-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lt9zVMWfouOgV8zhzxNZ53wPzhiu1FDaR889F1IEO3rc2eBeLoBZQL3mAIWvNNkV eo9YDyQz30ETInaC0nPhhQ== 0001205790-07-000001.txt : 20070104 0001205790-07-000001.hdr.sgml : 20070104 20070104162857 ACCESSION NUMBER: 0001205790-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070103 FILED AS OF DATE: 20070104 DATE AS OF CHANGE: 20070104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BELOHOUBEK KLAUS M CENTRAL INDEX KEY: 0001205790 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16791 FILM NUMBER: 07509857 BUSINESS ADDRESS: STREET 1: PO BOX 843 CITY: DOVER STATE: DE ZIP: 19903 BUSINESS PHONE: 302 674 4600 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOVER DOWNS GAMING & ENTERTAINMENT INC CENTRAL INDEX KEY: 0001162556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 510414140 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1131 N DUPONT HWY CITY: DOVER STATE: DE ZIP: 19901 BUSINESS PHONE: 3026744600 MAIL ADDRESS: STREET 1: P O BOX 843 CITY: DOVER STATE: DE ZIP: 19903 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-03 0001162556 DOVER DOWNS GAMING & ENTERTAINMENT INC DDE 0001205790 BELOHOUBEK KLAUS M PLAZA CENTRE BLDG., SUITE 203 3505 SILVERSIDE ROAD WILMINGTON DE 19810 0 1 0 0 Sr. VP, General Counsel & Secy Common Stock, $.10 par value 2007-01-03 4 M 0 7875 6.48 A 0 D Common Stock, $.10 par value 2007-01-03 4 A 0 5000 0 A 56000 D Options granted 01/04/1999 6.48 2007-01-03 4 M 0 7875 6.48 D 2007-01-03 Common Stock 7875 0 D Options granted 05/05/2000 5.99 2008-05-04 Common Stock 7875 7875 D Options granted 02/01/2001 6.11 2009-01-31 Common Stock 1165 1165 D Options granted 02/01/2001 6.11 2009-01-31 Common Stock 30334 30334 D Options granted 05/02/2002 7.97 2010-05-01 Common Stock 22500 22500 D Options granted 01/03/2003 6.34 2011-01-02 Common Stock 22500 22500 D See line below on Table I for total amount of securities beneficially owned directly. Includes 24,500 shares of restricted stock granted under the Company's Incentive Stock Plan in transactions exempt under Rule 16b-3 (full amount of original grant, whether or not vested, less shares disposed of, if any). Shares vest one fifth per year beginning on the second anniversary of the grant date (beneficial ownership in unvested shares is disclaimed for Section 16 purposes). Grant dates and number of shares granted were: January 3, 2007: 5,000 shares; January 3, 2006: 7,500 shares; January 3, 2005: 6,000 shares; and April 28, 2004: 6,000 shares. Eight-year options with exercisability phasing in. Beginning one year after date of grant, one-sixth becomes exercisable. An additional one-sixth becomes exercisable over the succeeding five years. Eight-year options with exercisability phasing in as follows: 02/01/02: 2,347; 02/01/03: 2,347; 02/01/04: 2,347; 02/01/05: 6,405; 02/01/06: 7,802; 02/01/07: 9,086. Eight-year options with exercisability phasing in as follows: 01/03/04: 2,296; 01/03/05: 2,302; 01/03/06: 2,298; 01/03/07: 2,298; 01/03/08: 9,555; 01/03/09: 3,751. Previously reported. Klaus M. Belohoubek 2007-01-04 -----END PRIVACY-ENHANCED MESSAGE-----