-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M//M5+MO0HDVyRmflWQQxeuHgEK+eIRy8VyZD9iNaq2uWq8om5PoYLefdzHjbM0X 7PNZo7N2yg5BMCb4HW061Q== 0001209191-11-011699.txt : 20110222 0001209191-11-011699.hdr.sgml : 20110221 20110222190822 ACCESSION NUMBER: 0001209191-11-011699 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110221 FILED AS OF DATE: 20110222 DATE AS OF CHANGE: 20110222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Knight W. Gordon CENTRAL INDEX KEY: 0001428511 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 11630111 MAIL ADDRESS: STREET 1: ALLIED WORLD ASSURANCE CO. HOLDINGS, LTD STREET 2: 27 RICHMOND ROAD CITY: HAMILTON STATE: D0 ZIP: HM 08 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG CENTRAL INDEX KEY: 0001163348 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LINDENSTRASSE 8 CITY: BAAR/ZUG STATE: V8 ZIP: 6340 BUSINESS PHONE: 441-278-5400 MAIL ADDRESS: STREET 1: LINDENSTRASSE 8 CITY: BAAR/ZUG STATE: V8 ZIP: 6340 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD DATE OF NAME CHANGE: 20060615 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD DATE OF NAME CHANGE: 20011207 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-02-21 0 0001163348 Allied World Assurance Co Holdings, AG AWH 0001428511 Knight W. Gordon ALLIED WORLD ASSURANCE CO. HOLDINGS, AG LINDENSTRASSE 8 BAAR/ZUG V8 CH-67340 SWITZERLAND 0 1 0 0 President, AWACUS & AWNAC Common Shares 2011-02-21 4 A 0 30000 0.00 A 40060 D Common Shares 2011-02-22 4 M 0 2200 0.00 A 42260 D Common Shares 2011-02-22 4 D 0 880 62.0515 D 41380 D Common Shares 2011-02-22 4 F 0 540 61.51 D 40840 D Restricted Stock Units 2011-02-22 4 M 0 2200 D 2011-02-22 2014-02-22 Common Shares 2200 10350 D Restricted Stock Units 2011-02-22 4 A 0 2790 0.00 A Common Shares 2790 13140 D Employee Stock Options (right to buy) 61.51 2011-02-22 4 A 0 10590 0.00 A Common Shares 10590 10590 D Represents the Company's Common Shares that were earned pursuant to a 2008 LTIP award for no monetary consideration and which vested at 150% of target based on the achievement of pre-established performance criteria during the applicable three-year performance period established under the Company's Third Amended and Restated Long-Term Incentive Plan. Includes 356 Common Shares acquired on June 30, 2010 and 191 Common Shares acquired on December 31, 2010 pursuant to the Company's Amended and Restated 2008 Employee Share Purchase Plan. On February 22, 2010, the reporting person was granted 8,800 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 5,280 of the Company's Common Shares and (ii) cash equal to the market value of 3,520 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the Company's Common Shares for the five consecutive trading days up to and including February 22, 2011. Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units. The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2011. Grant of Restricted Stock Units for no monetary consideration. 2,790 Restricted Stock Units convert into (i) 1,395 of the Company's Common Shares and (ii) cash equal to the market value of 1,395 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. The Restricted Stock Units and Employee Stock Options vest in four equal installments with the first installment vesting on February 22, 2012. /s/ Wesley D. Dupont, by Power of Attorney 2011-02-22 -----END PRIVACY-ENHANCED MESSAGE-----