0000950170-24-072569.txt : 20240612
0000950170-24-072569.hdr.sgml : 20240612
20240612173038
ACCESSION NUMBER: 0000950170-24-072569
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240612
FILED AS OF DATE: 20240612
DATE AS OF CHANGE: 20240612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARBURG PINCUS LLC
CENTRAL INDEX KEY: 0001162870
ORGANIZATION NAME:
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40838
FILM NUMBER: 241039424
BUSINESS ADDRESS:
STREET 1: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-878-0600
MAIL ADDRESS:
STREET 1: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warburg Pincus Partners II (Cayman), L.P.
CENTRAL INDEX KEY: 0001658820
ORGANIZATION NAME:
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40838
FILM NUMBER: 241039415
BUSINESS ADDRESS:
STREET 1: 450 LEXINGTON AVENUE
STREET 2: C/O WARBURG PINCUS LLC
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2128780600
MAIL ADDRESS:
STREET 1: 450 LEXINGTON AVENUE
STREET 2: C/O WARBURG PINCUS LLC
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warburg Pincus (Callisto) Global Growth (Cayman), L.P.
CENTRAL INDEX KEY: 0001813766
ORGANIZATION NAME:
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40838
FILM NUMBER: 241039421
BUSINESS ADDRESS:
STREET 1: C/O WARBURG PINCUS LLC
STREET 2: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-878-0600
MAIL ADDRESS:
STREET 1: C/O WARBURG PINCUS LLC
STREET 2: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warburg Pincus (Cayman) Global Growth GP LLC
CENTRAL INDEX KEY: 0001813785
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40838
FILM NUMBER: 241039417
BUSINESS ADDRESS:
STREET 1: C/O WARBURG PINCUS LLC
STREET 2: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-878-0600
MAIL ADDRESS:
STREET 1: C/O WARBURG PINCUS LLC
STREET 2: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warburg Pincus (Cayman) Global Growth GP, L.P.
CENTRAL INDEX KEY: 0001813787
ORGANIZATION NAME:
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40838
FILM NUMBER: 241039419
BUSINESS ADDRESS:
STREET 1: C/O WARBURG PINCUS LLC
STREET 2: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-878-0600
MAIL ADDRESS:
STREET 1: C/O WARBURG PINCUS LLC
STREET 2: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WP CA Holdco GP, LLC
CENTRAL INDEX KEY: 0001884577
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40838
FILM NUMBER: 241039422
BUSINESS ADDRESS:
STREET 1: C/O WARBURG PINCUS LLC
STREET 2: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2128780600
MAIL ADDRESS:
STREET 1: C/O WARBURG PINCUS LLC
STREET 2: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warburg Pincus (Cayman) Financial Sector GP, L.P.
CENTRAL INDEX KEY: 0001813791
ORGANIZATION NAME:
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40838
FILM NUMBER: 241039418
BUSINESS ADDRESS:
STREET 1: C/O WARBURG PINCUS LLC
STREET 2: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-878-0600
MAIL ADDRESS:
STREET 1: C/O WARBURG PINCUS LLC
STREET 2: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warburg Pincus (Cayman) Financial Sector GP LLC
CENTRAL INDEX KEY: 0001813792
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40838
FILM NUMBER: 241039416
BUSINESS ADDRESS:
STREET 1: C/O WARBURG PINCUS LLC
STREET 2: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-878-0600
MAIL ADDRESS:
STREET 1: C/O WARBURG PINCUS LLC
STREET 2: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warburg Pincus Financial Sector (Cayman), L.P.
CENTRAL INDEX KEY: 0001813788
ORGANIZATION NAME:
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40838
FILM NUMBER: 241039420
BUSINESS ADDRESS:
STREET 1: C/O WARBURG PINCUS LLC
STREET 2: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-878-0600
MAIL ADDRESS:
STREET 1: C/O WARBURG PINCUS LLC
STREET 2: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WP CA Holdco, L.P.
CENTRAL INDEX KEY: 0001884575
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40838
FILM NUMBER: 241039423
BUSINESS ADDRESS:
STREET 1: C/O WARBURG PINCUS LLC
STREET 2: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2128780600
MAIL ADDRESS:
STREET 1: C/O WARBURG PINCUS LLC
STREET 2: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Clearwater Analytics Holdings, Inc.
CENTRAL INDEX KEY: 0001866368
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 W. MAIN STREET, SUITE 900
CITY: BOISE
STATE: ID
ZIP: 83702
BUSINESS PHONE: 208-918-2400
MAIL ADDRESS:
STREET 1: 777 W. MAIN STREET, SUITE 900
CITY: BOISE
STATE: ID
ZIP: 83702
4
1
ownership.xml
4
X0508
4
2024-06-12
0001866368
Clearwater Analytics Holdings, Inc.
CWAN
0001162870
WARBURG PINCUS LLC
C/O WARBURG PINCUS LLC,
450 LEXINGTON AVENUE
NEW YORK
NY
10017
true
false
true
false
0001884575
WP CA Holdco, L.P.
C/O WARBURG PINCUS LLC,
450 LEXINGTON AVENUE
NEW YORK
NY
10017
true
false
true
false
0001884577
WP CA Holdco GP, LLC
C/O WARBURG PINCUS LLC,
450 LEXINGTON AVENUE
NEW YORK
NY
10017
true
false
true
false
0001813766
Warburg Pincus (Callisto) Global Growth (Cayman), L.P.
C/O WARBURG PINCUS LLC,
450 LEXINGTON AVENUE
NEW YORK
NY
10017
false
false
true
false
0001813788
Warburg Pincus Financial Sector (Cayman), L.P.
C/O WARBURG PINCUS LLC,
450 LEXINGTON AVENUE
NEW YORK
NY
10017
true
false
true
false
0001813787
Warburg Pincus (Cayman) Global Growth GP, L.P.
C/O WARBURG PINCUS LLC,
450 LEXINGTON AVENUE
NEW YORK
NY
10017
false
false
true
false
0001813791
Warburg Pincus (Cayman) Financial Sector GP, L.P.
C/O WARBURG PINCUS LLC,
450 LEXINGTON AVENUE
NEW YORK
NY
10017
true
false
true
false
0001813785
Warburg Pincus (Cayman) Global Growth GP LLC
C/O WARBURG PINCUS LLC,
450 LEXINGTON AVENUE
NEW YORK
NY
10017
true
false
true
false
0001813792
Warburg Pincus (Cayman) Financial Sector GP LLC
C/O WARBURG PINCUS LLC,
450 LEXINGTON AVENUE
NEW YORK
NY
10017
true
false
true
false
0001658820
Warburg Pincus Partners II (Cayman), L.P.
C/O WARBURG PINCUS LLC,
450 LEXINGTON AVENUE
NEW YORK
NY
10017
false
false
true
false
false
Class D Common Stock
2024-06-12
4
M
false
7000000
D
18192059
I
See Footnotes
Class A Common Stock
2024-06-12
4
M
false
7000000
A
7000000
I
See Footnotes
Class A Common Stock
2024-06-12
4
S
false
7000000
19.71
D
0
I
See Footnotes
Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.
Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.
Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.
This amount represents a price to the underwriter of $19.71 per share of Class A Common Stock. The underwriter may offer the shares of Class A Common Stock from time to time in one or more transactions on the NYSE, in the over-the-counter market or through negotiated transactions at market prices or at negotiated prices.
WP Holdco, WP Holdco GP, WP Callisto, WP FS, WP LLC, WP GG Cayman GP, WP FS Cayman GP, WP FS Cayman GP, WP GG Cayman GP LLC, WP FS Cayman GP LLC and WPP II Cayman and Warburg Pincus (Bermuda) Private Equity GP Ltd. may be deemed to be members of a "group" for the purposes of the Securities Exchange Act of 1934. Each reporting person disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by the reporting person. This report shall not be deemed an admission that the reporting persons are a member of a group or the beneficial owner of any securities not directly owned by the reporting person. Each of the reporting persons is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Defined Terms: "GP" refers to general partner. "MM" refers to managing member. "AS" refers to Authorised Signatory. "Warburg (Bermuda)" refers to Warburg Pincus (Bermuda) Private Equity GP Ltd. Form 1 of 2
WARBURG PINCUS LLC, By: /s/ Harsha Marti, General Counsel & Managing Director
2024-06-12
WP CA HOLDCO, L.P., By: /s/ Harsha Marti, Vice President and Assistant Secretary of WP CA Holdco GP, LLC, the GP of WP CA Holdco, L.P.
2024-06-12
WP CA HOLDCO GP, LLC, By: /s/ Harsha Marti, Vice President and Assistant Secretary
2024-06-12
WARBURG PINCUS (CALLISTO) GLOBAL GROWTH (CAYMAN), L.P., By: /s/ Harsha Marti, AS of Warburg (Bermuda), the GP of WPP II Cayman., the MM of WP GG Cayman GP LLC, the GP of WP GG Cayman GP, the GP of Warburg Pincus (Callisto) Global Growth (Cayman), L.P.
2024-06-12
WARBURG PINCUS FINANCIAL SECTOR (CAYMAN), L.P., By: /s/ Harsha Marti, AS of Warburg (Bermuda), the GP of WPP II Cayman, the MM of WP FS Cayman GP LLC, the GP of Warburg Pincus (Cayman) Financial Sector GP, L.P., the GP of WP FS
2024-06-12
WARBURG PINCUS (CAYMAN) GLOBAL GROWTH GP, L.P., By: /s/ Harsha Marti, AS of Warburg (Bermuda), the GP of WPP II Cayman), the MM of WP GG Cayman GP LLC, the GP of Warburg Pincus (Cayman) Global Growth GP, L.P.
2024-06-12
WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR GP, L.P., By: /s/ Harsha Marti, AS of Warburg (Bermuda), the GP of WPP II Cayman., the MM of WP FS Cayman GP LLC, the GP of WP FS
2024-06-12
WARBURG PINCUS (CAYMAN) GLOBAL GROWTH GP LLC, By: /s/ Harsha Marti, AS of Warburg (Bermuda), the GP of WPP II Cayman, the MM of WP GG Cayman GP
2024-06-12
WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR GP LLC, By: /s/ Harsha Marti, AS of Warburg (Bermuda), the GP of WPP II Cayman, the MM of WP FS Cayman GP LLC
2024-06-12
WARBURG PINCUS PARTNERS II (CAYMAN), L.P., By: /s/ Harsha Marti, AS of Warburg (Bermuda), the GP of WPP II Cayman
2024-06-12