0001209191-15-017993.txt : 20150224 0001209191-15-017993.hdr.sgml : 20150224 20150224182454 ACCESSION NUMBER: 0001209191-15-017993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150222 FILED AS OF DATE: 20150224 DATE AS OF CHANGE: 20150224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG CENTRAL INDEX KEY: 0001163348 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PARK TOWER, 15TH FLOOR STREET 2: GUBELSTRASSE 24 CITY: ZUG STATE: V8 ZIP: 6300 BUSINESS PHONE: 441-278-5400 MAIL ADDRESS: STREET 1: PARK TOWER, 15TH FLOOR STREET 2: GUBELSTRASSE 24 CITY: ZUG STATE: V8 ZIP: 6300 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD DATE OF NAME CHANGE: 20060615 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD DATE OF NAME CHANGE: 20011207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carmilani Scott A CENTRAL INDEX KEY: 0001368443 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 15645294 MAIL ADDRESS: STREET 1: ALLIED WORLD ASSURANCE CO HOLDINGS, LTD STREET 2: 43 VICTORIA STREET CITY: HAMILTON STATE: D0 ZIP: HM 12 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-22 0 0001163348 Allied World Assurance Co Holdings, AG AWH 0001368443 Carmilani Scott A ALLIED WORLD ASSURANCE CO. HOLDINGS, AG GUBELSTRASSE 24, PARK TOWER, 15TH FLOOR ZUG V8 6300 SWITZERLAND 1 1 0 0 President, CEO and Chairman Common Shares 2015-02-22 4 M 0 16962 0.00 A 1227695 D Common Shares 2015-02-22 4 M 0 8868 0.00 A 1236563 D Common Shares 2015-02-22 4 D 0 18003 40.4481 D 1218560 D Common Shares 2015-02-22 4 F 0 4138 40.54 D 1214422 D Common Shares 129000 I By Trust Restricted Stock Units 2015-02-22 4 M 0 16962 D Common Shares 16962 120870 D Restricted Stock Units 2015-02-22 4 M 0 8868 D Common Shares 8868 112002 D On February 22, 2012, the reporting person was granted 67,854 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 13,572 common shares and (ii) cash equal to the market value of 54,282 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. These Restricted Stock Units were previously reported as a grant of 22,618 Restricted Stock Units converting into (i) 4,524 common shares and (ii) cash equal to the market value of 18,094 common shares. These amounts have been adjusted to reflect the issuer's 3-for-1 stock split paid on May 23, 2014. On February 22, 2011, the reporting person was granted 35,460 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 17,730 common shares and (ii) cash equal to the market value of 17,730 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. These Restricted Stock Units were previously reported as a grant of 11,820 Restricted Stock Units converting into (i) 5,910 common shares and (ii) cash equal to the market value of 5,910 common shares. These amounts have been adjusted to reflect the issuer's 3-for-1 stock split paid on May 23, 2014. The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 22, 2015, which was on a Sunday. Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units. Represents 129,000 shares held by an irrevocable trust for the benefit of the reporting person's spouse and children. The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2013. Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash. The Restricted Stock Units vested in four equal installments with the first installment vesting on February 22, 2012. /s/ Wayne H. Datz, by Power of Attorney 2015-02-24