SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Shamus Kenneth

(Last) (First) (Middle)
11 DEER HORN TRAIL

(Street)
UPPER SADDLE RIVER NJ 07458

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2013
3. Issuer Name and Ticker or Trading Symbol
Wizard World, Inc. [ WIZD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.0001 per share 2,000,000 I Please see explanation below(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Purchase) 03/17/2013 03/17/2018 Common Stock, par value $0.0001 per share 150,000(2) $0.4 D
Explanation of Responses:
1. Mr. Shamus is the beneficial owner of shares held by Kicking the Can LLC, 4 Brothers LLC, It's All Normal, LLC and Pivot Media LLC, which are all entities owned by his family.
2. In connection with his appointment to the Board, Mr. Shamus received, pursuant to a stock option agreement, entered into as of March 17, 2013, by and between the Company and Mr. Shamus, stock options to purchase up to one hundred and fifty thousand (150,000) shares of the Company's common stock, par value $0.0001 per share, at an exercise price per share equal to $0.40. The options are exercisable for a period of five years and vest in equal amounts over a period of three (3) years at the rate of twelve thousand five hundred (12,500) options per fiscal quarter at the end of such quarter, commencing in the quarter ended July 31, 2011, and pro-rated for the number of days Mr. Shamus served on Board during the first fiscal quarter. As of the date hereof, 28,082options have vested.
Remarks:
On March 17, 2013, Mr. Kenneth Shamus was appointed as a member of the board of directors (the "Board") of Wizard World, Inc. (the "Company").
/s/ Kenneth Shamus 10/16/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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