0001493152-13-002006.txt : 20131016
0001493152-13-002006.hdr.sgml : 20131016
20131016165616
ACCESSION NUMBER: 0001493152-13-002006
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130317
FILED AS OF DATE: 20131016
DATE AS OF CHANGE: 20131016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wizard World, Inc.
CENTRAL INDEX KEY: 0001162896
STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382]
IRS NUMBER: 980357690
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 3960 HOWARD HUGHES PARKWAY
STREET 2: SUITE 500
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
BUSINESS PHONE: 6049618878
MAIL ADDRESS:
STREET 1: 3960 HOWARD HUGHES PARKWAY
STREET 2: SUITE 500
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
FORMER COMPANY:
FORMER CONFORMED NAME: GOENERGY INC
DATE OF NAME CHANGE: 20011129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shamus Kenneth
CENTRAL INDEX KEY: 0001576119
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33383
FILM NUMBER: 131154610
MAIL ADDRESS:
STREET 1: 11 DEER HORN TRAIL
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
3
1
form3.xml
OWNERSHIP DOCUMENT
X0206
3
2013-03-17
0
0001162896
Wizard World, Inc.
WIZD
0001576119
Shamus Kenneth
11 DEER HORN TRAIL
UPPER SADDLE RIVER
NJ
07458
1
0
0
0
Common Stock, par value $0.0001 per share
2000000
I
Please see explanation below
Employee Stock Option (Right to Purchase)
0.40
2013-03-17
2018-03-17
Common Stock, par value $0.0001 per share
150000
D
Mr. Shamus is the beneficial owner of shares held by Kicking the Can LLC, 4 Brothers LLC, It's All Normal, LLC and Pivot Media LLC, which are all entities owned by his family.
In connection with his appointment to the Board, Mr. Shamus received, pursuant to a stock option agreement, entered into as of March 17, 2013, by and between the Company and Mr. Shamus, stock options to purchase up to one hundred and fifty thousand (150,000) shares of the Company's common stock, par value $0.0001 per share, at an exercise price per share equal to $0.40. The options are exercisable for a period of five years and vest in equal amounts over a period of three (3) years at the rate of twelve thousand five hundred (12,500) options per fiscal quarter at the end of such quarter, commencing in the quarter ended July 31, 2011, and pro-rated for the number of days Mr. Shamus served on Board during the first fiscal quarter. As of the date hereof, 28,082options have vested.
On March 17, 2013, Mr. Kenneth Shamus was appointed as a member of the board of directors (the "Board") of Wizard World, Inc. (the "Company").
/s/ Kenneth Shamus
2013-10-16