0001493152-14-003024.txt : 20140919 0001493152-14-003024.hdr.sgml : 20140919 20140919171648 ACCESSION NUMBER: 0001493152-14-003024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140916 FILED AS OF DATE: 20140919 DATE AS OF CHANGE: 20140919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Wizard World, Inc. CENTRAL INDEX KEY: 0001162896 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 980357690 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 500 CITY: LAS VEGAS STATE: NV ZIP: 89169 BUSINESS PHONE: 6049618878 MAIL ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 500 CITY: LAS VEGAS STATE: NV ZIP: 89169 FORMER COMPANY: FORMER CONFORMED NAME: GOENERGY INC DATE OF NAME CHANGE: 20011129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACALUSO JOHN MICHAEL CENTRAL INDEX KEY: 0001546596 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33383 FILM NUMBER: 141112644 MAIL ADDRESS: STREET 1: 1240 5TH STREET CITY: MANHATTAN BEACH STATE: CA ZIP: 90266 4 1 form4.xml OWNERSHIP DOCUMENT X0306 4 2014-09-16 0 0001162896 Wizard World, Inc. WIZD 0001546596 MACALUSO JOHN MICHAEL 1240 5TH STREET MANHATTAN BEACH CA 90266 1 1 1 0 CEO, President, Chairman Stock Options (Right to Purchase) 1.00 2014-09-16 4 A 0 900000 0 A 2019-09-16 common stock, par value $0.0001 per share 900000 3920000 D Stock Options (Right to Purchase) 1.25 2014-09-16 4 A 0 900000 0 A 2019-09-16 common stock, par value $0.0001 per share 900000 4820000 D Stock Options (Right to Purchase) 1.50 2014-09-16 4 A 0 900000 0 A 2019-09-16 common stock, par value $0.0001 per share 900000 5720000 D On September 16, 2014, Wizard World, Inc. (the "Company") entered into an Amended and Restated Employment Agreement (the "Employment Agreement") with John Macaluso pursuant to which Mr. Macaluso shall continue to serve as the Chief Executive Officer of the Company. Pursuant to the Employment Agreement, the Company granted Mr. Macaluso 900,000 options which shall vest quarterly over the period beginning on March 19, 2015 and ending March 18, 2016. Pursuant to the Employment Agreement, the Company granted Mr. Macaluso 900,000 options which shall vest quarterly over the period beginning on March 19, 2016 and ending March 18, 2017. Pursuant to the Employment Agreement, the Company granted Mr. Macaluso 900,000 options which shall vest quarterly over the period beginning on March 18, 2017 and ending March 18, 2018. /s/ John Macaluso 2014-09-19