-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Al4rERifAqPPXdNdgr0pN/a51PAlPUxmokVYBCxHVplJw09VL73CWSnavJ7ntTjd 9K2bZ7wEuhLdD3cOicxmAg== 0001209191-11-011718.txt : 20110222 0001209191-11-011718.hdr.sgml : 20110221 20110222191552 ACCESSION NUMBER: 0001209191-11-011718 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110222 FILED AS OF DATE: 20110222 DATE AS OF CHANGE: 20110222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sennott John Langton JR CENTRAL INDEX KEY: 0001362376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 11630144 MAIL ADDRESS: STREET 1: C/O DARWIN PROFESSIONAL UNDERWRITERS INC STREET 2: 9 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG CENTRAL INDEX KEY: 0001163348 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LINDENSTRASSE 8 CITY: BAAR/ZUG STATE: V8 ZIP: 6340 BUSINESS PHONE: 441-278-5400 MAIL ADDRESS: STREET 1: LINDENSTRASSE 8 CITY: BAAR/ZUG STATE: V8 ZIP: 6340 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD DATE OF NAME CHANGE: 20060615 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD DATE OF NAME CHANGE: 20011207 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-02-22 0 0001163348 Allied World Assurance Co Holdings, AG AWH 0001362376 Sennott John Langton JR ALLIED WORLD ASSURANCE CO. HOLDINGS, AG LINDENSTRASSE 8 BAAR/ZUG V8 CH-6340 SWITZERLAND 0 1 0 0 EVP, Chief Corp. Strat Officer Common Shares 2011-02-22 4 M 0 937 0.00 A 15352 D Common Shares 2011-02-22 4 D 0 375 62.0515 D 14977 D Common Shares 2011-02-22 4 F 0 201 61.51 D 14776 D Restricted Stock Units 2011-02-22 4 M 0 937 D 2011-02-22 2014-02-22 Common Shares 937 5063 D Restricted Stock Units 2011-02-22 4 A 0 1250 0.00 A Common Shares 1250 6313 D Employee Stock Options (right to buy) 61.51 2011-02-22 4 A 0 4735 0.00 A Common Shares 4735 4735 D On February 22, 2010, the reporting person was granted 3,750 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,250 of the Company's Common Shares and (ii) cash equal to the market value of 1,500 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. Includes 399 Common Shares acquired on June 30, 2010 and 147 Common Shares acquired on December 31, 2010 pursuant to the Company's Amended and Restated 2008 Employee Share Purchase Plan. The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the Company's Common Shares for the five consecutive trading days up to and including February 22, 2011. Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units. The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2011. Grant of Restricted Stock Units for no monetary consideration. 1,250 Restricted Stock Units convert into (i) 625 of the Company's Common Shares and (ii) cash equal to the market value of 625 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. The Restricted Stock Units and Employee Stock Options vest in four equal installments with the first installment vesting on February 22, 2012. /s/ Wesley D. Dupont, by Power of Attorney 2011-02-22 -----END PRIVACY-ENHANCED MESSAGE-----