0001209191-14-074538.txt : 20141211
0001209191-14-074538.hdr.sgml : 20141211
20141211164450
ACCESSION NUMBER: 0001209191-14-074538
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141209
FILED AS OF DATE: 20141211
DATE AS OF CHANGE: 20141211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG
CENTRAL INDEX KEY: 0001163348
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: LINDENSTRASSE 8
CITY: BAAR/ZUG
STATE: V8
ZIP: 6340
BUSINESS PHONE: 441-278-5400
MAIL ADDRESS:
STREET 1: LINDENSTRASSE 8
CITY: BAAR/ZUG
STATE: V8
ZIP: 6340
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD
DATE OF NAME CHANGE: 20060615
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD
DATE OF NAME CHANGE: 20011207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grossack Marshall J
CENTRAL INDEX KEY: 0001368326
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32938
FILM NUMBER: 141281185
MAIL ADDRESS:
STREET 1: ALLIED WORLD ASSURANCE CO HOLDINGS, LTD
STREET 2: 43 VICTORIA STREET
CITY: HAMILTON
STATE: D0
ZIP: HM 12
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-12-09
0
0001163348
Allied World Assurance Co Holdings, AG
AWH
0001368326
Grossack Marshall J
ALLIED WORLD ASSURANCE CO. HOLDINGS, AG
LINDENSTRASSE 8
BAAR/ZUG
V8
CH-6340
SWITZERLAND
0
1
0
0
EVP, Chief Actuary
Common Shares
2014-12-09
4
M
0
9999
10.90
A
212764
D
Common Shares
2014-12-09
4
F
0
6346
37.77
D
206418
D
Employee Stock Options (right to buy)
10.90
2014-12-09
4
M
0
9999
0.00
D
2006-01-03
2015-01-03
Common Shares
9999
0
D
The Employee Stock Options exercised were due to expire on January 3, 2015.
Reflects the issuer's 3-for-1 stock split paid on May 23, 2014.
Includes 370 Common Shares acquired on June 30, 2014 pursuant to the Company's Amended and Restated 2008 Employee Share Purchase Plan.
Exclusively represents shares withheld by the Company with respect to the payment of the exercise price of the Employee Stock Options and the related tax withholding liability incurred upon such exercise.
The exercise price and the number of shares underlying the Employee Stock Options have been adjusted to reflect the issuer's 3-for-1 stock split paid on May 23, 2014.
These securities vested in four equal annual installments with the first installment vesting on the date shown.
/s/ Wayne H. Datz, by Power of Attorney
2014-12-11