8-K 1 a19-10101_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 16, 2019 (May 14, 2019)

 

 

ConocoPhillips

(Exact name of registrant as specified in its charter)

 

 

Delaware

 

001-32395

 

01-0562944

(State or other jurisdiction
of incorporation)

 

(Commission
File Number)

 

(IRS Employer
Identification No.)

 

925 N. Eldridge Parkway
Houston, Texas

 

77079

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code (281) 293-1000

 

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o                Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o                Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o                Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o                Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange on which
registered

Common Stock, $.01 Par Value Per Share

 

COP

 

New York Stock Exchange

7% Debentures due 2029

 

CUSIP-718507BK1

 

New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company   o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   o

 

 

 

 

Item 5.07                                                     Submission of Matters to a Vote of Security Holders.

 

ConocoPhillips held its annual meeting of stockholders on May 14, 2019.  The results of the matters submitted to a vote of the stockholders at the meeting are set forth below.

 

ELECTION OF DIRECTORS

 

All 11 nominated directors were elected to serve a one-year term.

 

 

 

Number of Shares

 

 

 

Voted For

 

Voted Against

 

Abstentions

 

Broker Nonvotes

 

Charles E. Bunch

 

801,325,903

 

17,453,490

 

1,762,817

 

174,814,673

 

Caroline Maury Devine

 

814,256,244

 

4,774,417

 

1,511,549

 

174,814,673

 

John V. Faraci

 

806,884,963

 

11,834,836

 

1,822,411

 

174,814,673

 

Jody Freeman

 

813,745,527

 

5,305,161

 

1,491,522

 

174,814,673

 

Gay Huey Evans

 

814,143,745

 

4,795,730

 

1,602,735

 

174,814,673

 

Jeffrey A. Joerres

 

813,971,428

 

4,676,995

 

1,893,787

 

174,814,673

 

Ryan M. Lance

 

783,840,222

 

27,137,882

 

9,564,106

 

174,814,673

 

William H. McRaven

 

814,122,010

 

4,847,832

 

1,572,368

 

174,814,673

 

Sharmila Mulligan

 

812,851,381

 

5,900,706

 

1,790,123

 

174,814,673

 

Arjun N. Murti

 

813,509,080

 

5,405,209

 

1,627,921

 

174,814,673

 

Robert A. Niblock

 

797,331,285

 

13,313,250

 

9,897,675

 

174,814,673

 

 

RATIFICATION OF AUDITORS

 

The ratification of the appointment of Ernst & Young LLP as ConocoPhillips’ independent registered public accounting firm for 2019 was approved.

 

 

 

Number of Shares

 

 

 

Voted For

 

Voted Against

 

Abstentions

 

Broker Nonvotes

 

Ratification of Appointment of Ernst & Young LLP as ConocoPhillips’ Independent Registered Public Accounting Firm

 

950,229,366

 

42,885,461

 

2,242,056

 

—

 

 

ADVISORY APPROVAL OF EXECUTIVE COMPENSATION

 

The advisory approval of the compensation of our Named Executive Officers was approved.

 

 

 

Number of Shares

 

 

 

Voted For

 

Voted Against

 

Abstentions

 

Broker Nonvotes

 

Advisory Approval of the Compensation of our Named Executive Officers

 

754,634,445

 

60,969,693

 

4,938,072

 

174,814,673

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

CONOCOPHILLIPS

 

 

 

 

 

 

 

/s/ Kelly B. Rose

May 16, 2019

Kelly B. Rose
Senior Vice President, Legal,
General Counsel and Corporate Secretary

 

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