-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LkC2bP6EyBuV6+WIDFZ++oZpXOrj6cOETcC5nFvvhEB7sAeI1bbawNyTa0wCahMI DycKR38bbUHUOUjSdMb2Xg== 0001205793-07-000001.txt : 20070104 0001205793-07-000001.hdr.sgml : 20070104 20070104162436 ACCESSION NUMBER: 0001205793-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070102 FILED AS OF DATE: 20070104 DATE AS OF CHANGE: 20070104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HORNE TIMOTHY R CENTRAL INDEX KEY: 0001205793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16791 FILM NUMBER: 07509793 BUSINESS ADDRESS: STREET 1: PO BOX 843 CITY: DOVER STATE: DE ZIP: 19903 BUSINESS PHONE: 302 674 4600 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOVER DOWNS GAMING & ENTERTAINMENT INC CENTRAL INDEX KEY: 0001162556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 510414140 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1131 N DUPONT HWY CITY: DOVER STATE: DE ZIP: 19901 BUSINESS PHONE: 3026744600 MAIL ADDRESS: STREET 1: P O BOX 843 CITY: DOVER STATE: DE ZIP: 19903 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-02 0001162556 DOVER DOWNS GAMING & ENTERTAINMENT INC DDE 0001205793 HORNE TIMOTHY R 1131 N. DUPONT HIGHWAY DOVER DE 19901 0 1 0 0 Sr. VP - Finance, Treas. & CFO Common Stock, $.10 par value 2007-01-02 4 M 0 10500 6.48 A 0 D Common Stock, $.10 par value 2007-01-03 4 A 0 5000 0 A 0 D Common Stock, $.10 par value 2007-01-04 4 F 0 452 13.54 D 34695 D Options granted 01/04/1999 6.48 2007-01-02 4 M 0 10500 6.48 D 2007-01-03 Common Stock 10500 0 D Options granted 05/05/2000 5.99 2008-05-04 Common Stock 21000 21000 D Options granted 05/02/2002 7.97 2010-05-01 Common Stock 18000 18000 D Options granted 01/03/2003 6.34 2011-01-02 Common Stock 30000 30000 D See line below on Table I for total amount of securities beneficially owned directly. Includes 23,670 shares of restricted stock granted under the Company's Incentive Stock Plan in transactions exempt under Rule 16b-3 (full amount of original grant, whether or not vested, less shares disposed of, if any). Shares vest one fifth per year beginning on the second anniversary of the grant date (beneficial ownership in unvested shares is disclaimed for Section 16 purposes). Grant dates and number of shares granted were: January 3, 2007: 5,000 shares; January 3, 2006: 7,500 shares; January 3, 2005: 6,000 shares; and April 28, 2004: 6,000 shares. Eight-year options with exercisability phasing in. Beginning one year after date of grant, one-sixth becomes exercisable. An additional one-sixth becomes exercisable over the succeeding five years. Eight-year options with exercisability phasing in as follows: 5/5/01 - 3,210 shares; 5/5/02 - 3,210 shares; 5/5/03 - 4,078 shares; 5/5/04 - 3,499 shares; 5/5/05 - 3,499 shares; 5/5/06 - 3,504 shares. Previously reported. Elia D. Trowbridge Via Power of Attorney Filed With the Securities & Exchange Commission 2007-01-04 -----END PRIVACY-ENHANCED MESSAGE-----