-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FZQR6CSgd3YoHqdysxxcVx1EXZkCOPYGKPQe3811Y7lPGYF7i+pozUsLdxwzUGls tef7XKJvrerts2cLaU/4sA== 0001205790-04-000005.txt : 20040430 0001205790-04-000005.hdr.sgml : 20040430 20040430172136 ACCESSION NUMBER: 0001205790-04-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040428 FILED AS OF DATE: 20040430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOVER DOWNS GAMING & ENTERTAINMENT INC CENTRAL INDEX KEY: 0001162556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 510414140 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1131 N DUPONT HWY CITY: DOVER STATE: DE ZIP: 19901 BUSINESS PHONE: 3026744600 MAIL ADDRESS: STREET 1: P O BOX 843 CITY: DOVER STATE: DE ZIP: 19903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGLYNN DENIS CENTRAL INDEX KEY: 0001180594 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16791 FILM NUMBER: 04770805 MAIL ADDRESS: STREET 1: POST OFFICE BOX 843 CITY: DOVER STATE: DE ZIP: 19903 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-04-28 0001162556 DOVER DOWNS GAMING & ENTERTAINMENT INC DDE 0001180594 MCGLYNN DENIS 1131 N. DUPONT HIGHWAY DOVER DE 19901 1 1 0 0 President and Chief Executive Common Stock, $.10 par value 2004-04-28 4 A 0 6000 0 A 6140 D Options granted (7) 11.95 2002-05-02 4 A 0 20000 11.95 A 2010-05-01 Common Stock 20000 20000 D Class A Common Stock 1996-10-03 4 A 0 531900 A Common Stock 531900 531900 D Class A Common Stock 1996-10-03 4 A 0 36400 A Common Stock 36400 36400 I Wife Options granted 6.74 1996-08-05 4 A 0 28000 6.74 A 2004-08-04 Common Stock 28000 28000 D Options granted 6.74 1996-08-05 4 A 0 16470 6.74 A 2004-08-04 Common Stock 16470 16470 D Options granted 9.72 1999-01-04 4 A 0 17500 9.72 A 2007-01-03 Common Stock 17500 17500 D Options granted 8.98 2000-05-05 4 A 0 24500 8.98 A 2010-05-04 Common Stock 24500 24500 D Options granted 9.51 2003-01-03 4 A 0 7095 9.51 A 2011-01-02 Common Stock 7095 7095 D Options granted 9.51 2003-01-03 4 A 0 17905 9.51 A 2011-01-02 Common Stock 17905 17905 D Class A Common Stock is convertible into Common Stock at any time on a share for share basis at the option of the holder thereof. Eight-year options with exercisability phasing in. Beginning one year after date of grant, one-sixth becomes exercisable. An additional one-sixth becomes exercisable over the succeeding five years. Eight-year options with exercisability phasing in. Beginning one year after date of grant, one-fourth becomes exercisable. An additional one-fourth becomes exercisable over the succeeding three years. Eight-year options with exercisability phasing in one-half on January 1, 2001 and one-half on January 1, 2002. Eight-year options with exercisability phasing in as follows: 5,714 shares on fourth, fifth and sixth-year anniversaries of date of grant and 358 shares on seventh-year anniversary. Ten-year options with exercisability phasing in as follows: 5/5/05 - 5,800 shares; 5/5/07 - 6,187 shares; 5/5/08 - 6,187 shares; 5/5/09 - 6,187 shares; 1/1/10 - 139 shares. Previously reported. Eight-year options with exercisability phasing in as follows: 1/3/04 - 486 shares; 1/3/05 - 486 shares; 1/3/06 - 484 shares; 1/3/07 - 484 shares; 1/3/08 - 482 shares; 1/3/09 - 4,673 shares. Eight-year options with exercisability phasing in as follows: 1/3/04 - 3,680 shares; 1/3/05 - 3,680 shares; 1/3/06 - 3,682 shares; 1/3/07 - 3,682 shares; 1/3/08 - 3,181 shares. Includes 6,000 shares of restricted stock granted under the Company's Incentive Stock Plan on April 28, 2004 in a transaction exempt under Rule 16b-3. Shares vest one fifth per year beginning on the second anniversary of the grant date (beneficial ownership in unvested shares is disclaimed for Section 16 purposes). Elia D. Trowbridge via Power of Attorney Filed With the Securities & Exchange Commission 2004-04-30 -----END PRIVACY-ENHANCED MESSAGE-----