0000939798-22-000006.txt : 20220412
0000939798-22-000006.hdr.sgml : 20220412
20220412172316
ACCESSION NUMBER: 0000939798-22-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220412
DATE AS OF CHANGE: 20220412
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAUFMAN SCOTT D
CENTRAL INDEX KEY: 0001312498
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33383
FILM NUMBER: 22823068
MAIL ADDRESS:
STREET 1: MIDUSMMER INVESTMENT LTD
STREET 2: 485 MADISON AVENUE 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Creek Road Miners, Inc.
CENTRAL INDEX KEY: 0001162896
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 980357690
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2700 HOMESTEAD ROAD
STREET 2: SUITE 50
CITY: PARK CITY
STATE: UT
ZIP: 84098
BUSINESS PHONE: 435-900-1949
MAIL ADDRESS:
STREET 1: 2700 HOMESTEAD ROAD
STREET 2: SUITE 50
CITY: PARK CITY
STATE: UT
ZIP: 84098
FORMER COMPANY:
FORMER CONFORMED NAME: WIZARD BRANDS, INC.
DATE OF NAME CHANGE: 20200814
FORMER COMPANY:
FORMER CONFORMED NAME: WIZARD ENTERTAINMENT, INC.
DATE OF NAME CHANGE: 20181009
FORMER COMPANY:
FORMER CONFORMED NAME: Wizard World, Inc.
DATE OF NAME CHANGE: 20110125
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2022-03-31
0
0001162896
Creek Road Miners, Inc.
CRKR
0001312498
KAUFMAN SCOTT D
C/O CREEK ROAD MINERS, INC.
2700 HOMESTEAD ROAD, SUITE 50
PARK CITY
UT
84098
1
1
1
0
CEO and President
Common Stock
1202523
D
Series A Preferred Stock
2022-03-31
4
A
0
3409
A
2022-03-31
Common Stock
194800
9659
D
Series A Preferred Stock
Common Stock
551942
9659
D
Options
2.65
2021-12-01
Common Stock
2625000
2625000
D
Options
0.25
2020-08-03
2025-08-03
Common Stock
37500
37500
D
Convertible Debenture
0.175
2019-12-19
2022-12-31
Common Stock
14267714
2496850
I
See Footnote 4.
Warrant
0.175
2019-12-19
2024-12-01
Common Stock
4285174
4285174
I
See Footnote 4.
Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.
6,250 of the Preferred Shares became exercisable on 12/31/2021, and the balance became exercisable on 03/31/2022.
Options granted pursuant to incentive and award plans. 25% of the options vest when the common share VWAP computed over 30 trading days reaches $2.50, $3.00, $3.50 and $4.00.
Securities held by Barlock 2019 Fund, LP, an entity over which Scott Kaufman has managerial control.
/s/ Scott D. Kaufman
2022-04-12