0001209191-17-049212.txt : 20170816 0001209191-17-049212.hdr.sgml : 20170816 20170816163057 ACCESSION NUMBER: 0001209191-17-049212 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170815 FILED AS OF DATE: 20170816 DATE AS OF CHANGE: 20170816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAFRANCE JAMES T CENTRAL INDEX KEY: 0001162956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37369 FILM NUMBER: 171036637 MAIL ADDRESS: STREET 1: 1910 INNOVATION PARK DR CITY: TUCSON STATE: AZ ZIP: 85737 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HTG MOLECULAR DIAGNOSTICS, INC CENTRAL INDEX KEY: 0001169987 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 860912294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3430 E. GLOBAL LOOP CITY: TUCSON STATE: AZ ZIP: 85706 BUSINESS PHONE: 877-289-2615 MAIL ADDRESS: STREET 1: 3430 E. GLOBAL LOOP CITY: TUCSON STATE: AZ ZIP: 85706 FORMER COMPANY: FORMER CONFORMED NAME: HTG MOLECULAR DIAGNOSTICS INC DATE OF NAME CHANGE: 20110523 FORMER COMPANY: FORMER CONFORMED NAME: HIGH THROUGHPUT GENOMICS INC DATE OF NAME CHANGE: 20020326 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-15 0 0001169987 HTG MOLECULAR DIAGNOSTICS, INC HTGM 0001162956 LAFRANCE JAMES T C/O HTG MOLECULAR DIAGNOSTICS, INC. 3430 E. GLOBAL LOOP TUCSON AZ 85706 1 0 0 0 Stock Option (right to buy) 2.27 2017-08-15 4 A 0 6000 0.00 A 2027-08-14 Common Stock 6000 6000 D The shares will vest monthly in equal installments over a one-year period such that the stock option is fully vested on August 15, 2018. /s/ Debra A. Gordon, Attorney-in-Fact 2017-08-16