0001144204-12-021509.txt : 20120413 0001144204-12-021509.hdr.sgml : 20120413 20120413160912 ACCESSION NUMBER: 0001144204-12-021509 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120330 FILED AS OF DATE: 20120413 DATE AS OF CHANGE: 20120413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACALUSO JOHN MICHAEL CENTRAL INDEX KEY: 0001546596 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33383 FILM NUMBER: 12758798 MAIL ADDRESS: STREET 1: 1240 5TH STREET CITY: MANHATTAN BEACH STATE: CA ZIP: 90266 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Wizard World, Inc. CENTRAL INDEX KEY: 0001162896 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 980357690 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 500 CITY: LAS VEGAS STATE: NV ZIP: 89169 BUSINESS PHONE: 6049618878 MAIL ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 500 CITY: LAS VEGAS STATE: NV ZIP: 89169 FORMER COMPANY: FORMER CONFORMED NAME: GOENERGY INC DATE OF NAME CHANGE: 20011129 3 1 v309328_3.xml OWNERSHIP DOCUMENT X0205 3 2012-03-30 0 0001162896 Wizard World, Inc. WIZD 0001546596 MACALUSO JOHN MICHAEL 1240 5TH STREET MANHATTAN BEACH CA 90266 1 1 0 0 CEO and President Common Stock, par value $0.0001 per share 8050000 D Stock Options (Right to Purchase) 0.44 2011-06-30 2016-05-13 common stock, par value $0.0001 per share 150000 D Stock Options (Right to Purchase) 0.44 2012-06-30 2017-03-19 common stock, par value $0.0001 per share 2750000 D Series A Preferred Stock 0.40 2011-04-18 common stock, par value $0.0001 per share 1000 D Common Stock Purchase Warrant 0.40 2011-04-18 2016-04-18 common stock, par value $0.0001 per share 50000 D Common Stock Purchase Warrant 0.40 2011-12-06 2016-12-06 common stock, par value $0.0001 per share 25000 D Common Stock Purchase Warrant 0.44 2012-06-30 2017-03-19 common stock, par value $0.0001 per share 1000000 D 6,389 options vested on the Date Exercisable and 12,500 options will vest per fiscal quarter over a three year period. Mr. Macaluso received, pursuant to a stock option agreement, entered into as of May 9, 2011, by and between Wizard World Inc. (the "Company) and Mr. Macaluso, stock options to purchase up to one hundred and fifty thousand (150,000) shares of the Company's common stock, par value $0.0001 per share, at an exercise price per share equal to $0.44. The options are exercisable for a period of five years and vest in equal amounts over a period of three (3) years at the rate of twelve thousand five hundred (12,500) options per fiscal quarter at the end of such quarter, commencing in the quarter ended July 31, 2011, and pro-rated for the number of days Mr. Macaluso served on the board of directors (the "Board") during the first fiscal quarter. As of the date hereof, 43,889 options have vested. 229,166 options will vest on the Date Exercisable and 229,166 options will vest per fiscal quarter over a three year period. Mr. Macaluso received, pursuant to a stock option agreement, entered into as of March 19, 2012, by and between the Company and Mr. Macaluso, stock options to purchase up to two million and seven hundred and fifty thousand (2,750,000) shares of the Company's common stock, par value $0.0001 per share, at an exercise price per share equal to $0.44. The options are exercisable for a period of five years and vest in equal amounts over a period of three (3) years at the rate of 229,166 options per fiscal quarter at the end of such quarter, commencing in the quarter ended June 30, 2012. As of the date hereof, 0 options have vested. The Series A Preferred Stock do not have an expiration date. On May 13, 2011, John Macaluso was appointed to the Board and on March 19, 2012, Mr. Macaluso was appointed as the Company's Chief Executive Officer. On March 30, 2012, the Company filed a registration statement on Form 8-A, registering the Company's common stock, par value $0.0001 per share under Section 12(g) of the Securities Exchange Act of 1934, with the U.S. Securities and Exchange Commission. /s/ John Macaluso 2012-04-13