0001493152-16-014765.txt : 20161110
0001493152-16-014765.hdr.sgml : 20161110
20161110173043
ACCESSION NUMBER: 0001493152-16-014765
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161108
FILED AS OF DATE: 20161110
DATE AS OF CHANGE: 20161110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wizard World, Inc.
CENTRAL INDEX KEY: 0001162896
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 980357690
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 3960 HOWARD HUGHES PARKWAY
STREET 2: SUITE 500
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
BUSINESS PHONE: 6049618878
MAIL ADDRESS:
STREET 1: 3960 HOWARD HUGHES PARKWAY
STREET 2: SUITE 500
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
FORMER COMPANY:
FORMER CONFORMED NAME: GOENERGY INC
DATE OF NAME CHANGE: 20011129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Malinoff Randall S
CENTRAL INDEX KEY: 0001668709
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33383
FILM NUMBER: 161989302
MAIL ADDRESS:
STREET 1: 25262 PRADO DE LA PUMA
CITY: CALABASAS
STATE: CA
ZIP: 91302
FORMER NAME:
FORMER CONFORMED NAME: Malinoff Randy S
DATE OF NAME CHANGE: 20160304
4
1
form4.xml
X0306
4
2016-11-08
0
0001162896
Wizard World, Inc.
WIZD
0001668709
Malinoff Randall S
25262 PRADO DE LA PUMA
CALABASAS
CA
91302
0
1
0
0
Chief Operating Officer
Stock Option (Right to Buy)
0.50
2016-11-08
4
A
0
75000
0
A
2016-11-08
2021-11-08
Common Stock
75000
75000
D
Stock Option (Right to Buy)
0.50
2016-11-08
4
A
0
75000
0
A
2016-12-31
2021-11-08
Common Stock
75000
150000
D
Stock Option (Right to Buy)
0.55
2016-11-08
4
A
0
75000
0
A
2017-03-31
2021-11-08
Common Stock
75000
225000
D
Stock Option (Right to Buy)
0.55
2016-11-08
4
A
0
75000
0
A
2017-06-30
2021-11-08
Common Stock
75000
300000
D
Stock Option (Right to Buy)
0.55
2016-11-08
4
A
0
75000
0
A
2017-09-30
2021-11-08
Common Stock
75000
375000
D
Stock Option (Right to Buy)
0.60
2016-11-08
4
A
0
75000
0
A
2017-12-31
2021-11-08
Common Stock
75000
450000
D
Stock Option (Right to Buy)
0.60
2016-11-08
4
A
0
75000
0
A
2018-03-31
2021-11-08
Common Stock
75000
525000
D
Stock Option (Right to Buy)
0.60
2016-11-08
4
A
0
75000
0
A
2018-06-30
2021-11-08
Common Stock
75000
600000
D
The stock options shall automatically vest upon a Change in Control (as defined in Mr. Malinoff's employment agreement, dated November 8, 2016, the "Employment Agreement") during his tenure as Chief Operating Officer of Wizard World, Inc.
The stock options are issued pursuant to the Employment Agreement.
/s/ Randall S. Malinoff
2016-11-10