0001209191-15-017993.txt : 20150224
0001209191-15-017993.hdr.sgml : 20150224
20150224182454
ACCESSION NUMBER: 0001209191-15-017993
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150222
FILED AS OF DATE: 20150224
DATE AS OF CHANGE: 20150224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG
CENTRAL INDEX KEY: 0001163348
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PARK TOWER, 15TH FLOOR
STREET 2: GUBELSTRASSE 24
CITY: ZUG
STATE: V8
ZIP: 6300
BUSINESS PHONE: 441-278-5400
MAIL ADDRESS:
STREET 1: PARK TOWER, 15TH FLOOR
STREET 2: GUBELSTRASSE 24
CITY: ZUG
STATE: V8
ZIP: 6300
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD
DATE OF NAME CHANGE: 20060615
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD
DATE OF NAME CHANGE: 20011207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carmilani Scott A
CENTRAL INDEX KEY: 0001368443
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32938
FILM NUMBER: 15645294
MAIL ADDRESS:
STREET 1: ALLIED WORLD ASSURANCE CO HOLDINGS, LTD
STREET 2: 43 VICTORIA STREET
CITY: HAMILTON
STATE: D0
ZIP: HM 12
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-02-22
0
0001163348
Allied World Assurance Co Holdings, AG
AWH
0001368443
Carmilani Scott A
ALLIED WORLD ASSURANCE CO. HOLDINGS, AG
GUBELSTRASSE 24, PARK TOWER, 15TH FLOOR
ZUG
V8
6300
SWITZERLAND
1
1
0
0
President, CEO and Chairman
Common Shares
2015-02-22
4
M
0
16962
0.00
A
1227695
D
Common Shares
2015-02-22
4
M
0
8868
0.00
A
1236563
D
Common Shares
2015-02-22
4
D
0
18003
40.4481
D
1218560
D
Common Shares
2015-02-22
4
F
0
4138
40.54
D
1214422
D
Common Shares
129000
I
By Trust
Restricted Stock Units
2015-02-22
4
M
0
16962
D
Common Shares
16962
120870
D
Restricted Stock Units
2015-02-22
4
M
0
8868
D
Common Shares
8868
112002
D
On February 22, 2012, the reporting person was granted 67,854 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 13,572 common shares and (ii) cash equal to the market value of 54,282 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. These Restricted Stock Units were previously reported as a grant of 22,618 Restricted Stock Units converting into (i) 4,524 common shares and (ii) cash equal to the market value of 18,094 common shares. These amounts have been adjusted to reflect the issuer's 3-for-1 stock split paid on May 23, 2014.
On February 22, 2011, the reporting person was granted 35,460 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 17,730 common shares and (ii) cash equal to the market value of 17,730 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. These Restricted Stock Units were previously reported as a grant of 11,820 Restricted Stock Units converting into (i) 5,910 common shares and (ii) cash equal to the market value of 5,910 common shares. These amounts have been adjusted to reflect the issuer's 3-for-1 stock split paid on May 23, 2014.
The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 22, 2015, which was on a Sunday.
Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units.
Represents 129,000 shares held by an irrevocable trust for the benefit of the reporting person's spouse and children.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2013.
Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash.
The Restricted Stock Units vested in four equal installments with the first installment vesting on February 22, 2012.
/s/ Wayne H. Datz, by Power of Attorney
2015-02-24