0001437749-19-013762.txt : 20190710 0001437749-19-013762.hdr.sgml : 20190710 20190710162047 ACCESSION NUMBER: 0001437749-19-013762 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190708 FILED AS OF DATE: 20190710 DATE AS OF CHANGE: 20190710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Richey Robert Jason CENTRAL INDEX KEY: 0001664489 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50644 FILM NUMBER: 19949547 MAIL ADDRESS: STREET 1: 3240 BAYSHORE BLVD CITY: BRISBANE STATE: CA ZIP: 94005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUTERA INC CENTRAL INDEX KEY: 0001162461 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770492262 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 BAYSHORE BOULEVARD CITY: BRISBANE STATE: CA ZIP: 94005 BUSINESS PHONE: 94005 MAIL ADDRESS: STREET 1: 3240 BAYSHORE BOULEVARD CITY: BRISBANE STATE: CA ZIP: 94005 FORMER COMPANY: FORMER CONFORMED NAME: ALTUS MEDICAL INC DATE OF NAME CHANGE: 20011119 4 1 rdgdoc.xml FORM 4 X0306 4 2019-07-08 0001162461 CUTERA INC CUTR 0001664489 Richey Robert Jason C/O CUTERA, INC. 3240 BAYSHORE BLVD BRISBANE CA 94005 1 President COMMON STOCK 2019-07-08 4 A 0 27159 0 A 105872 D COMMON STOCK 2019-07-08 4 A 0 27159 0 A 133031 D COMMON STOCK 2019-07-09 4 F 0 3455 21.81 D 129576 D Grant of Restricted Stock Units (RSUs) that will entitle the Reporting Person to receive one share of Common Stock per one RSU. The RSUs vest according to the following schedule: 100% of the RSUs on January 1, 2020, subject to the Reporting Person's continued service to the Company through such date. Grant of RSUs that will entitle the Reporting Person to receive one share of Common Stock per one RSU. The RSUs vest according to the following schedule: 1/4th of the RSUs on July 8, 2020 and each one-year anniversary thereafter, subject to the Reporting Person's continued service to the Company through each such date. Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 14,193 Restricted Stock Units (RSUs) vesting on July 9, 2019. Such withholding is required by the Company's Amended 2019 Equity Incentive Plan. The amount of securities beneficially owned includes 1,224 shares acquired on May 1, 2019 by the Reporting Person in an exempt transaction under the Issuer's Amended 2004 Employee Stock Purchase Plan. /s/ DARREN ALCH P.O.A. 2019-07-10