0001209191-12-012569.txt : 20120223
0001209191-12-012569.hdr.sgml : 20120223
20120223172503
ACCESSION NUMBER: 0001209191-12-012569
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120222
FILED AS OF DATE: 20120223
DATE AS OF CHANGE: 20120223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D'Orazio Frank
CENTRAL INDEX KEY: 0001473976
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32938
FILM NUMBER: 12634919
MAIL ADDRESS:
STREET 1: 27 RICHMOND ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM 08
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG
CENTRAL INDEX KEY: 0001163348
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: LINDENSTRASSE 8
CITY: BAAR/ZUG
STATE: V8
ZIP: 6340
BUSINESS PHONE: 441-278-5400
MAIL ADDRESS:
STREET 1: LINDENSTRASSE 8
CITY: BAAR/ZUG
STATE: V8
ZIP: 6340
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD
DATE OF NAME CHANGE: 20060615
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD
DATE OF NAME CHANGE: 20011207
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-02-22
0
0001163348
Allied World Assurance Co Holdings, AG
AWH
0001473976
D'Orazio Frank
ALLIED WORLD ASSURANCE CO. HOLDINGS AG
LINDENSTRASSE 8
BAAR/ZUG
V8
CH-6340
SWITZERLAND
0
1
0
0
Pres. Bda & Int'l Ins., AWAC
Common Shares
2012-02-22
4
A
0
13500
0.00
A
48025
D
Common Shares
2012-02-22
4
M
0
352
0.00
A
48377
D
Common Shares
2012-02-22
4
M
0
875
0.00
A
49252
D
Common Shares
2012-02-22
4
D
0
526
66.8906
D
48726
D
Restricted Stock Units
2012-02-22
4
M
0
352
D
Common Shares
352
5683
D
Restricted Stock Units
2012-02-22
4
M
0
875
D
Common Shares
875
4808
D
Restricted Stock Units
2012-02-22
4
A
0
3126
A
Common Shares
3126
7934
D
Represents the Company's Common Shares that were earned pursuant to a 2009 LTIP award for no monetary consideration and which vested at 150% of target based on the achievement of pre-established performance criteria during the applicable three-year performance period established under the Company's Third Amended and Restated Long-Term Incentive Plan.
On February 22, 2011, the reporting person was granted 1,410 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 705 of the Company's Common Shares and (ii) cash equal to the market value of 705 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
On February 22, 2010, the reporting person was granted 3,500 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,100 of the Company's Common Shares and (ii) cash equal to the market value of 1,400 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the Company's Common Shares for the five consecutive trading days up to and including February 22, 2012.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2012.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2011.
Grant of Restricted Stock Units for no monetary consideration. 3,126 Restricted Stock Units convert into (i) 625 Common Shares of the Company and (ii) cash equal to the market value of 2,501 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2013.
/s/ Wesley D. Dupont, by Power of Attorney
2012-02-23