0001209191-12-012920.txt : 20120224 0001209191-12-012920.hdr.sgml : 20120224 20120224162938 ACCESSION NUMBER: 0001209191-12-012920 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120222 FILED AS OF DATE: 20120224 DATE AS OF CHANGE: 20120224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sennott John Langton JR CENTRAL INDEX KEY: 0001362376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 12638600 MAIL ADDRESS: STREET 1: C/O DARWIN PROFESSIONAL UNDERWRITERS INC STREET 2: 9 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG CENTRAL INDEX KEY: 0001163348 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LINDENSTRASSE 8 CITY: BAAR/ZUG STATE: V8 ZIP: 6340 BUSINESS PHONE: 441-278-5400 MAIL ADDRESS: STREET 1: LINDENSTRASSE 8 CITY: BAAR/ZUG STATE: V8 ZIP: 6340 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD DATE OF NAME CHANGE: 20060615 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD DATE OF NAME CHANGE: 20011207 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-02-22 0 0001163348 Allied World Assurance Co Holdings, AG AWH 0001362376 Sennott John Langton JR ALLIED WORLD ASSURANCE CO. HOLDINGS, AG LINDENSTRASSE 8 BAAR/ZUG V8 CH-6340 SWITZERLAND 0 1 0 0 EVP, Chief Corp. Strat Officer Common Shares 2012-02-22 4 A 0 11250 0.00 A 26702 D Common Shares 2012-02-22 4 M 0 312 0.00 A 27014 D Common Shares 2012-02-22 4 M 0 938 0.00 A 27952 D Common Shares 2012-02-22 4 D 0 531 66.8906 D 27421 D Common Shares 2012-02-22 4 F 0 4182 66.88 D 23239 D Restricted Stock Units 2012-02-22 4 M 0 312 D Common Shares 312 5251 D Restricted Stock Units 2012-02-22 4 M 0 938 D Common Shares 938 4313 D Restricted Stock Units 2012-02-22 4 A 0 2345 A Common Shares 2345 6658 D Represents the Company's Common Shares that were earned pursuant to a 2009 LTIP award for no monetary consideration and which vested at 150% of target based on the achievement of pre-established performance criteria during the applicable three-year performance period established under the Company's Third Amended and Restated Long-Term Incentive Plan. Includes 301 Common Shares acquired on June 30, 2011 and 118 Common Shares acquired on December 31, 2011 pursuant to the Company's Amended and Restated 2008 Employee Share Purchase Plan. On February 22, 2011, the reporting person was granted 1,250 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 625 of the Company's Common Shares and (ii) cash equal to the market value of 625 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. On February 22, 2010, the reporting person was granted 3,750 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,250 of the Company's Common Shares and (ii) cash equal to the market value of 1,500 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the Company's Common Shares for the five consecutive trading days up to and including February 22, 2012. Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of performance-based awards and/or Restricted Stock Units. The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2012. The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2011. Grant of Restricted Stock Units for no monetary consideration. 2,345 Restricted Stock Units convert into (i) 469 Common Shares of the Company and (ii) cash equal to the market value of 1,876 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2013. /s/ Wesley D. Dupont, by Power of Attorney 2012-02-24