0001493152-21-007111.txt : 20210329 0001493152-21-007111.hdr.sgml : 20210329 20210329191507 ACCESSION NUMBER: 0001493152-21-007111 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201124 FILED AS OF DATE: 20210329 DATE AS OF CHANGE: 20210329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAUFMAN SCOTT D CENTRAL INDEX KEY: 0001312498 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33383 FILM NUMBER: 21783124 MAIL ADDRESS: STREET 1: MIDUSMMER INVESTMENT LTD STREET 2: 485 MADISON AVENUE 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WIZARD BRANDS, INC. CENTRAL INDEX KEY: 0001162896 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 980357690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 500 CITY: LAS VEGAS STATE: NV ZIP: 89169 BUSINESS PHONE: 6049618878 MAIL ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 500 CITY: LAS VEGAS STATE: NV ZIP: 89169 FORMER COMPANY: FORMER CONFORMED NAME: WIZARD ENTERTAINMENT, INC. DATE OF NAME CHANGE: 20181009 FORMER COMPANY: FORMER CONFORMED NAME: Wizard World, Inc. DATE OF NAME CHANGE: 20110125 FORMER COMPANY: FORMER CONFORMED NAME: GOENERGY INC DATE OF NAME CHANGE: 20011129 3 1 ownership.xml X0206 3 2020-11-24 0 0001162896 WIZARD BRANDS, INC. WIZD 0001312498 KAUFMAN SCOTT D C/O WIZARD BRANDS, INC. 2700 HOMESTEAD ROAD PARK CITY UT 84098 1 1 0 0 Chairman, CEO & President 12% Senior Secured Convertible Debenture 0.25 Common Stock 10000000 I By Barlock 2019 Fund, LP Series A Common Stock Purchase Warrant 2.50 Common Stock 300000 I By Barlock Capital Management LLC On December 17, 2019, Barlock 2019 Fund, LP ("Barlock Fund") purchased from the Issuer a 12% Senior Secured Convertible Debenture in the principal amount of $2,500,000, convertible into shares of the Issuer's common stock at a per share price (as adjusted pursuant to the terms thereof) of $0.25 (the "Debenture"), and the Issuer issued to Barlock Capital Management LLC ("Barlock Management") a Series A Common Stock Purchase Warrant to purchase 300,000 shares of the Issuer's common stock at a per share exercise price of $2.50 (the "Warrant"). The Debenture matures on December 30, 2022 and the Warrant expires on December 1, 2024. The reporting person exercises voting and dispositive power of the securities held by each of Barlock Fund and Barlock Management, but disclaims any pecuniary interest in the securities held by Barlock Fund. /s/ Scott D. kaufman 2021-03-29