0001209191-12-012920.txt : 20120224
0001209191-12-012920.hdr.sgml : 20120224
20120224162938
ACCESSION NUMBER: 0001209191-12-012920
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120222
FILED AS OF DATE: 20120224
DATE AS OF CHANGE: 20120224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sennott John Langton JR
CENTRAL INDEX KEY: 0001362376
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32938
FILM NUMBER: 12638600
MAIL ADDRESS:
STREET 1: C/O DARWIN PROFESSIONAL UNDERWRITERS INC
STREET 2: 9 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG
CENTRAL INDEX KEY: 0001163348
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: LINDENSTRASSE 8
CITY: BAAR/ZUG
STATE: V8
ZIP: 6340
BUSINESS PHONE: 441-278-5400
MAIL ADDRESS:
STREET 1: LINDENSTRASSE 8
CITY: BAAR/ZUG
STATE: V8
ZIP: 6340
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD
DATE OF NAME CHANGE: 20060615
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD
DATE OF NAME CHANGE: 20011207
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-02-22
0
0001163348
Allied World Assurance Co Holdings, AG
AWH
0001362376
Sennott John Langton JR
ALLIED WORLD ASSURANCE CO. HOLDINGS, AG
LINDENSTRASSE 8
BAAR/ZUG
V8
CH-6340
SWITZERLAND
0
1
0
0
EVP, Chief Corp. Strat Officer
Common Shares
2012-02-22
4
A
0
11250
0.00
A
26702
D
Common Shares
2012-02-22
4
M
0
312
0.00
A
27014
D
Common Shares
2012-02-22
4
M
0
938
0.00
A
27952
D
Common Shares
2012-02-22
4
D
0
531
66.8906
D
27421
D
Common Shares
2012-02-22
4
F
0
4182
66.88
D
23239
D
Restricted Stock Units
2012-02-22
4
M
0
312
D
Common Shares
312
5251
D
Restricted Stock Units
2012-02-22
4
M
0
938
D
Common Shares
938
4313
D
Restricted Stock Units
2012-02-22
4
A
0
2345
A
Common Shares
2345
6658
D
Represents the Company's Common Shares that were earned pursuant to a 2009 LTIP award for no monetary consideration and which vested at 150% of target based on the achievement of pre-established performance criteria during the applicable three-year performance period established under the Company's Third Amended and Restated Long-Term Incentive Plan.
Includes 301 Common Shares acquired on June 30, 2011 and 118 Common Shares acquired on December 31, 2011 pursuant to the Company's Amended and Restated 2008 Employee Share Purchase Plan.
On February 22, 2011, the reporting person was granted 1,250 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 625 of the Company's Common Shares and (ii) cash equal to the market value of 625 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
On February 22, 2010, the reporting person was granted 3,750 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,250 of the Company's Common Shares and (ii) cash equal to the market value of 1,500 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the Company's Common Shares for the five consecutive trading days up to and including February 22, 2012.
Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of performance-based awards and/or Restricted Stock Units.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2012.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2011.
Grant of Restricted Stock Units for no monetary consideration. 2,345 Restricted Stock Units convert into (i) 469 Common Shares of the Company and (ii) cash equal to the market value of 1,876 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2013.
/s/ Wesley D. Dupont, by Power of Attorney
2012-02-24