0001493152-16-014765.txt : 20161110 0001493152-16-014765.hdr.sgml : 20161110 20161110173043 ACCESSION NUMBER: 0001493152-16-014765 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161108 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Wizard World, Inc. CENTRAL INDEX KEY: 0001162896 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 980357690 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 500 CITY: LAS VEGAS STATE: NV ZIP: 89169 BUSINESS PHONE: 6049618878 MAIL ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 500 CITY: LAS VEGAS STATE: NV ZIP: 89169 FORMER COMPANY: FORMER CONFORMED NAME: GOENERGY INC DATE OF NAME CHANGE: 20011129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Malinoff Randall S CENTRAL INDEX KEY: 0001668709 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33383 FILM NUMBER: 161989302 MAIL ADDRESS: STREET 1: 25262 PRADO DE LA PUMA CITY: CALABASAS STATE: CA ZIP: 91302 FORMER NAME: FORMER CONFORMED NAME: Malinoff Randy S DATE OF NAME CHANGE: 20160304 4 1 form4.xml X0306 4 2016-11-08 0 0001162896 Wizard World, Inc. WIZD 0001668709 Malinoff Randall S 25262 PRADO DE LA PUMA CALABASAS CA 91302 0 1 0 0 Chief Operating Officer Stock Option (Right to Buy) 0.50 2016-11-08 4 A 0 75000 0 A 2016-11-08 2021-11-08 Common Stock 75000 75000 D Stock Option (Right to Buy) 0.50 2016-11-08 4 A 0 75000 0 A 2016-12-31 2021-11-08 Common Stock 75000 150000 D Stock Option (Right to Buy) 0.55 2016-11-08 4 A 0 75000 0 A 2017-03-31 2021-11-08 Common Stock 75000 225000 D Stock Option (Right to Buy) 0.55 2016-11-08 4 A 0 75000 0 A 2017-06-30 2021-11-08 Common Stock 75000 300000 D Stock Option (Right to Buy) 0.55 2016-11-08 4 A 0 75000 0 A 2017-09-30 2021-11-08 Common Stock 75000 375000 D Stock Option (Right to Buy) 0.60 2016-11-08 4 A 0 75000 0 A 2017-12-31 2021-11-08 Common Stock 75000 450000 D Stock Option (Right to Buy) 0.60 2016-11-08 4 A 0 75000 0 A 2018-03-31 2021-11-08 Common Stock 75000 525000 D Stock Option (Right to Buy) 0.60 2016-11-08 4 A 0 75000 0 A 2018-06-30 2021-11-08 Common Stock 75000 600000 D The stock options shall automatically vest upon a Change in Control (as defined in Mr. Malinoff's employment agreement, dated November 8, 2016, the "Employment Agreement") during his tenure as Chief Operating Officer of Wizard World, Inc. The stock options are issued pursuant to the Employment Agreement. /s/ Randall S. Malinoff 2016-11-10