02-24