0001209191-13-012453.txt : 20130228
0001209191-13-012453.hdr.sgml : 20130228
20130228165651
ACCESSION NUMBER: 0001209191-13-012453
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130226
FILED AS OF DATE: 20130228
DATE AS OF CHANGE: 20130228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gauthier John J
CENTRAL INDEX KEY: 0001456268
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32938
FILM NUMBER: 13653080
MAIL ADDRESS:
STREET 1: 27 RICHMOND ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG
CENTRAL INDEX KEY: 0001163348
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: LINDENSTRASSE 8
CITY: BAAR/ZUG
STATE: V8
ZIP: 6340
BUSINESS PHONE: 441-278-5400
MAIL ADDRESS:
STREET 1: LINDENSTRASSE 8
CITY: BAAR/ZUG
STATE: V8
ZIP: 6340
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD
DATE OF NAME CHANGE: 20060615
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD
DATE OF NAME CHANGE: 20011207
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-02-26
0
0001163348
Allied World Assurance Co Holdings, AG
AWH
0001456268
Gauthier John J
ALLIED WORLD ASSURANCE CO. HOLDINGS, AG
LINDENSTRASSE 8
BAAR/ZUG
V8
CH-6340
SWITZERLAND
0
1
0
0
EVP & CIO, AWAC ServCo.
Common Shares
2013-02-26
4
M
0
750
0.00
A
16755
D
Common Shares
2013-02-26
4
D
0
375
87.6999
D
16380
D
Common Shares
2013-02-26
4
F
0
201
88.18
D
16179
D
Restricted Stock Units
2013-02-26
4
M
0
750
D
Common Shares
750
5966
D
On February 26, 2009, the reporting person was granted 3,000 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 1,500 of the Company's Common Shares and (ii) cash equal to the market value of 1,500 Common Shares (measured at the date of vesting) of such Restricted Stock Units.
The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the Company's Common Shares for the five consecutive trading days up to and including February 26, 2013.
Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units.
The Restricted Stock Units vested in four equal annual installments with the first installment vesting on February 26, 2010.
/s/ Wayne H. Datz, by Power of Attorney
2013-02-28