S-8 1 fnb_s8.txt FORM S-8 As filed with the Securities and Exchange Commission on August 16, 2002 Registration No. 333-_____ ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------- FORM S-8 REGISTRATION STATEMENT under THE SECURITIES ACT OF 1933 --------------- FNB BANCORP (Exact name of registrant as specified in its charter) California 92-2115369 (State of Incorporation) (I.R.S. Employer Identification No.) 975 El Camino Real, South San Francisco, California 94080 (Address of principal executive office) ---------------------------------------- FNB Bancorp 2002 Stock Option Plan (Full title of the plan) ---------------------------------- Thomas C. McGraw, Chief Executive Officer FNB Bancorp 975 El Camino Real, South San Francisco, California 94080 (Name and address of agent for service) --------------- (650) 588-6800 (Telephone number, including area code, of agent for service of process)
CALCULATION OF REGISTRATION FEE --------------------------------------------------------------------------------------------------------------------- Proposed Maximum Proposed Maximum Title of Securities Amount to Offering Aggregate Amount of to be Registered be Registered Price per Share Offering Price Registration Fee --------------------------------------------------------------------------------------------------------------------- Common Stock, no par value 158,613 (1) $27.70 (2) $4,393,580 (2) $404.20 =====================================================================================================================
(1) Issuable upon exercise of options or shares granted or to be granted under the FNB Bancorp 2002 Stock Option Plan. (2) Estimated solely for the purpose of calculating the registration fee, based upon the average of the bid and asked price for the Common Stock in the over-the-counter market on August 12, 2002, pursuant to Rule 457(h) under the Securities Act of 1933. This registration statement, including exhibits, consists of 31 sequentially numbered pages. The Index to Exhibits is located at page 7. PART II INFORMATION REQUIRED IN THE REGISTRATION STATEMENT Item 3. Incorporation of Documents by Reference The following documents are incorporated by reference: (a) The Registrant's Annual Report on Form 10-K for the year ended December 31, 2001. (b) All other reports filed by the Registrant under Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") since December 31, 2001. (c) The information with regard to the Registrant's capital stock contained in a registration statement filed with the Commission pursuant to Section 12 of the Securities Exchange Act of 1934, including any subsequent amendment or report filed for the purpose of updating such information. All documents later filed by the Registrant under Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act and before the Registrant files a post-effective amendment which indicates that all securities have been sold, or which deregisters all securities that have not been sold, will be incorporated by reference and will be a part of this filing from the date such document was filed. Item 4. Description of Securities Not applicable. Item 5. Interest of Named Experts and Counsel Not applicable. Item 6. Indemnification of Directors and Officers The California General Corporation Law provides for the indemnification of officers and directors who are made or are threatened to be made a party to any legal proceeding by reason of their service to the Company. The Articles of Incorporation and Bylaws of the Company permit indemnification of directors and officers to the maximum extent permitted by California law. The Company has in effect director and officer liability insurance policies indemnifying the Company and the officers, directors and certain assistant officers of the Company and officers and directors of the Company's subsidiaries within specific limits for certain liabilities incurred by reason of their being or having been directors or officers. The Company pays the entire premium for these policies. 2 Item 7. Exemption from Registration Claimed Not applicable. Item 8. Exhibits See the Index to Exhibits, which is incorporated in this item by reference. Item 9. Undertakings (a) The undersigned registrant hereby undertakes: (1) To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement: (i) To include any prospectus required by section 10(a)(3) of the Securities Act of 1933 (the "Securities Act"); (ii) To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement; (iii) To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement. Provided, however, that paragraphs (a)(1)(i) and (a)(1)(ii) do not apply if the registration statement is on Form S-3 or Form S-8, and the information required to be included in a post-effective amendment by those paragraphs is contained in periodic reports filed by the registrant pursuant to section 13 or section 15(d) of the Exchange Act that are incorporated by reference in the registration statement. (2) That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering. (3) To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering. (b) The undersigned registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the registrant's annual report pursuant to Section 13(a) or Section 15(d) of the 3 Exchange Act that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering. (h) Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the registrant pursuant to the provisions described in Item 6, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question of whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue. 4 SIGNATURES ---------- Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of South San Francisco, State of California, on July 25, 2002. FNB BANCORP (Registrant) By /s/ THOMAS C. MCGRAW ------------------------- Thomas C. McGraw Chief Executive Officer POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Thomas C. McGraw, Jim D. Black and James B. Ramsey, and each or any one of them, his true and lawful attorney-in-fact and agent, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this registration statement, and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents or any of them, or their or his substitutes or substitute, may lawfully do or cause to be done by virtue hereof. Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated. Signature Title Date --------- ----- ---- /s/ THOMAS C. MCGRAW Chief Executive Officer July 25, 2002 ------------------------- (Principal Executive Officer), Thomas C. McGraw Secretary and Director 5 /s/ JAMES B. RAMSEY Senior Vice President and July 25, 2002 ------------------------- Chief Financial Officer James B. Ramsey (Principal Financial Officer and Principal Accounting Officer) /s/ MICHAEL R. WYMAN Director and Chairman July 25, 2002 ------------------------- of the Board Michael R. Wyman ------------------------- Director Neil J. Vannucci /s/ EDWARD J. WATSON Director July 25, 2002 ------------------------- Edward J. Watson /s/ DANIEL J. MODENA Director July 25, 2002 ------------------------- Daniel J. Modena ------------------------- Director Lisa Angelot /s/ JIM D. BLACK President and Director July 25, 2002 ------------------------- Jim D. Black /s/ ANTHONY J. CLIFFORD Executive Vice President and July 25, 2002 ------------------------- Chief Operating Officer, Anthony J. Clifford Director 6 INDEX TO EXHIBITS Exhibit Sequential No. Exhibit Name Page No. --- ------------ -------- 5.1 Opinion of Counsel 8 23.1 Consent of Counsel (See Exhibit 5.1) 23.2 Consent of Independent Auditors 9 24.1 Power of Attorney (see signature pages 5 and 6) 99.1 FNB Bancorp 2002 Stock Option Plan 10 (adopted June 28, 2002) 99.2 Form of Incentive Stock Option Agreement 20 99.3 Form of Nonstatutory Stock Option Agreement 26 7