0001493152-14-003066.txt : 20140923 0001493152-14-003066.hdr.sgml : 20140923 20140923170958 ACCESSION NUMBER: 0001493152-14-003066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140922 FILED AS OF DATE: 20140923 DATE AS OF CHANGE: 20140923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Wizard World, Inc. CENTRAL INDEX KEY: 0001162896 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 980357690 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 500 CITY: LAS VEGAS STATE: NV ZIP: 89169 BUSINESS PHONE: 6049618878 MAIL ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 500 CITY: LAS VEGAS STATE: NV ZIP: 89169 FORMER COMPANY: FORMER CONFORMED NAME: GOENERGY INC DATE OF NAME CHANGE: 20011129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACALUSO JOHN MICHAEL CENTRAL INDEX KEY: 0001546596 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33383 FILM NUMBER: 141116589 MAIL ADDRESS: STREET 1: 1240 5TH STREET CITY: MANHATTAN BEACH STATE: CA ZIP: 90266 4 1 form4.xml X0306 4 2014-09-22 0 0001162896 Wizard World, Inc. WIZD 0001546596 MACALUSO JOHN MICHAEL 1240 5TH STREET MANHATTAN BEACH CA 90266 1 1 1 0 CEO, President, Chairman Common Stock, par value $0.0001 per share 2014-09-22 4 P 0 10000 0.89 A 8450213 D Mr. Macaluso currently owns: (i) 8,450,213 shares of common stock directly owned by Mr. Macaluso; (ii) 3,020,000 options to purchase shares of common stock at an exercise price of $0.44 per share, of which approximately 2,575,000 have vested as of today; (iii) 900,000 options to purchase shares of common stock at an exercise price of $1.00 per share, which shall vest quarterly over the period beginning on March 19, 2015 and ending March 18, 2016; (iv) 900,000 options to purchase shares of common stock at an exercise price of $1.25 per share, which shall vest quarterly over the period beginning on March 19, 2016 and ending March 18, 2017; and (v) 900,000 options to purchase shares of common stock at an exercise price of $1.50 per share, which shall vest quarterly over the period beginning on March 18, 2017 and ending March 18, 2018. /s/ John Macaluso 2014-09-23