0001493152-16-009452.txt : 20160505
0001493152-16-009452.hdr.sgml : 20160505
20160505171938
ACCESSION NUMBER: 0001493152-16-009452
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160503
FILED AS OF DATE: 20160505
DATE AS OF CHANGE: 20160505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wizard World, Inc.
CENTRAL INDEX KEY: 0001162896
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 980357690
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 3960 HOWARD HUGHES PARKWAY
STREET 2: SUITE 500
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
BUSINESS PHONE: 6049618878
MAIL ADDRESS:
STREET 1: 3960 HOWARD HUGHES PARKWAY
STREET 2: SUITE 500
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
FORMER COMPANY:
FORMER CONFORMED NAME: GOENERGY INC
DATE OF NAME CHANGE: 20011129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAATTA JOHN D
CENTRAL INDEX KEY: 0001546597
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33383
FILM NUMBER: 161625030
MAIL ADDRESS:
STREET 1: 15266 VALLEY VISTA BLVD
CITY: SHERMAN OAKS
STATE: CA
ZIP: 91403
4
1
form4.xml
X0306
4
2016-05-03
0
0001162896
Wizard World, Inc.
WIZD
0001546597
MAATTA JOHN D
15266 VALLEY VISTA BLVD.
SHERMAN OAKS
CA
91403
1
1
0
0
President & CEO
Common Stock
2500
D
Stock Option (Right to Buy)
0.50
2016-05-03
4
A
0
300000
0
A
2021-05-03
Common Stock
300000
750000
D
Stock Option (Right to Buy)
0.50
2016-05-03
4
A
0
100000
0
A
2016-06-30
2021-05-03
Common Stock
100000
850000
D
Stock Option (Right to Buy)
0.50
2016-05-03
4
A
0
100000
0
A
2016-09-30
2021-05-03
Common Stock
100000
950000
D
Stock Option (Right to Buy)
0.50
2016-05-03
4
A
0
100000
0
A
2016-12-31
2021-05-03
Common Stock
100000
1050000
D
Stock Option (Right to Buy)
0.55
2016-05-03
4
A
0
100000
0
A
2017-03-31
2021-05-03
Common Stock
100000
1150000
D
Stock Option (Right to Buy)
0.55
2016-05-03
4
A
0
100000
0
A
2017-06-30
2021-05-03
Common Stock
100000
1250000
D
Stock Option (Right to Buy)
0.55
2016-05-03
4
A
0
100000
0
A
2017-09-30
2021-05-03
Common Stock
100000
1350000
D
Stock Option (Right to Buy)
0.60
2016-05-03
4
A
0
100000
0
A
2017-12-31
2021-05-03
Common Stock
100000
1450000
D
Stock Option (Right to Buy)
0.60
2016-05-03
4
A
0
100000
0
A
2018-03-31
2021-05-03
Common Stock
100000
1550000
D
Stock options shall only vest upon a Change in Control (as to be defined in Mr. Maatta's formal employment agreement) during his tenure as President and Chief Executive Officer of Wizard World, Inc. (the "Company").
Stock options shall automatically vest upon a Change in Control during Mr. Maatta's tenure as President and Chief Executive Officer of the Company.
/s/ John D. Maatta
2016-05-05