0000939798-22-000006.txt : 20220412 0000939798-22-000006.hdr.sgml : 20220412 20220412172316 ACCESSION NUMBER: 0000939798-22-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220412 DATE AS OF CHANGE: 20220412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAUFMAN SCOTT D CENTRAL INDEX KEY: 0001312498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33383 FILM NUMBER: 22823068 MAIL ADDRESS: STREET 1: MIDUSMMER INVESTMENT LTD STREET 2: 485 MADISON AVENUE 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Creek Road Miners, Inc. CENTRAL INDEX KEY: 0001162896 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 980357690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2700 HOMESTEAD ROAD STREET 2: SUITE 50 CITY: PARK CITY STATE: UT ZIP: 84098 BUSINESS PHONE: 435-900-1949 MAIL ADDRESS: STREET 1: 2700 HOMESTEAD ROAD STREET 2: SUITE 50 CITY: PARK CITY STATE: UT ZIP: 84098 FORMER COMPANY: FORMER CONFORMED NAME: WIZARD BRANDS, INC. DATE OF NAME CHANGE: 20200814 FORMER COMPANY: FORMER CONFORMED NAME: WIZARD ENTERTAINMENT, INC. DATE OF NAME CHANGE: 20181009 FORMER COMPANY: FORMER CONFORMED NAME: Wizard World, Inc. DATE OF NAME CHANGE: 20110125 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-03-31 0 0001162896 Creek Road Miners, Inc. CRKR 0001312498 KAUFMAN SCOTT D C/O CREEK ROAD MINERS, INC. 2700 HOMESTEAD ROAD, SUITE 50 PARK CITY UT 84098 1 1 1 0 CEO and President Common Stock 1202523 D Series A Preferred Stock 2022-03-31 4 A 0 3409 A 2022-03-31 Common Stock 194800 9659 D Series A Preferred Stock Common Stock 551942 9659 D Options 2.65 2021-12-01 Common Stock 2625000 2625000 D Options 0.25 2020-08-03 2025-08-03 Common Stock 37500 37500 D Convertible Debenture 0.175 2019-12-19 2022-12-31 Common Stock 14267714 2496850 I See Footnote 4. Warrant 0.175 2019-12-19 2024-12-01 Common Stock 4285174 4285174 I See Footnote 4. Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. 6,250 of the Preferred Shares became exercisable on 12/31/2021, and the balance became exercisable on 03/31/2022. Options granted pursuant to incentive and award plans. 25% of the options vest when the common share VWAP computed over 30 trading days reaches $2.50, $3.00, $3.50 and $4.00. Securities held by Barlock 2019 Fund, LP, an entity over which Scott Kaufman has managerial control. /s/ Scott D. Kaufman 2022-04-12