0001209191-14-014078.txt : 20140225 0001209191-14-014078.hdr.sgml : 20140225 20140225170008 ACCESSION NUMBER: 0001209191-14-014078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140222 FILED AS OF DATE: 20140225 DATE AS OF CHANGE: 20140225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG CENTRAL INDEX KEY: 0001163348 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LINDENSTRASSE 8 CITY: BAAR/ZUG STATE: V8 ZIP: 6340 BUSINESS PHONE: 441-278-5400 MAIL ADDRESS: STREET 1: LINDENSTRASSE 8 CITY: BAAR/ZUG STATE: V8 ZIP: 6340 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD DATE OF NAME CHANGE: 20060615 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD DATE OF NAME CHANGE: 20011207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dupont Wesley D CENTRAL INDEX KEY: 0001368328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 14641492 MAIL ADDRESS: STREET 1: ALLIED WORLD ASSURANCE CO HOLDINGS, LTD STREET 2: 27 RICHMOND ROAD CITY: PEMBROKE STATE: D0 ZIP: HM 08 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-22 0 0001163348 Allied World Assurance Co Holdings, AG AWH 0001368328 Dupont Wesley D ALLIED WORLD ASSURANCE CO. HOLDINGS, AG LINDENSTRASSE 8 BAAR/ZUG V8 CH-6340 SWITZERLAND 0 1 0 0 EVP & General Counsel Common Shares 2014-02-22 4 M 0 878 0.00 A 63341 D Common Shares 2014-02-22 4 M 0 430 0.00 A 63771 D Common Shares 2014-02-22 4 M 0 875 0.00 A 64646 D Common Shares 2014-02-22 4 D 0 1267 99.8969 D 63379 D Common Shares 2014-02-22 4 F 0 533 99.55 D 62846 D Restricted Stock Units 2014-02-22 4 M 0 878 D Common Shares 878 8166 D Restricted Stock Units 2014-02-22 4 M 0 430 D Common Shares 430 7736 D Restricted Stock Units 2014-02-22 4 M 0 875 D Common Shares 875 6861 D On February 22, 2012, the reporting person was granted 3,510 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 702 common shares and (ii) cash equal to the market value of 2,808 common shares (measured at the date of vesting) of such Restricted Stock Units. On February 22, 2011, the reporting person was granted 1,720 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 860 common shares and (ii) cash equal to the market value of 860 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. On February 22, 2010, the reporting person was granted 3,500 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,100 common shares and (ii) cash equal to the market value of 1,400 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 22, 2014, which was on a Saturday. Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units. The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2013. Represents all Restricted Stock Units held by the reporting person that vest in whole or in part in cash. The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2012. The Restricted Stock Units vested in four equal installments with the first installment vesting on February 22, 2011. /s/ Wayne H. Datz, by Power of Attorney 2014-02-25