0001493152-16-009452.txt : 20160505 0001493152-16-009452.hdr.sgml : 20160505 20160505171938 ACCESSION NUMBER: 0001493152-16-009452 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160503 FILED AS OF DATE: 20160505 DATE AS OF CHANGE: 20160505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Wizard World, Inc. CENTRAL INDEX KEY: 0001162896 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 980357690 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 500 CITY: LAS VEGAS STATE: NV ZIP: 89169 BUSINESS PHONE: 6049618878 MAIL ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 500 CITY: LAS VEGAS STATE: NV ZIP: 89169 FORMER COMPANY: FORMER CONFORMED NAME: GOENERGY INC DATE OF NAME CHANGE: 20011129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAATTA JOHN D CENTRAL INDEX KEY: 0001546597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33383 FILM NUMBER: 161625030 MAIL ADDRESS: STREET 1: 15266 VALLEY VISTA BLVD CITY: SHERMAN OAKS STATE: CA ZIP: 91403 4 1 form4.xml X0306 4 2016-05-03 0 0001162896 Wizard World, Inc. WIZD 0001546597 MAATTA JOHN D 15266 VALLEY VISTA BLVD. SHERMAN OAKS CA 91403 1 1 0 0 President & CEO Common Stock 2500 D Stock Option (Right to Buy) 0.50 2016-05-03 4 A 0 300000 0 A 2021-05-03 Common Stock 300000 750000 D Stock Option (Right to Buy) 0.50 2016-05-03 4 A 0 100000 0 A 2016-06-30 2021-05-03 Common Stock 100000 850000 D Stock Option (Right to Buy) 0.50 2016-05-03 4 A 0 100000 0 A 2016-09-30 2021-05-03 Common Stock 100000 950000 D Stock Option (Right to Buy) 0.50 2016-05-03 4 A 0 100000 0 A 2016-12-31 2021-05-03 Common Stock 100000 1050000 D Stock Option (Right to Buy) 0.55 2016-05-03 4 A 0 100000 0 A 2017-03-31 2021-05-03 Common Stock 100000 1150000 D Stock Option (Right to Buy) 0.55 2016-05-03 4 A 0 100000 0 A 2017-06-30 2021-05-03 Common Stock 100000 1250000 D Stock Option (Right to Buy) 0.55 2016-05-03 4 A 0 100000 0 A 2017-09-30 2021-05-03 Common Stock 100000 1350000 D Stock Option (Right to Buy) 0.60 2016-05-03 4 A 0 100000 0 A 2017-12-31 2021-05-03 Common Stock 100000 1450000 D Stock Option (Right to Buy) 0.60 2016-05-03 4 A 0 100000 0 A 2018-03-31 2021-05-03 Common Stock 100000 1550000 D Stock options shall only vest upon a Change in Control (as to be defined in Mr. Maatta's formal employment agreement) during his tenure as President and Chief Executive Officer of Wizard World, Inc. (the "Company"). Stock options shall automatically vest upon a Change in Control during Mr. Maatta's tenure as President and Chief Executive Officer of the Company. /s/ John D. Maatta 2016-05-05