0001209191-14-074538.txt : 20141211 0001209191-14-074538.hdr.sgml : 20141211 20141211164450 ACCESSION NUMBER: 0001209191-14-074538 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141209 FILED AS OF DATE: 20141211 DATE AS OF CHANGE: 20141211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG CENTRAL INDEX KEY: 0001163348 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LINDENSTRASSE 8 CITY: BAAR/ZUG STATE: V8 ZIP: 6340 BUSINESS PHONE: 441-278-5400 MAIL ADDRESS: STREET 1: LINDENSTRASSE 8 CITY: BAAR/ZUG STATE: V8 ZIP: 6340 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD DATE OF NAME CHANGE: 20060615 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD DATE OF NAME CHANGE: 20011207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grossack Marshall J CENTRAL INDEX KEY: 0001368326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 141281185 MAIL ADDRESS: STREET 1: ALLIED WORLD ASSURANCE CO HOLDINGS, LTD STREET 2: 43 VICTORIA STREET CITY: HAMILTON STATE: D0 ZIP: HM 12 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-12-09 0 0001163348 Allied World Assurance Co Holdings, AG AWH 0001368326 Grossack Marshall J ALLIED WORLD ASSURANCE CO. HOLDINGS, AG LINDENSTRASSE 8 BAAR/ZUG V8 CH-6340 SWITZERLAND 0 1 0 0 EVP, Chief Actuary Common Shares 2014-12-09 4 M 0 9999 10.90 A 212764 D Common Shares 2014-12-09 4 F 0 6346 37.77 D 206418 D Employee Stock Options (right to buy) 10.90 2014-12-09 4 M 0 9999 0.00 D 2006-01-03 2015-01-03 Common Shares 9999 0 D The Employee Stock Options exercised were due to expire on January 3, 2015. Reflects the issuer's 3-for-1 stock split paid on May 23, 2014. Includes 370 Common Shares acquired on June 30, 2014 pursuant to the Company's Amended and Restated 2008 Employee Share Purchase Plan. Exclusively represents shares withheld by the Company with respect to the payment of the exercise price of the Employee Stock Options and the related tax withholding liability incurred upon such exercise. The exercise price and the number of shares underlying the Employee Stock Options have been adjusted to reflect the issuer's 3-for-1 stock split paid on May 23, 2014. These securities vested in four equal annual installments with the first installment vesting on the date shown. /s/ Wayne H. Datz, by Power of Attorney 2014-12-11