0001209191-16-100558.txt : 20160219
0001209191-16-100558.hdr.sgml : 20160219
20160219164249
ACCESSION NUMBER: 0001209191-16-100558
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160217
FILED AS OF DATE: 20160219
DATE AS OF CHANGE: 20160219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG
CENTRAL INDEX KEY: 0001163348
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PARK TOWER, 15TH FLOOR
STREET 2: GUBELSTRASSE 24
CITY: ZUG
STATE: V8
ZIP: 6300
BUSINESS PHONE: 441-278-5400
MAIL ADDRESS:
STREET 1: PARK TOWER, 15TH FLOOR
STREET 2: GUBELSTRASSE 24
CITY: ZUG
STATE: V8
ZIP: 6300
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD
DATE OF NAME CHANGE: 20060615
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD
DATE OF NAME CHANGE: 20011207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gauthier John J
CENTRAL INDEX KEY: 0001456268
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32938
FILM NUMBER: 161442386
MAIL ADDRESS:
STREET 1: 27 RICHMOND ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-17
0
0001163348
Allied World Assurance Co Holdings, AG
AWH
0001456268
Gauthier John J
ALLIED WORLD ASSURANCE CO. HOLDINGS, AG
GUBELSTRASSE 24, PARK TOWER, 15TH FLOOR
ZUG
V8
6300
SWITZERLAND
0
1
0
0
EVP & CIO
Common Shares
2016-02-17
4
M
0
1443
0.00
A
68031
D
Common Shares
2016-02-17
4
D
0
577
31.0281
D
67454
D
Common Shares
2016-02-17
4
F
0
384
31.04
D
67070
D
Common Shares
2016-02-18
4
M
0
1668
0.00
A
68738
D
Common Shares
2016-02-18
4
D
0
834
31.0346
D
67904
D
Common Shares
2016-02-18
4
F
0
347
31.82
D
67557
D
Restricted Stock Units
2016-02-17
4
M
0
1443
D
Common Shares
1443
14841
D
Restricted Stock Units
2016-02-18
4
M
0
1668
D
Common Shares
1668
13173
D
On February 17, 2015, the reporting person was granted 5,778 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 3,467 common shares and (ii) cash equal to the market value of 2,311 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
Includes 436 common shares acquired on June 30, 2015 pursuant to the Company's Amended and Restated 2008 Employee Share Purchase Plan.
The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 17, 2016.
Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units.
On February 18, 2014, the reporting person was granted 6,660 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 3,330 common shares and (ii) cash equal to the market value of 3,330 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 18, 2016.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 17, 2016.
Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 18, 2015.
/s/ Theodore Neos, by Power of Attorney
2016-02-19