0001493152-13-002006.txt : 20131016 0001493152-13-002006.hdr.sgml : 20131016 20131016165616 ACCESSION NUMBER: 0001493152-13-002006 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130317 FILED AS OF DATE: 20131016 DATE AS OF CHANGE: 20131016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Wizard World, Inc. CENTRAL INDEX KEY: 0001162896 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 980357690 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 500 CITY: LAS VEGAS STATE: NV ZIP: 89169 BUSINESS PHONE: 6049618878 MAIL ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 500 CITY: LAS VEGAS STATE: NV ZIP: 89169 FORMER COMPANY: FORMER CONFORMED NAME: GOENERGY INC DATE OF NAME CHANGE: 20011129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shamus Kenneth CENTRAL INDEX KEY: 0001576119 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33383 FILM NUMBER: 131154610 MAIL ADDRESS: STREET 1: 11 DEER HORN TRAIL CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 3 1 form3.xml OWNERSHIP DOCUMENT X0206 3 2013-03-17 0 0001162896 Wizard World, Inc. WIZD 0001576119 Shamus Kenneth 11 DEER HORN TRAIL UPPER SADDLE RIVER NJ 07458 1 0 0 0 Common Stock, par value $0.0001 per share 2000000 I Please see explanation below Employee Stock Option (Right to Purchase) 0.40 2013-03-17 2018-03-17 Common Stock, par value $0.0001 per share 150000 D Mr. Shamus is the beneficial owner of shares held by Kicking the Can LLC, 4 Brothers LLC, It's All Normal, LLC and Pivot Media LLC, which are all entities owned by his family. In connection with his appointment to the Board, Mr. Shamus received, pursuant to a stock option agreement, entered into as of March 17, 2013, by and between the Company and Mr. Shamus, stock options to purchase up to one hundred and fifty thousand (150,000) shares of the Company's common stock, par value $0.0001 per share, at an exercise price per share equal to $0.40. The options are exercisable for a period of five years and vest in equal amounts over a period of three (3) years at the rate of twelve thousand five hundred (12,500) options per fiscal quarter at the end of such quarter, commencing in the quarter ended July 31, 2011, and pro-rated for the number of days Mr. Shamus served on Board during the first fiscal quarter. As of the date hereof, 28,082options have vested. On March 17, 2013, Mr. Kenneth Shamus was appointed as a member of the board of directors (the "Board") of Wizard World, Inc. (the "Company"). /s/ Kenneth Shamus 2013-10-16