0001209191-14-014078.txt : 20140225
0001209191-14-014078.hdr.sgml : 20140225
20140225170008
ACCESSION NUMBER: 0001209191-14-014078
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140222
FILED AS OF DATE: 20140225
DATE AS OF CHANGE: 20140225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG
CENTRAL INDEX KEY: 0001163348
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: LINDENSTRASSE 8
CITY: BAAR/ZUG
STATE: V8
ZIP: 6340
BUSINESS PHONE: 441-278-5400
MAIL ADDRESS:
STREET 1: LINDENSTRASSE 8
CITY: BAAR/ZUG
STATE: V8
ZIP: 6340
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD
DATE OF NAME CHANGE: 20060615
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD
DATE OF NAME CHANGE: 20011207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dupont Wesley D
CENTRAL INDEX KEY: 0001368328
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32938
FILM NUMBER: 14641492
MAIL ADDRESS:
STREET 1: ALLIED WORLD ASSURANCE CO HOLDINGS, LTD
STREET 2: 27 RICHMOND ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM 08
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-02-22
0
0001163348
Allied World Assurance Co Holdings, AG
AWH
0001368328
Dupont Wesley D
ALLIED WORLD ASSURANCE CO. HOLDINGS, AG
LINDENSTRASSE 8
BAAR/ZUG
V8
CH-6340
SWITZERLAND
0
1
0
0
EVP & General Counsel
Common Shares
2014-02-22
4
M
0
878
0.00
A
63341
D
Common Shares
2014-02-22
4
M
0
430
0.00
A
63771
D
Common Shares
2014-02-22
4
M
0
875
0.00
A
64646
D
Common Shares
2014-02-22
4
D
0
1267
99.8969
D
63379
D
Common Shares
2014-02-22
4
F
0
533
99.55
D
62846
D
Restricted Stock Units
2014-02-22
4
M
0
878
D
Common Shares
878
8166
D
Restricted Stock Units
2014-02-22
4
M
0
430
D
Common Shares
430
7736
D
Restricted Stock Units
2014-02-22
4
M
0
875
D
Common Shares
875
6861
D
On February 22, 2012, the reporting person was granted 3,510 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 702 common shares and (ii) cash equal to the market value of 2,808 common shares (measured at the date of vesting) of such Restricted Stock Units.
On February 22, 2011, the reporting person was granted 1,720 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 860 common shares and (ii) cash equal to the market value of 860 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
On February 22, 2010, the reporting person was granted 3,500 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,100 common shares and (ii) cash equal to the market value of 1,400 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 22, 2014, which was on a Saturday.
Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2013.
Represents all Restricted Stock Units held by the reporting person that vest in whole or in part in cash.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2012.
The Restricted Stock Units vested in four equal installments with the first installment vesting on February 22, 2011.
/s/ Wayne H. Datz, by Power of Attorney
2014-02-25