0001144204-12-021509.txt : 20120413
0001144204-12-021509.hdr.sgml : 20120413
20120413160912
ACCESSION NUMBER: 0001144204-12-021509
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120330
FILED AS OF DATE: 20120413
DATE AS OF CHANGE: 20120413
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MACALUSO JOHN MICHAEL
CENTRAL INDEX KEY: 0001546596
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33383
FILM NUMBER: 12758798
MAIL ADDRESS:
STREET 1: 1240 5TH STREET
CITY: MANHATTAN BEACH
STATE: CA
ZIP: 90266
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wizard World, Inc.
CENTRAL INDEX KEY: 0001162896
STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382]
IRS NUMBER: 980357690
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 3960 HOWARD HUGHES PARKWAY
STREET 2: SUITE 500
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
BUSINESS PHONE: 6049618878
MAIL ADDRESS:
STREET 1: 3960 HOWARD HUGHES PARKWAY
STREET 2: SUITE 500
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
FORMER COMPANY:
FORMER CONFORMED NAME: GOENERGY INC
DATE OF NAME CHANGE: 20011129
3
1
v309328_3.xml
OWNERSHIP DOCUMENT
X0205
3
2012-03-30
0
0001162896
Wizard World, Inc.
WIZD
0001546596
MACALUSO JOHN MICHAEL
1240 5TH STREET
MANHATTAN BEACH
CA
90266
1
1
0
0
CEO and President
Common Stock, par value $0.0001 per share
8050000
D
Stock Options (Right to Purchase)
0.44
2011-06-30
2016-05-13
common stock, par value $0.0001 per share
150000
D
Stock Options (Right to Purchase)
0.44
2012-06-30
2017-03-19
common stock, par value $0.0001 per share
2750000
D
Series A Preferred Stock
0.40
2011-04-18
common stock, par value $0.0001 per share
1000
D
Common Stock Purchase Warrant
0.40
2011-04-18
2016-04-18
common stock, par value $0.0001 per share
50000
D
Common Stock Purchase Warrant
0.40
2011-12-06
2016-12-06
common stock, par value $0.0001 per share
25000
D
Common Stock Purchase Warrant
0.44
2012-06-30
2017-03-19
common stock, par value $0.0001 per share
1000000
D
6,389 options vested on the Date Exercisable and 12,500 options will vest per fiscal quarter over a three year period.
Mr. Macaluso received, pursuant to a stock option agreement, entered into as of May 9, 2011, by and between Wizard World Inc. (the "Company) and Mr. Macaluso, stock options to purchase up to one hundred and fifty thousand (150,000) shares of the Company's common stock, par value $0.0001 per share, at an exercise price per share equal to $0.44. The options are exercisable for a period of five years and vest in equal amounts over a period of three (3) years at the rate of twelve thousand five hundred (12,500) options per fiscal quarter at the end of such quarter, commencing in the quarter ended July 31, 2011, and pro-rated for the number of days Mr. Macaluso served on the board of directors (the "Board") during the first fiscal quarter. As of the date hereof, 43,889 options have vested.
229,166 options will vest on the Date Exercisable and 229,166 options will vest per fiscal quarter over a three year period.
Mr. Macaluso received, pursuant to a stock option agreement, entered into as of March 19, 2012, by and between the Company and Mr. Macaluso, stock options to purchase up to two million and seven hundred and fifty thousand (2,750,000) shares of the Company's common stock, par value $0.0001 per share, at an exercise price per share equal to $0.44. The options are exercisable for a period of five years and vest in equal amounts over a period of three (3) years at the rate of 229,166 options per fiscal quarter at the end of such quarter, commencing in the quarter ended June 30, 2012. As of the date hereof, 0 options have vested.
The Series A Preferred Stock do not have an expiration date.
On May 13, 2011, John Macaluso was appointed to the Board and on March 19, 2012, Mr. Macaluso was appointed as the Company's Chief Executive Officer. On March 30, 2012, the Company filed a registration statement on Form 8-A, registering the Company's common stock, par value $0.0001 per share under Section 12(g) of the Securities Exchange Act of 1934, with the U.S. Securities and Exchange Commission.
/s/ John Macaluso
2012-04-13