-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WBVe5wg6tM6HClyI52jL36Aq6Aoffbr8hzdfNj4M+YcQRPHkwloU9sy40qPjZ9AE 6KRImPGqQf1nFQGbDLdUxg== 0001205798-07-000001.txt : 20070104 0001205798-07-000001.hdr.sgml : 20070104 20070104162059 ACCESSION NUMBER: 0001205798-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070103 FILED AS OF DATE: 20070104 DATE AS OF CHANGE: 20070104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOVER DOWNS GAMING & ENTERTAINMENT INC CENTRAL INDEX KEY: 0001162556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 510414140 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1131 N DUPONT HWY CITY: DOVER STATE: DE ZIP: 19901 BUSINESS PHONE: 3026744600 MAIL ADDRESS: STREET 1: P O BOX 843 CITY: DOVER STATE: DE ZIP: 19903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUTOR EDWARD J CENTRAL INDEX KEY: 0001205798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16791 FILM NUMBER: 07509701 BUSINESS ADDRESS: STREET 1: PO BOX 843 CITY: DOVER STATE: DE ZIP: 19903 BUSINESS PHONE: 302 674 4600 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-03 0001162556 DOVER DOWNS GAMING & ENTERTAINMENT INC DDE 0001205798 SUTOR EDWARD J 1131 N. DUPONT HIGHWAY DOVER DE 19901 0 1 0 0 Executive Vice Pres. & COO Common Stock, $.10 par value 2007-01-03 4 A 0 6000 0 A 30225 D Options granted 03/18/1999 7.44 2007-03-17 Common Stock 66160 66160 D Options granted 05/05/2000 5.99 2008-05-04 Common Stock 28354 28354 D Options granted 05/02/2002 7.97 2010-05-01 Common Stock 13500 13500 D Options granted 05/02/2002 7.97 2010-05-01 Common Stock 13500 13500 D Options granted 01/03/2003 6.34 2011-01-02 Common Stock 30000 30000 D Includes 25,500 shares of restricted stock granted under the Company's Incentive Stock Plan in transactions exempt under Rule 16b-3 (full amount of original grant, whether or not vested, less shares disposed of, if any). Shares vest one fifth per year beginning on the second anniversary of the grant date (beneficial ownership in unvested shares is disclaimed for Section 16 purposes). Grant dates and number of shares granted were: January 3, 2007: 6,000 shares; January 3, 2006: 7,500 shares; January 3, 2005: 6,000 shares; and April 28, 2004: 6,000 shares. Eight-year options with exercisability phasing in. Beginning one year after date of grant, one-sixth becomes exercisable. An additional one-sixth becomes exercisable over the succeeding five years. Eight-year options with exercisability phasing in as follows: 5/5/01 - 3,001 shares; 5/5/02 - 3,001 shares; 5/5/03 - 3,001 shares; 5/5/04 - 3,001 shares; 5/5/05 - 3,004 shares; and 5/5/06 - 13,346 shares. Eight-year options with exercisability phasing in as follows: 5/2/06 - 2,520 shares; 5/2/07 - 6,480 shares; 5/2/08 - 4,500 shares. Eight-year options with exercisability phasing in as follows: 1/3/07 - 7,629 shares; 1/3/08 - 10,117 shares; 1/3/09 - 12,254 shares. Previously reported. Elia D. Trowbridge via Power of Attorney Filed With the Securities & Exchange Commission 2007-01-04 -----END PRIVACY-ENHANCED MESSAGE-----