0001209191-16-100553.txt : 20160219
0001209191-16-100553.hdr.sgml : 20160219
20160219163852
ACCESSION NUMBER: 0001209191-16-100553
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160217
FILED AS OF DATE: 20160219
DATE AS OF CHANGE: 20160219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG
CENTRAL INDEX KEY: 0001163348
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PARK TOWER, 15TH FLOOR
STREET 2: GUBELSTRASSE 24
CITY: ZUG
STATE: V8
ZIP: 6300
BUSINESS PHONE: 441-278-5400
MAIL ADDRESS:
STREET 1: PARK TOWER, 15TH FLOOR
STREET 2: GUBELSTRASSE 24
CITY: ZUG
STATE: V8
ZIP: 6300
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD
DATE OF NAME CHANGE: 20060615
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD
DATE OF NAME CHANGE: 20011207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D'Orazio Frank
CENTRAL INDEX KEY: 0001473976
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32938
FILM NUMBER: 161442314
MAIL ADDRESS:
STREET 1: 27 RICHMOND ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM 08
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-17
0
0001163348
Allied World Assurance Co Holdings, AG
AWH
0001473976
D'Orazio Frank
ALLIED WORLD ASSURANCE CO. HOLDINGS AG
GUBELSTRASSE 24, PARK TOWER, 15TH FLOOR
ZUG
V8
6300
SWITZERLAND
0
1
0
0
Pres. U/W & Global Risk
Common Shares
2016-02-17
4
M
0
1443
0.00
A
204627
D
Common Shares
2016-02-17
4
D
0
577
31.0281
D
204050
D
Common Shares
2016-02-17
4
F
0
461
31.04
D
203589
D
Common Shares
2016-02-18
4
M
0
1482
0.00
A
205071
D
Common Shares
2016-02-18
4
D
0
741
31.0346
D
204330
D
Common Shares
2016-02-18
4
F
0
377
31.82
D
203953
D
Restricted Stock Units
2016-02-17
4
M
0
1443
D
Common Shares
1443
14652
D
Restricted Stock Units
2016-02-18
4
M
0
1482
D
Common Shares
1482
13170
D
On February 17, 2015, the reporting person was granted 5,778 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 3,467 common shares and (ii) cash equal to the market value of 2,311 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 17, 2016.
Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units.
On February 18, 2014, the reporting person was granted 5,922 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,961 common shares and (ii) cash equal to the market value of 2,961 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 18, 2016.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 17, 2016.
Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 18, 2015.
/s/ Theodore Neos, by Power of Attorney
2016-02-19
EX-24.4_634901
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
Know all persons by these presents, that the undersigned hereby constitutes and
appoints each of Wesley D. Dupont and Theodore Neos, each acting alone with full
power, the undersigned's true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer or director of Allied World Assurance Company Holdings, Ltd or its
subsidiaries (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a)
of the Securities Exchange Act of 1934 and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 3, 4 or 5
and timely file such form with the United States Securities and Exchange
Commission and any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to such attorney-in-fact full power and authority
to do and perform any and every act and thing whatsoever requisite, necessary,
or proper to be done in the exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as the undersigned might or could
do if personally present, with full power of substitution or revocation, hereby
ratifying and confirming all that each such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that each of the foregoing
attorneys-in-fact, in serving in such capacity at the request of the
undersigned, is not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to
either of the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 19th day of February, 2016.
/s/ Frank D'Orazio
____________________________
Frank D'Orazio