0001209191-13-012453.txt : 20130228 0001209191-13-012453.hdr.sgml : 20130228 20130228165651 ACCESSION NUMBER: 0001209191-13-012453 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130226 FILED AS OF DATE: 20130228 DATE AS OF CHANGE: 20130228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gauthier John J CENTRAL INDEX KEY: 0001456268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 13653080 MAIL ADDRESS: STREET 1: 27 RICHMOND ROAD CITY: PEMBROKE STATE: D0 ZIP: HM08 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG CENTRAL INDEX KEY: 0001163348 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LINDENSTRASSE 8 CITY: BAAR/ZUG STATE: V8 ZIP: 6340 BUSINESS PHONE: 441-278-5400 MAIL ADDRESS: STREET 1: LINDENSTRASSE 8 CITY: BAAR/ZUG STATE: V8 ZIP: 6340 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD DATE OF NAME CHANGE: 20060615 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD DATE OF NAME CHANGE: 20011207 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-02-26 0 0001163348 Allied World Assurance Co Holdings, AG AWH 0001456268 Gauthier John J ALLIED WORLD ASSURANCE CO. HOLDINGS, AG LINDENSTRASSE 8 BAAR/ZUG V8 CH-6340 SWITZERLAND 0 1 0 0 EVP & CIO, AWAC ServCo. Common Shares 2013-02-26 4 M 0 750 0.00 A 16755 D Common Shares 2013-02-26 4 D 0 375 87.6999 D 16380 D Common Shares 2013-02-26 4 F 0 201 88.18 D 16179 D Restricted Stock Units 2013-02-26 4 M 0 750 D Common Shares 750 5966 D On February 26, 2009, the reporting person was granted 3,000 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 1,500 of the Company's Common Shares and (ii) cash equal to the market value of 1,500 Common Shares (measured at the date of vesting) of such Restricted Stock Units. The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the Company's Common Shares for the five consecutive trading days up to and including February 26, 2013. Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units. The Restricted Stock Units vested in four equal annual installments with the first installment vesting on February 26, 2010. /s/ Wayne H. Datz, by Power of Attorney 2013-02-28